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SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,025
+7 vs. Q2 2023
Shares held
25.5M
−3.08M (−10.8%) vs. Q2 2023
Total value
$8.56B
−$1.26B (−12.8%) vs. Q2 2023
New holders
72
343 more added
Sold out
65
336 more reduced

15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 1,025 institutions
Q1 2021: 885 institutionsQ2 2021: 894 institutionsQ3 2021: 893 institutionsQ4 2021: 962 institutionsQ1 2022: 989 institutionsQ2 2022: 953 institutionsQ3 2022: 935 institutionsQ4 2022: 1,022 institutionsQ1 2023: 1,000 institutionsQ2 2023: 1,033 institutionsQ3 2023: 1,025 institutionsQ4 2023: 1,139 institutionsQ1 2024: 1,151 institutionsQ2 2024: 1,140 institutionsQ3 2024: 1,189 institutionsQ4 2024: 1,298 institutionsQ1 2025: 1,257 institutionsQ2 2025: 1,280 institutionsQ3 2025: 1,289 institutionsQ4 2025: 1,393 institutionsQ1 2026: 1,373 institutionsQ2 2026: 1,457 institutions
Value heldQ3 2023: $8.56B
Q1 2021: $9.86BQ2 2021: $10.5BQ3 2021: $9.14BQ4 2021: $9.71BQ1 2022: $10.5BQ2 2022: $8.54BQ3 2022: $8.17BQ4 2022: $9.61BQ1 2023: $8.79BQ2 2023: $9.86BQ3 2023: $8.56BQ4 2023: $11.9BQ1 2024: $12.3BQ2 2024: $11.0BQ3 2024: $12.9BQ4 2024: $15.2BQ1 2025: $14.2BQ2 2025: $14.2BQ3 2025: $15.0BQ4 2025: $18.8BQ1 2026: $16.3BQ2 2026: $16.1B
Institutions holding DIA and their total value by quarter
QuarterHoldersValue
Q2 20261,457$16.1B
Q1 20261,373$16.3B
Q4 20251,393$18.8B
Q3 20251,289$15.0B
Q2 20251,280$14.2B
Q1 20251,257$14.2B
Q4 20241,298$15.2B
Q3 20241,189$12.9B
Q2 20241,140$11.0B
Q1 20241,151$12.3B
Q4 20231,139$11.9B
Q3 20231,025$8.56B
Q2 20231,033$9.86B
Q1 20231,000$8.79B
Q4 20221,022$9.61B
Q3 2022935$8.17B
Q2 2022953$8.54B
Q1 2022989$10.5B
Q4 2021962$9.71B
Q3 2021893$9.14B
Q2 2021894$10.5B
Q1 2021885$9.86B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.

Institutions holding DIA in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
National Bank of Canada35,099$11.7M0.02%−958−2.7%Reduced
Jane Street Group, LLC33,940$11.4M0.02%−207,024−85.9%Reduced
Robertson Stephens Wealth Management, LLC33,644$11.3M0.76%+1,557+4.9%Added
Ameritas Advisory Services, LLC33,428$11.2M0.56%+8,555+34.4%Added
Financial Sense Advisors, Inc.33,329$11.2M4.78%+33,329New
Pinnacle Holdings, LLC33,179$11.1M5.21%−260−0.8%Reduced
Atria Wealth Solutions, Inc.32,705$11.0M0.15%−608−1.8%Reduced
Meridian Wealth Management, LLC32,420$10.9M0.67%−2,873−8.1%Reduced
Amplius Wealth Advisors, LLC32,231$10.8M1.45%−566−1.7%Reduced
All Terrain Financial Advisors, LLC32,021$10.7M5.43%−1,311−3.9%Reduced
Benin Management CORP31,315$10.5M3.89%−105−0.3%Reduced
Royal Fund Management, LLC31,201$10.5M1.49%+7,752+33.1%Added
Sykon Capital LLC30,578$10.2M4.39%+16,036+110.3%Added
Kestra Advisory Services, LLC30,380$10.2M0.10%+647+2.2%Added
Cutler Group LP30,320$10.2M1.62%+28,308+1,407.0%Added
Oak Harvest Investment Services30,311$10.2M2.15%−1,210−3.8%Reduced
IFG Advisory, LLC30,190$10.1M0.85%+865+2.9%Added
Two Sigma Advisers, LP29,400$9.85M0.03%−37,600−56.1%Reduced
Mechanics Bank Trust Department28,537$9.56M1.60%+646+2.3%Added
Whittier Trust Co of Nevada Inc27,879$9.34M0.33%+51+0.2%Added
Capital Wealth Planning, LLC27,849$9.33M0.11%+2,269+8.9%Added
Prospera Financial Services Inc27,756$9.30M0.36%+1,548+5.9%Added
Toronto Dominion Bank27,505$9.21M0.02%−705−2.5%Reduced
Pittenger & Anderson Inc27,080$9.07M0.46%+543+2.0%Added
Cerity Partners LLC26,552$8.90M0.04%−26,742−50.2%Reduced
Comerica Bank26,447$8.86M0.05%+26,447New
M&T Bank Corp25,759$8.63M0.03%−440−1.7%Reduced
Whittier Trust Co25,517$8.55M0.15%+19+0.1%Added
Oppenheimer & Co Inc25,333$8.49M0.18%+3,714+17.2%Added
Wedbush Securities Inc25,284$8.47M0.42%+2,173+9.4%Added
Cetera Advisors LLC24,591$8.24M0.13%+797+3.3%Added
Heck Capital Advisors, LLC24,301$8.14M1.51%−21,980−47.5%Reduced
Melone Private Wealth, LLC23,377$7.83M5.60%+1,495+6.8%Added
NTV Asset Management LLC23,270$7.79M1.41%−380−1.6%Reduced
Snowden Capital Advisors LLC22,878$7.66M0.33%−1,813−7.3%Reduced
IFP Advisors, Inc21,846$7.32M0.33%+1,306+6.4%Added
Sound View Wealth Advisors Group, LLC21,557$7.22M0.90%+2,177+11.2%Added
Federation des caisses Desjardins du Quebec21,419$7.17M0.07%−59−0.3%Reduced
Sheaff Brock Investment Advisors, LLC21,370$7.16M0.72%+1,223+6.1%Added
EP Wealth Advisors, LLC21,126$7.08M0.11%+427+2.1%Added
Allworth Financial LP21,081$7.06M0.06%−503−2.3%Reduced
Credit Agricole S A21,005$7.04M0.22%+1,734+9.0%Added
Curtis Advisory Group, LLC20,961$7.02M2.33%+4,651+28.5%Added
Kestra Private Wealth Services, LLC20,632$6.91M0.22%+1,353+7.0%Added
GHP Investment Advisors, Inc.20,290$6.83M0.41%−200−1.0%Reduced
Birinyi Associates Inc20,299$6.80M2.71%−199−1.0%Reduced
Arete Wealth Advisors, LLC19,987$6.69M1.16%−1,877−8.6%Reduced
Stratos Wealth Advisors, LLC19,546$6.55M0.43%−1,040−5.1%Reduced
Smith Anglin Financial, LLC19,461$6.52M0.79%−329−1.7%Reduced
Washington Capital Management Inc19,416$6.50M5.98%00.0%Unchanged
Wade G W & Inc19,176$6.42M0.24%+1,325+7.4%Added
Peapack Gladstone Financial Corp18,943$6.34M0.12%−451−2.3%Reduced
Claudia M.P. Batlle, CRP (R) LLC18,855$6.32M2.11%+18,855New
Balyasny Asset Management LLC18,186$6.09M0.02%+18,186New
Prudential Financial Inc17,776$5.95M0.01%−1,806−9.2%Reduced
Regions Financial Corp17,649$5.91M0.05%−1,691−8.7%Reduced
King Wealth17,565$5.88M1.24%−526−2.9%Reduced
Northern Financial Advisors Inc17,506$5.86M5.37%−332−1.9%Reduced
Magnolia Capital Management Ltd17,427$5.84M5.67%00.0%Unchanged
Pinnacle Wealth Management Advisory Group, LLC17,367$5.82M0.75%−253−1.4%Reduced
Crumly & Associates Inc.17,355$5.81M2.28%00.0%Unchanged
Foundations Investment Advisors, LLC17,247$5.78M0.18%+15,993+1,275.4%Added
Armbruster Capital Management, Inc.16,898$5.66M1.43%00.0%Unchanged
Wealth Quarterback LLC16,869$5.65M4.89%−14,222−45.7%Reduced
Stratos Wealth Partners, LTD.16,762$5.61M0.12%−1,661−9.0%Reduced
Johnson Investment Counsel Inc16,456$5.51M0.07%00.0%Unchanged
Gladstone Institutional Advisory LLC16,407$5.50M0.36%−651−3.8%Reduced
National Asset Management, Inc.16,238$5.45M0.15%+523+3.3%Added
Cornerstone Wealth Management, LLC16,199$5.43M0.51%−4,950−23.4%Reduced
Blue Bell Private Wealth Management, LLC16,194$5.42M1.46%−124−0.8%Reduced
Foster Group, Inc.16,180$5.42M0.33%+680+4.4%Added
Lido Advisors, LLC16,157$5.41M0.06%+11,952+284.2%Added
Sowell Financial Services LLC15,941$5.35M0.34%+2,117+15.3%Added
Cresset Asset Management, LLC15,723$5.27M0.04%−2,330−12.9%Reduced
Summit Asset Management, LLC15,743$5.27M1.43%−256−1.6%Reduced
Bremer Bank National Association14,957$5.01M0.99%+9+0.1%Added
Truepoint, Inc.14,946$5.01M0.16%+1,838+14.0%Added
FOCUS Wealth Advisors, LLC14,919$5.00M3.47%+14,919New
Iowa State Bank14,870$4.98M1.29%00.0%Unchanged
Brown Advisory Inc14,654$4.91M0.01%−583−3.8%Reduced
Barclays PLC14,221$4.76M0.00%−135,155−90.5%Reduced
Intergy Private Wealth, LLC14,120$4.73M2.37%+45+0.3%Added
Equitable Holdings, Inc.13,882$4.65M0.07%−554−3.8%Reduced
Pettinga Financial Advisors, LLC13,854$4.64M1.40%+480+3.6%Added
Cowa, LLC13,645$4.57M3.09%−65−0.5%Reduced
Frank, Rimerman Advisors LLC13,611$4.56M1.10%+1,454+12.0%Added
Thoroughbred Financial Services, LLC13,539$4.53M0.44%+3,166+30.5%Added
DB Wealth Management Group, LLC13,493$4.52M2.85%−171−1.3%Reduced
XR Securities LLC13,376$4.48M6.17%+13,376New
RFG Advisory, LLC13,285$4.45M0.20%−119−0.9%Reduced
American National Bank13,255$4.44M0.76%−258−1.9%Reduced
Venture Visionary Partners LLC13,136$4.40M0.27%+20.0%Added
Group One Trading, L.P.13,115$4.39M0.17%−3,442−20.8%Reduced
Dynamic Advisor Solutions LLC13,033$4.37M0.21%+9,310+250.1%Added
Mission Creek Capital Partners, Inc.12,978$4.35M1.46%−392−2.9%Reduced
Clarity Wealth Advisors, LLC12,934$4.33M1.97%+2,117+19.6%Added
Mutual Advisors, LLC12,922$4.33M0.17%+1,361+11.8%Added
Nwam LLC12,732$4.26M0.43%−122−0.9%Reduced
Johnson Midwest Financial, LLC12,647$4.24M9.48%−29,867−70.3%Reduced
Miracle Mile Advisors, LLC12,602$4.22M0.13%+232+1.9%Added