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Livermore
Livermore
ZHEN

Foundations Investment Advisors, LLC

SEC CIK
0001743404
Latest filing
Aug 14, 2026

The latest 13F from Foundations Investment Advisors, LLC covers Q2 2026 (filed Aug 14, 2026): 1,197 long positions worth $9.71B. The top 10 holdings make up 23.9% of the portfolio, and the largest is iShares Core S&P 500 ETF at 3.8%. Livermore has 22 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q2 2026

Share counts compared with Q1 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
183
Est. +$651.3M
Added
620
Est. +$1.17B
Reduced
376
Est. −$923.3M
Sold out
139
Est. −$221.8M

Top 5 holdings

Share of this quarter's portfolio value

  1. iShares Core S&P 500 ETF464287200
    3.8%$367.3M
  2. iShares S&P 500 Growth ETF464287309
    3.4%$331.5M
  3. iShares S&P 500 Value ETF464287408
    2.9%$278.3M
  4. iShares Semiconductor ETF464287523
    2.4%$233.4M
  5. iShares Tr46434V613
    2.4%$230.5M

Share of portfolio

Top 5 holdings and the other 1,192 positions, by share of portfolio value

  1. iShares Core S&P 500 ETF3.8%
  2. iShares S&P 500 Growth ETF3.4%
  3. iShares S&P 500 Value ETF2.9%
  4. iShares Semiconductor ETF2.4%
  5. iShares Tr2.4%
  6. Other 1,192 positions85.2%

Biggest buys

New and added positions, by estimated amount bought

  1. iShares Core S&P 500 ETF464287200
    +$196.1MAdded
  2. Horizon FDS44053A424
    +$194.8MNew
  3. Horizon FDS44053A630
    +$82.3MNew
  4. BlackRock ETF Trust09290C665
    +$76.6MNew
  5. Vanguard Consumer Discretionary ETF92204A108
    +$63.5MAdded

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. Horizon FDS44053A424
    +2.01 pp0.0% → 2.0%
  2. iShares Core S&P 500 ETF464287200
    +1.93 pp1.9% → 3.8%
  3. Horizon FDS44053A630
    +0.85 pp0.0% → 0.8%
  4. BlackRock ETF Trust09290C665
    +0.79 pp0.0% → 0.8%
  5. Vanguard Consumer Discretionary ETF92204A108
    +0.65 pp<0.1% → 0.7%

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. Two RDS Shared Tr90214Q485
    −$149.2MReduced
  2. Two RDS Shared Tr90214Q733
    −$90.0MSold out
  3. iShares MSCI USA Quality Factor ETF46432F339
    −$89.1MReduced
  4. iShares Tr464288877
    −$79.1MReduced
  5. iShares Tr464288836
    −$67.9MReduced

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. Two RDS Shared Tr90214Q485
    −1.53 pp1.5% → <0.1%
  2. Two RDS Shared Tr90214Q733
    −1.12 pp1.1% → 0.0%
  3. iShares Tr464288877
    −1.08 pp1.8% → 0.7%
  4. iShares MSCI USA Quality Factor ETF46432F339
    −0.99 pp1.4% → 0.4%
  5. iShares Tr464288836
    −0.74 pp0.7% → <0.1%

Metrics

13F metrics for Q2 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$9.71B
+$1.65B (+20.5%) vs. prior quarter
Positions
1,197
+44 vs. prior quarter
Top 10 concentration
23.9%
Top 10 as share of value
Turnover
12.9%
Q2 2026, one quarter
Average holding period
14.2 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

22 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $9.71B (Q2 2026)

Q1 2021: $1.73BQ2 2021: $2.08BQ3 2021: $2.29BQ4 2021: $2.66BQ1 2022: $2.59BQ2 2022: $2.39BQ3 2022: $2.29BQ4 2022: $2.51BQ1 2023: $2.80BQ2 2023: $3.02BQ3 2023: $3.25BQ4 2023: $3.73BQ1 2024: $3.82BQ2 2024: $4.12BQ3 2024: $4.76BQ4 2024: $5.18BQ1 2025: $5.42BQ2 2025: $6.33BQ3 2025: $6.88BQ4 2025: $7.62BQ1 2026: $8.06BQ2 2026: $9.71B
Q1 2021Q2 2026
13F filings of Foundations Investment Advisors, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q2 2026Aug 14, 20261,197$9.71BiShares Core S&P 500 ETFiShares S&P 500 Growth ETFiShares S&P 500 Value ETFvs. Q1 2026SEC
Q1 2026May 11, 20261,153$8.06BiShares S&P 500 Growth ETFiShares S&P 500 Value ETFiShares Trvs. Q4 2025SEC
Q4 2025Feb 10, 20261,096$7.62BiShares S&P 500 Growth ETFiShares S&P 500 Value ETFBlackRock ETF Trustvs. Q3 2025SEC
Q3 2025Nov 3, 20251,033$6.88BiShares S&P 500 Growth ETFBlackRock ETF TrustiShares MSCI USA Quality Factor ETFvs. Q2 2025SEC
Q2 2025Aug 8, 2025916$6.33BiShares S&P 500 Growth ETFSPYiShares MSCI USA Quality Factor ETFvs. Q1 2025SEC
Q1 2025May 7, 2025855$5.42BiShares S&P 500 Growth ETFiShares Core S&P 500 ETFSPYvs. Q4 2024SEC
Q4 2024Jan 22, 2025836$5.18BiShares S&P 500 Growth ETFiShares Core S&P 500 ETFiShares Trvs. Q3 2024SEC
Q3 2024Oct 21, 2024816$4.76BiShares TriShares S&P 500 Growth ETFiShares Core S&P 500 ETFvs. Q2 2024SEC
Q2 2024Aug 2, 2024752$4.12BiShares Core S&P 500 ETFExchange Listed FDS TrState Street SPDR Bloomberg 1-3 Month T-Bill ETFvs. Q1 2024SEC
Q1 2024May 13, 2024703$3.82BExchange Listed FDS TriShares Core S&P 500 ETFExchange Listed FDS Trvs. Q4 2023SEC
Q4 2023Feb 8, 2024665$3.73BiShares Core S&P 500 ETFExchange Listed FDS TrExchange Listed FDS Trvs. Q3 2023SEC
Q3 2023Oct 5, 2023639$3.25BExchange Listed FDS TrState Street SPDR Bloomberg 1-3 Month T-Bill ETFiShares Core S&P 500 ETFvs. Q2 2023SEC
Q2 2023Jul 19, 2023573$3.02BExchange Listed FDS TrState Street SPDR Bloomberg 1-3 Month T-Bill ETFiShares Core S&P 500 ETFvs. Q1 2023SEC
Q1 2023Apr 25, 2023514$2.80BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q4 2022SEC
Q4 2022Jan 11, 2023443$2.51BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q3 2022SEC
Q3 2022Oct 19, 2022399$2.29BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q2 2022SEC
Q2 2022Jul 8, 2022395$2.39BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q1 2022SEC
Q1 2022Apr 19, 2022347$2.59BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q4 2021SEC
Q4 2021Jan 21, 2022343$2.66BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q3 2021SEC
Q3 2021Oct 13, 2021312$2.29BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q2 2021SEC
Q2 2021Jul 14, 2021300$2.08BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Trvs. Q1 2021SEC
Q1 2021Apr 9, 2021224$1.73BExchange Listed FDS TrExchange Listed FDS TrExchange Listed FDS Tr–SEC

13D and 13G filings

Companies where Foundations Investment Advisors, LLC reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

21 companies, largest stake first.

Companies where Foundations Investment Advisors, LLC owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
Two Roads Shared TrustExchange Traded Product13G/A91.30%4.88M shares−2.20 ppfrom 93.50%Apr 29, 20253 filingsNov 3, 2025SEC
Two Roads Shared TrustExchange Traded Product13G/A78.60%3.81M shares−3.40 ppfrom 82.00%Jan 26, 202327 filingsNov 3, 2025SEC
DoubleLine ETF TrustExchange Traded Product13G/A77.30%618.1K shares−2.80 ppfrom 80.10%Jan 22, 20255 filingsNov 3, 2025SEC
Exchange Listed Funds TrustExchange Traded Product13G/A66.40%1.81M shares+2.40 ppfrom 64.00%Jul 28, 20252 filingsNov 3, 2025SEC
Two Roads Shared TrustExchange Traded Product13G/A62.10%4.66M shares−3.60 ppfrom 65.70%Apr 29, 20252 filingsNov 3, 2025SEC
Exchange Listed Funds TrustExchange Traded Product13G/A61.30%3.47M shares–Jul 28, 20251 filingJul 28, 2025SEC
Exchange Listed Funds TrustExchange Traded Product13G/A60.60%3.69M shares+1.30 ppfrom 59.30%Jan 26, 202323 filingsJul 28, 2025SEC
DoubleLine ETF TrustEXCHANGE TRADED PRODUCT13G/A60.60%327.0K shares+6.60 ppfrom 54.00%Nov 14, 20249 filingsOct 6, 2025SEC
First Trust Exchange-Traded Fund VIIIExchange Traded Product13G/A27.00%533.6K shares−11.30 ppfrom 38.30%Apr 29, 20253 filingsOct 6, 2025SEC
DoubleLine ETF TrustExchange Traded Product13G/A14.60%134.6K shares+1.60 ppfrom 13.00%Apr 29, 20253 filingsJul 28, 2025SEC
First Trust Exchange-Traded FundExchange Traded Product13G12.10%12.1K sharesNewOct 6, 20251 filingOct 6, 2025SEC
Vanguard Wellington FundExchange Traded Product13G/A6.90%133.7K shares−1.01 ppfrom 7.91%Feb 4, 20252 filingsApr 29, 2025SEC
Innovator ETFs TrustExchange Traded Product13G/A6.90%31.0K shares−3.10 ppfrom 10.00%Aug 8, 202310 filingsNov 3, 2025SEC
First Trust Exchange-Traded FundExchange Traded Product13G6.70%194.9K sharesNewNov 3, 20251 filingNov 3, 2025SEC
First Trust Exchange-Traded Fund VIIIExchange Traded Product13G/A6.60%51.4K shares−2.10 ppfrom 8.70%Dec 6, 20245 filingsNov 3, 2025SEC
Two Roads Shared TrustExchange Traded Product13G/A6.40%979.0K shares−1.30 ppfrom 7.70%Feb 4, 20254 filingsNov 3, 2025SEC
Pacer Funds TrustExchange Traded Product13G/A5.90%715.6K shares−1.60 ppfrom 7.50%Jul 26, 20234 filingsNov 3, 2025SEC
DoubleLine ETF TrustExchange Traded Product13G5.50%331.9K sharesNewAug 1, 20251 filingAug 1, 2025SEC
SSGA Active TrustExchange Traded Product13G5.40%115.3K sharesNewJul 28, 20251 filingJul 28, 2025SEC
SSGA Active TrustExchange Traded Product13G/A5.30%320.5K shares−2.00 ppfrom 7.30%Jul 28, 20252 filingsNov 3, 2025SEC
DoubleLine ETF TrustExchange Traded Product13G5.10%514.5K sharesNewNov 3, 20251 filingNov 3, 2025SEC

Latest filings

134 filings on file made by Foundations Investment Advisors, LLC or listing it as a reporting person; the latest 20 are shown.

Schedule 13D and 13G filings by Foundations Investment Advisors, LLC
CompanyFiled (ET)FormStakeChangeEvent dateFiling
First Trust Exchange-Traded FundExchange Traded ProductNov 3, 20257:10 PM ET13G6.70%194.9K sharesNewSep 30, 2025SEC
DoubleLine ETF TrustExchange Traded ProductNov 3, 20256:57 PM ET13G5.10%514.5K sharesNewSep 30, 2025SEC
SSGA Active TrustExchange Traded ProductNov 3, 20256:51 PM ET13G/A5.30%320.5K shares−2.00 ppfrom 7.30%Sep 30, 2025SEC
Two Roads Shared TrustExchange Traded ProductNov 3, 20256:39 PM ET13G/A78.60%3.81M shares−3.40 ppfrom 82.00%Sep 30, 2025SEC
Two Roads Shared TrustExchange Traded ProductNov 3, 20256:32 PM ET13G/A6.40%979.0K shares−1.30 ppfrom 7.70%Sep 30, 2025SEC
Two Roads Shared TrustExchange Traded ProductNov 3, 20256:26 PM ET13G/A62.10%4.66M shares−3.60 ppfrom 65.70%Sep 30, 2025SEC
Two Roads Shared TrustExchange Traded ProductNov 3, 20256:22 PM ET13G/A91.30%4.88M shares−2.20 ppfrom 93.50%Sep 30, 2025SEC
Pacer Funds TrustExchange Traded ProductNov 3, 20256:12 PM ET13G/A5.90%715.6K shares−1.60 ppfrom 7.50%Sep 30, 2025SEC
Innovator ETFs TrustExchange Traded ProductNov 3, 20255:53 PM ET13G/A6.90%31.0K shares−3.10 ppfrom 10.00%Sep 30, 2025SEC
First Trust Exchange-Traded Fund VIIIExchange Traded ProductNov 3, 20255:47 PM ET13G/A6.60%51.4K shares−2.10 ppfrom 8.70%Sep 30, 2025SEC
DoubleLine ETF TrustExchange Traded ProductNov 3, 20254:50 PM ET13G/A77.30%618.1K shares−2.80 ppfrom 80.10%Sep 30, 2025SEC
Exchange Listed Funds TrustExchange Traded ProductNov 3, 20254:40 PM ET13G/A66.40%1.81M shares+2.40 ppfrom 64.00%Sep 30, 2025SEC
DoubleLine ETF TrustEXCHANGE TRADED PRODUCTOct 6, 20255:51 PM ET13G/A60.60%327.0K shares+6.60 ppfrom 54.00%Sep 30, 2025SEC
First Trust Exchange-Traded FundExchange Traded ProductOct 6, 20254:47 PM ET13G12.10%12.1K sharesNewSep 30, 2025SEC
First Trust Exchange-Traded Fund VIIIExchange Traded ProductOct 6, 20254:47 PM ET13G/A27.00%533.6K shares−11.30 ppfrom 38.30%Sep 30, 2025SEC
DoubleLine ETF TrustEXCHANGE TRADED PRODUCTSep 5, 20255:49 PM ET13G/A54.00%291.6K shares+6.00 ppfrom 48.00%Aug 31, 2025SEC
DoubleLine ETF TrustEXCHANGE TRADED PRODUCTAug 5, 20258:26 PM ET13G/A48.00%259.3K shares+5.50 ppfrom 42.50%Jul 31, 2025SEC
DoubleLine ETF TrustExchange Traded ProductAug 1, 20255:09 PM ET13G5.50%331.9K sharesNewJun 30, 2025SEC
First Trust Exchange-Traded Fund VIIIExchange Traded ProductAug 1, 20254:58 PM ET13G/A3.10%20.2K shares−2.40 ppfrom 5.50%Below 5%Jun 30, 2025SEC
Two Roads Shared TrustExchange Traded ProductJul 29, 20254:03 PM ET13G/A82.00%4.18M shares+82.00 ppfrom 0.00%Jun 30, 2025SEC