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SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

Q3 2023 vs. Q2 2023

How the institutions holding SPDR Dow Jones Industrial Average ETF Trust changed between Q2 2023 and Q3 2023.

All holders in Q3 2023All holders in Q2 2023

13F holders of DIA: Q2 2023 compared with Q3 2023
MeasureQ2 2023Of which not filed for Q3 2023Q3 2023Change
Holders1,033151,025+7
Shares28.7M136.7K25.5M−3.08M (−10.8%)
Value$9.86B$47.0M$8.56B−$1.26B (−12.8%)

15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (72)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q3 2023 but not at the end of Q2 2023.

Institutions new to DIA in Q3 2023
InstitutionSharesValue% of portfolio
Twin Tree Management, LP191,481$64.1M2.15%
Horizon Wealth Management, LLC101,080$33.9M13.60%
GTS Securities LLC76,651$25.7M0.54%
HRT Financial LP68,879$23.1M0.23%
Susquehanna International Group, LLP67,466$22.6M0.04%
Financial Sense Advisors, Inc.33,329$11.2M4.78%
Comerica Bank26,447$8.86M0.05%
Claudia M.P. Batlle, CRP (R) LLC18,855$6.32M2.11%
Balyasny Asset Management LLC18,186$6.09M0.02%
FOCUS Wealth Advisors, LLC14,919$5.00M3.47%
XR Securities LLC13,376$4.48M6.17%
Mirae Asset Global Investments Co., Ltd.11,400$3.83M0.01%
Trexquant Investment LP10,359$3.47M0.09%
Capital Advisory Group Advisory Services, LLC7,136$2.39M1.36%
Migdal Insurance & Financial Holdings Ltd.5,411$1.81M0.04%
NBC Securities, Inc.4,666$1.56M0.17%
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors3,908$1.31M0.31%
Envestnet Portfolio Solutions, Inc.3,590$1.20M0.01%
Peoples Bank2,890$968.0K0.83%
Iams Wealth Management, LLC2,887$967.0K0.67%
Wexford Capital LP2,869$961.0K0.22%
Tudor Investment Corp Et Al2,844$952.6K0.01%
Tiaa Trust, National Association2,823$945.6K0.00%
Allianz Asset Management GmbH2,800$937.9K0.00%
Optiver Holding B.V.2,638$883.6K0.03%
Toroso Investments, LLC2,203$737.9K0.02%
Hunting Hill Global Capital, LLC2,000$669.9K0.32%
Fidelity D & D Bancorp Inc1,521$509.5K0.52%
Zacks Investment Management1,512$506.5K0.01%
Summit X, LLC1,419$476.3K0.15%
Constant Guidance Financial LLC1,253$417.8K0.55%
Financial Futures Ltd Liability Co.1,199$401.6K0.33%
American Trust1,145$383.6K0.03%
Householder Group Estate & Retirement Specialist, LLC1,078$361.1K0.13%
Simplicity Wealth,LLC991$331.9K0.19%
Revisor Wealth Management LLC954$319.4K0.27%
Fisher Asset Management, LLC935$313.3K0.00%
Francis Financial, Inc.851$285.0K0.15%
Great Diamond Partners, LLC836$280.0K0.08%
Goldstone Financial Group, LLC836$280.0K0.08%
Little House Capital LLC828$277.3K0.11%
Seven Mile Advisory827$277.0K0.29%
Cassaday & Co Wealth Management LLC824$276.0K0.01%
Keebeck Wealth Management, LLC812$272.7K0.05%
QRG Capital Management, Inc.770$257.9K0.00%
Prosperitas Financial LLC735$246.2K0.19%
H&H Retirement Design & Management INC722$243.1K0.17%
HM Payson & Co720$241.2K0.01%
Headlands Technologies LLC697$233.5K0.11%
Green Harvest Asset Management LLC695$232.8K0.01%
Cooper Financial Group677$226.7K0.05%
Callan Capital, LLC675$226.1K0.02%
Commonwealth Financial Services, LLC652$218.4K0.06%
MWA Asset Management621$208.0K0.20%
Aldebaran Financial Inc.606$203.0K0.33%
Indiana Trust & Investment Management CO421$141.0K0.07%
MCF Advisors LLC328$109.9K0.01%
Flaharty Asset Management, LLC287$96.1K0.02%
Avestar Capital, LLC150$50.2K0.01%
Legacy Financial Group LLC149$49.9K0.01%
Westside Investment Management, Inc.135$45.2K0.01%
Provence Wealth Management Group66$22.1K0.01%
DHJJ Financial Advisors, Ltd.40$13.5K0.01%
Core Wealth Advisors, Inc.29$9.76K0.00%
GoalVest Advisory LLC25$8.37K0.00%
Glassman Wealth Services22$7.37K0.00%
Halpern Financial, Inc.21$7.03K0.00%
Venturi Wealth Management, LLC14$4.69K0.00%
Annis Gardner Whiting Capital Advisors, LLC9$3.02K0.00%
Semmax Financial Advisors Inc.5$1.83K0.00%
Hexagon Capital Partners LLC5$1.68K0.00%
PEAK6 Investments LLC2$7330.00%

Sold out (65)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of DIA in Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
Healthcare of Ontario Pension Plan Trust Fund250,000$86.0M
Flow Traders U.S. LLC123,563$42.5M
IMC-Chicago, LLC121,169$41.7M
MYDA Advisors LLC50,000$17.2M
Garda Capital Partners LP37,144$12.8M
Pinkerton Retirement Specialists, LLC24,824$8.54M
Strategic Equity Management24,364$8.38M
Camarda Financial Advisors, LLC23,589$8.11M
CSM Advisors, LLC21,254$7.31M
NSI Retail Advisors, LLC21,000$7.22M
Houlihan Financial Resource Group, Ltd.17,206$5.79M
Boothbay Fund Management, LLC14,000$4.81M
Two Sigma Securities, LLC9,009$3.10M
DRW Securities, LLC8,902$3.06M
Man Group plc7,079$2.43M
AlphaStar Capital Management, LLC6,820$2.35M
Schonfeld Strategic Advisors LLC5,643$1.94M
Greenup Street Wealth Management LLC5,484$1.89M
Bayesian Capital Management, LP4,903$1.69M
Solidarilty Wealth, LLC4,779$1.65M
Austin Private Wealth, LLC4,747$1.63M
Tactive Advisors, LLC2,613$898.6K
Bluefin Capital Management, LLC2,500$859.6K
Retireful, LLC2,476$851.4K
AXS Investments LLC2,370$814.9K
FDx Advisors, Inc.2,313$795.0K
Doliver Advisors, LP2,032$698.7K
Segall Bryant & Hamill, LLC1,913$657.8K
Veritable, L.P.1,678$577.0K
Pictet North America Advisors SA1,160$398.9K
Y-Intercept (Hong Kong) Ltd1,140$392.0K
MONECO Advisors, LLC1,067$367.1K
Retirement Planning Co of New England, Inc.998$343.2K
Badgley Phelps Wealth Managers, LLC851$292.6K
Financial Partners Group, LLC817$280.9K
Guardian Capital Advisors LP750$257.7K
Donaldson Capital Management, LLC748$257.3K
Private Asset Management Inc674$232.0K
SFMG, LLC662$227.6K
Formidable Asset Management, LLC601$207.0K
PDS Planning, Inc594$204.2K
Beacon Investment Advisors LLC593$204.0K
Schrum Private Wealth Management LLC593$204.0K
Harfst & Associates, Inc.592$203.6K
Pegasus Partners Ltd.590$202.9K
Carlson Capital Management585$201.2K
TrinityPoint Wealth, LLC585$201.2K
C2C Wealth Management, LLC578$200.3K
Itau Unibanco Holding S.A.561$192.9K
WealthPLAN Partners, LLC350$120.5K
Options Solutions, LLC300$103.2K
Farmers & Merchants Trust Co of Chambersburg PA270$93.0K
Clearview Wealth Advisors LLC207$71.3K
25 LLC176$60.5K
Disciplined Investments, LLC141$48.4K
Safeguard Financial, LLC141$48.0K
Exchange Traded Concepts, LLC106$36.4K
Arlington Partners LLC90$30.9K
Ridgewood Investments LLC71$24.6K
Buck Wealth Strategies, LLC69$23.7K
CarsonAllaria Wealth Management, Ltd.58$19.9K
O'Dell Group, LLC21$7.37K
Horan Securities, Inc.12$4.13K
Nemes Rush Group LLC3$1.03K
Horizon Investments, LLC1$344

Not filed for Q3 2023 yet (15)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding DIA in Q2 2023 that haven't filed for Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
Piershale Financial Group, Inc.46,444$16.0M
Intercontinental Wealth Advisors, LLC34,600$11.9M
Aj Wealth Strategies, LLC11,826$4.07M
Wealth Enhancement & Preservation of GA, LLC11,093$3.81M
AtlasMark Financial, Inc10,400$3.58M
Linker Capital Management Inc.9,976$3.43M
BFT Financial Group, LLC3,760$1.29M
Financial Architects, Inc3,059$1.05M
Tiaa, FSB2,836$975.2K
Vigilant Capital Management, LLC1,664$572.0K
First Capital Advisors Group, LLC.458$157.5K
BDO Wealth Advisors, LLC298$102.5K
Kistler-Tiffany Companies, LLC230$78.9K
McMillion Capital Management Inc30$10.3K
BerganKDV Wealth Management, LLC16$5.50K