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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF308,031$191.3M5.8%−14,688−4.6%Reduced–
AAPLApple Inc.Stock651,503$133.7M4.0%−43,012−6.2%ReducedHistory
NVDANVIDIA CorpStock692,356$109.4M3.3%−2,632−0.4%ReducedHistory
AMZNAmazon Com IncStock347,130$76.2M2.3%+2,671+0.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF132,487$73.1M2.2%−3,830−2.8%Reduced–
MSFTMicrosoft CorpStock135,455$67.4M2.0%−16,246−10.7%ReducedHistory
Vanguard S&P 500 ETF922908363ETF101,616$57.7M1.7%+2,412+2.4%Added–
SPYSPDR S&P 500 ETF TrustETF89,704$55.4M1.7%−4,777−5.1%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF790,726$50.6M1.5%−18,367−2.3%Reduced–
iShares S&P 500 Growth ETF464287309ETF427,873$47.1M1.4%+11,241+2.7%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF315,901$34.6M1.0%−1,815−0.6%Reduced–
METAMeta Platforms, Inc.Stock39,423$29.1M0.9%+580+1.5%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF944,148$27.6M0.8%+8,787+0.9%Added–
BRK.BBerkshire Hathaway IncStock52,617$25.6M0.8%−7,472−12.4%ReducedHistory
GOOGAlphabet Inc.Stock141,913$25.2M0.8%−3,850−2.6%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF431,492$23.8M0.7%−75,479−14.9%Reduced–
Schwab US Dividend Equity ETF808524797ETF895,068$23.7M0.7%+12,224+1.4%Added–
iShares S&P 500 Value ETF464287408ETF115,679$22.6M0.7%−570−0.5%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF359,171$22.3M0.7%−396−0.1%Reduced–
iShares Tr4642874571 3 YR TREAS BD260,979$21.6M0.7%+10,723+4.3%Added–
AVGOBroadcom Inc.Stock77,122$21.3M0.6%+2,264+3.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF188,932$20.6M0.6%+6,273+3.4%Added–
JPMJPMorgan Chase & CoStock66,359$19.2M0.6%−6,273−8.6%ReducedHistory
GLDSPDR Gold TrustETF62,335$19.0M0.6%−1,646−2.6%ReducedHistory
ABBVAbbVie Inc.Stock101,750$18.9M0.6%−4,396−4.1%ReducedHistory
iShares Tr46429B655FLTG RATE NT ETF344,972$17.6M0.5%−6,459−1.8%Reduced–
PLTRPalantir Technologies Inc.Stock127,395$17.4M0.5%+24,286+23.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF173,576$17.2M0.5%−4,918−2.8%Reduced–
TSLATesla, Inc.Stock52,883$16.8M0.5%+6,318+13.6%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT297,594$15.9M0.5%−3,852−1.3%Reduced–
COSTCostco Wholesale CorpStock15,688$15.5M0.5%−3,754−19.3%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF160,927$15.1M0.5%−2,945−1.8%Reduced–
GOOGLAlphabet Inc.Stock84,233$14.8M0.4%−3,483−4.0%ReducedHistory
iShares Tr464288448INTL SEL DIV ETF407,938$14.1M0.4%+392,460+2,535.6%Added–
First Tr Exchange Traded FD33741X102SMID RISNG ETF394,835$13.9M0.4%−162,466−29.2%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF557,853$13.6M0.4%+13,246+2.4%Added–
VVisa Inc.Stock38,069$13.5M0.4%−1,373−3.5%ReducedHistory
HDHome Depot, Inc.Stock36,625$13.4M0.4%−1,549−4.1%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF43,546$13.2M0.4%−3,583−7.6%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF51,320$13.0M0.4%−4,157−7.5%Reduced–
LLYEli Lilly & CoStock16,541$12.9M0.4%−158−0.9%ReducedHistory
IAUiShares Gold TrustETF206,654$12.9M0.4%+13,294+6.9%AddedHistory
Vanguard Morningstar Value ETF922908744ETF69,937$12.4M0.4%−5,214−6.9%Reduced–
iShares Tr464288414NATIONAL MUN ETF117,858$12.3M0.4%−7,202−5.8%Reduced–
iShares Core S&P US Value ETF464287663ETF126,230$11.9M0.4%+2,238+1.8%Added–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF375,159$11.9M0.4%−172,970−31.6%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM204,954$11.7M0.4%−22,156−9.8%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF177,834$11.2M0.3%+27,755+18.5%Added–
iShares Tr464287572GLOBAL 100 ETF103,230$11.1M0.3%−6,789−6.2%Reduced–
VanEck Morningstar Wide Moat ETF92189F643ETF117,698$11.0M0.3%−68,222−36.7%Reduced–
WMTWalmart Inc.Stock109,942$10.8M0.3%−6,705−5.7%ReducedHistory
IBMInternational Business Machines CorpStock36,275$10.7M0.3%−2,843−7.3%ReducedHistory
NFLXNetflix IncStock7,973$10.7M0.3%+1,281+19.1%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW131,523$10.6M0.3%+2,768+2.1%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF57,433$10.5M0.3%−17,858−23.7%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT56,905$10.3M0.3%−23,515−29.2%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF119,642$9.99M0.3%+1,201+1.0%Added–
iShares Tr464288646ISHS 1-5YR INVS189,183$9.98M0.3%−4,073−2.1%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF128,934$9.97M0.3%−3,971−3.0%Reduced–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD303,152$9.73M0.3%+109,374+56.4%Added–
Vanguard Ftse Developed Markets ETF921943858ETF169,920$9.69M0.3%−370.0%Reduced–
Capital Group Dividend Value14020W106SHS CREAT UNIT240,152$9.49M0.3%−31,322−11.5%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF181,098$9.48M0.3%+6,125+3.5%Added–
XOMExxonMobil Holdings CorpCOM86,698$9.35M0.3%−253−0.3%ReducedHistory
WMWaste Management IncStock40,647$9.30M0.3%+583+1.5%AddedHistory
PGProcter & Gamble CoStock57,601$9.18M0.3%−1,752−3.0%ReducedHistory
ABTAbbott LaboratoriesStock66,245$9.01M0.3%−233−0.4%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF179,951$8.91M0.3%−3,604−2.0%Reduced–
JNJJohnson & JohnsonStock55,677$8.50M0.3%−3,559−6.0%ReducedHistory
CATCaterpillar IncStock21,647$8.40M0.3%−3,268−13.1%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock16,444$8.38M0.3%−745−4.3%ReducedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500168,739$8.29M0.2%+10,715+6.8%Added–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF158,999$8.18M0.2%−8,224−4.9%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF39,774$8.14M0.2%+761+2.0%Added–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN160,433$8.08M0.2%+6,984+4.6%Added–
VZVerizon Communications IncStock186,353$8.06M0.2%−5,939−3.1%ReducedHistory
CVXChevron CorpStock54,881$7.86M0.2%−1,091−1.9%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF126,780$7.61M0.2%+11,947+10.4%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF27,034$7.57M0.2%+3,194+13.4%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF99,998$7.56M0.2%+3,398+3.5%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD93,638$7.44M0.2%+3,081+3.4%Added–
ORCLOracle CorpStock33,309$7.28M0.2%−3,037−8.4%ReducedHistory
NEENextera Energy IncStock104,794$7.27M0.2%−4,620−4.2%ReducedHistory
Pacer FDS Tr69374H568SWAN SOS FD OF237,147$7.23M0.2%−18,138−7.1%Reduced–
DTEDte Energy CoCOM54,395$7.21M0.2%−1,597−2.9%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF157,455$7.20M0.2%+2,452+1.6%Added–
iShares Tr464287721U.S. TECH ETF39,448$6.84M0.2%−1,287−3.2%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF380,281$6.77M0.2%+2,648+0.7%Added–
iShares Tr46436E7180-3 MTH TREASURY66,769$6.72M0.2%+4,530+7.3%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF199,295$6.69M0.2%+7,287+3.8%Added–
iShares Russell 1000 Growth ETF464287614ETF15,467$6.57M0.2%−809−5.0%Reduced–
CRMSalesforce, Inc.Stock24,014$6.55M0.2%+1,141+5.0%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF79,647$6.50M0.2%−1,960−2.4%Reduced–
iShares Tr464287150CORE S&P TTL STK47,874$6.46M0.2%−10,396−17.8%Reduced–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN111,266$6.46M0.2%−356−0.3%Reduced–
iShares Core High Dividend ETF46429B663ETF54,812$6.42M0.2%−3,973−6.8%Reduced–
Pinnacle Focused Opportuniti88634T519ETP246,877$6.36M0.2%+64,012+35.0%Added–
GSGoldman Sachs Group IncStock8,975$6.35M0.2%+215+2.5%AddedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV70,377$6.35M0.2%−43,919−38.4%Reduced–
Vanguard Morningstar Growth ETF922908736ETF14,466$6.34M0.2%+352+2.5%Added–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History