Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 10, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,251
- −24 vs. Q2 2022
- Portfolio value
- $2.61B
- −$134.5M (−4.9%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 943,601 | $130.4M | 5.0% | −21,751−2.3% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 340,114 | $122.0M | 4.7% | +19,350+6.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 409,180 | $46.2M | 1.8% | +13,062+3.3% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 1,037,565 | $46.1M | 1.8% | −6,698−0.6% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 188,419 | $43.9M | 1.7% | −1,721−0.9% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 151,415 | $40.5M | 1.5% | +13,882+10.1% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 87,871 | $31.4M | 1.2% | +609+0.7% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 271,273 | $26.1M | 1.0% | −8,655−3.1% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 375,909 | $25.0M | 1.0% | +35,977+10.6% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 232,511 | $23.8M | 0.9% | −12,557−5.1% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 260,858 | $22.7M | 0.9% | +9,742+3.9% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 583,669 | $22.7M | 0.9% | +38,238+7.0% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 100,577 | $22.1M | 0.8% | +4,500+4.7% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 596,282 | $21.3M | 0.8% | −31,846−5.1% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 64,146 | $21.1M | 0.8% | −4,701−6.8% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 335,157 | $19.4M | 0.7% | +18,366+5.8% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 290,766 | $19.2M | 0.7% | −682−0.2% | Reduced | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 455,832 | $18.7M | 0.7% | +84,082+22.6% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 219,466 | $17.8M | 0.7% | +219,466 | New | – |
| JNJJohnson & Johnson | Stock | 106,776 | $17.4M | 0.7% | −1,599−1.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 181,032 | $17.4M | 0.7% | +11,652+6.9% | AddedConverted for a 20-for-1 split | History |
| TSLATesla, Inc. | Stock | 61,443 | $16.3M | 0.6% | +1,149+1.9% | AddedConverted for a 3-for-1 split | History |
| UNHUnitedHealth Group Inc | Stock | 30,184 | $15.2M | 0.6% | +6,879+29.5% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 140,351 | $14.7M | 0.6% | −37,449−21.1% | Reduced | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 286,767 | $14.4M | 0.6% | +2,028+0.7% | Added | – |
| GOOGLAlphabet Inc. | Stock | 150,057 | $14.4M | 0.5% | +3,737+2.6% | AddedConverted for a 20-for-1 split | History |
| ABBVAbbVie Inc. | Stock | 106,489 | $14.3M | 0.5% | +2,922+2.8% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 178,488 | $14.2M | 0.5% | −2,171−1.2% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 107,523 | $13.8M | 0.5% | +2,654+2.5% | Added | – |
| GLDSPDR Gold Trust | ETF | 88,393 | $13.7M | 0.5% | −55,717−38.7% | Reduced | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 205,679 | $13.7M | 0.5% | +22,619+12.4% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 131,248 | $13.5M | 0.5% | +1,845+1.4% | Added | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 433,354 | $12.9M | 0.5% | −2,650−0.6% | Reduced | – |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 337,397 | $12.7M | 0.5% | +25,500+8.2% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 169,626 | $12.2M | 0.5% | −47,285−21.8% | Reduced | – |
| NEENextera Energy Inc | Stock | 155,346 | $12.2M | 0.5% | +13,057+9.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 45,275 | $12.1M | 0.5% | +2,445+5.7% | Added | History |
| HDHome Depot, Inc. | Stock | 42,758 | $11.8M | 0.5% | −2,281−5.1% | Reduced | History |
| NVDANVIDIA Corp | Stock | 97,067 | $11.8M | 0.5% | −3,631−3.6% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 195,094 | $11.6M | 0.4% | +67,973+53.5% | Added | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 233,895 | $10.8M | 0.4% | −7,891−3.3% | Reduced | – |
| PGProcter & Gamble Co | Stock | 83,103 | $10.5M | 0.4% | +1,015+1.2% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 99,705 | $10.4M | 0.4% | −3,762−3.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 116,933 | $10.2M | 0.4% | −44,885−27.7% | Reduced | History |
| VZVerizon Communications Inc | Stock | 266,572 | $10.1M | 0.4% | −7,682−2.8% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 176,261 | $9.84M | 0.4% | −4,322−2.4% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 323,082 | $9.81M | 0.4% | −17,118−5.0% | Reduced | – |
| VVisa Inc. | Stock | 55,006 | $9.77M | 0.4% | −1,494−2.6% | Reduced | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 409,877 | $9.76M | 0.4% | +147,406+56.2% | Added | – |
| PFEPfizer Inc | Stock | 221,525 | $9.69M | 0.4% | −2,180−1.0% | Reduced | History |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 164,310 | $9.47M | 0.4% | +58,101+54.7% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 50,071 | $9.41M | 0.4% | −672−1.3% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 19,536 | $9.23M | 0.4% | +1,251+6.8% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 193,903 | $9.18M | 0.4% | +7,786+4.2% | Added | – |
| DISWalt Disney Co | Stock | 96,828 | $9.13M | 0.3% | −1,198−1.2% | Reduced | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 68,872 | $9.03M | 0.3% | +4,883+7.6% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 71,096 | $8.78M | 0.3% | −7,943−10.0% | Reduced | – |
| CVXChevron Corp | Stock | 60,159 | $8.64M | 0.3% | −3,753−5.9% | Reduced | History |
| WMWaste Management Inc | Stock | 52,009 | $8.33M | 0.3% | −864−1.6% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 192,428 | $8.27M | 0.3% | −3,052−1.6% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 386,373 | $8.18M | 0.3% | −4,194−1.1% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 168,921 | $7.97M | 0.3% | −3,014−1.8% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 151,240 | $7.97M | 0.3% | −7,276−4.6% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 67,045 | $7.96M | 0.3% | −1,741−2.5% | Reduced | – |
| PEPPepsiCo Inc | Stock | 48,556 | $7.93M | 0.3% | +48,556 | New | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 46,018 | $7.87M | 0.3% | −1,941−4.0% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 90,883 | $7.83M | 0.3% | +3,546+4.1% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 80,905 | $7.78M | 0.3% | +12,043+17.5% | Added | – |
| iShares Core S&P US Value ETF464287663 | ETF | 122,680 | $7.68M | 0.3% | −9,094−6.9% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 147,306 | $7.55M | 0.3% | +74,892+103.4% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 41,929 | $7.53M | 0.3% | +950+2.3% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 61,207 | $7.41M | 0.3% | +14,560+31.2% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 167,028 | $7.27M | 0.3% | −1,904−1.1% | Reduced | – |
| WMTWalmart Inc. | Stock | 56,007 | $7.26M | 0.3% | +1,782+3.3% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 76,564 | $7.26M | 0.3% | +6,919+9.9% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 120,204 | $7.21M | 0.3% | +19,825+19.8% | Added | – |
| BABoeing Co | Stock | 59,342 | $7.18M | 0.3% | −1,080−1.8% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 96,033 | $7.13M | 0.3% | +11,567+13.7% | Added | – |
| METAMeta Platforms, Inc. | Stock | 50,823 | $6.90M | 0.3% | −4,356−7.9% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 105,225 | $6.89M | 0.3% | +16,991+19.3% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 54,138 | $6.89M | 0.3% | −5,575−9.3% | Reduced | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 82,803 | $6.83M | 0.3% | +1,177+1.4% | Added | – |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 117,914 | $6.80M | 0.3% | +770+0.7% | Added | – |
| iShares Tr46432F388 | MSCI USA VALUE | 82,810 | $6.78M | 0.3% | −25,365−23.4% | Reduced | – |
| FFord Motor Co | Stock | 597,007 | $6.69M | 0.3% | +12,393+2.1% | Added | History |
| KOCoca Cola Co | Stock | 115,420 | $6.47M | 0.2% | −4,474−3.7% | Reduced | History |
| MCDMcDonalds Corp | Stock | 27,637 | $6.38M | 0.2% | −42−0.2% | Reduced | History |
| BACBank of America Corp | Stock | 209,797 | $6.34M | 0.2% | +1,883+0.9% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 109,483 | $6.13M | 0.2% | −1,550−1.4% | Reduced | – |
| DTEDte Energy Co | COM | 53,216 | $6.12M | 0.2% | +2,154+4.2% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 241,409 | $6.12M | 0.2% | −250,324−50.9% | Reduced | – |
| MOAltria Group, Inc. | Stock | 150,045 | $6.06M | 0.2% | +3,116+2.1% | Added | History |
| LLYEli Lilly & Co | Stock | 18,654 | $6.03M | 0.2% | +891+5.0% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 83,773 | $5.96M | 0.2% | −8,178−8.9% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 88,800 | $5.93M | 0.2% | +13,985+18.7% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 43,786 | $5.92M | 0.2% | +6,409+17.1% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 281,379 | $5.87M | 0.2% | +8,100+3.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 282,276 | $5.76M | 0.2% | +9,666+3.5% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 76,450 | $5.72M | 0.2% | −7,616−9.1% | Reduced | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 99,708 | $5.68M | 0.2% | −7,468−7.0% | Reduced | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $6.00M | $1.39M |
| Invesco QQQ Trust Series I46090E103 | ETF | $401.0K | – |
| BFHBread Financial Holdings, Inc. | COM | $355.0K | – |
| OLEDUniversal Display Corp | COM | $349.0K | – |
| MSFTMicrosoft Corp | Stock | – | $256.0K |
| BIGGQFormer BL Stores Inc | COM | $173.0K | – |
| FCELFuelcell Energy Inc | COM | – | $43.0K |
| AGENAgenus Inc | COM NEW | – | $29.0K |
| VHCVirnetX Holding Corp | COM | – | $15.0K |
Sold out since Q2 2022 (99)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H568 | SWAN SOS FD OF | 203,906 | $4.28M | 0.2% | – |
| GSKGSK plc | SPONSORED ADR | 55,700 | $2.42M | 0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 23,653 | $1.45M | 0.1% | – |
| Invesco Exchange Traded FD T46137V548 | INTL DIVI ACHI | 78,903 | $1.35M | <0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 22,966 | $1.10M | <0.1% | – |
| BECNQxo Building Products, Inc. | COM | 14,473 | $743.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 8,105 | $631.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 11,148 | $630.0K | <0.1% | – |
| LCIDLucid Group, Inc. | COM | 35,357 | $607.0K | <0.1% | History |
| LNTHLantheus Holdings, Inc. | Stock | 9,100 | $601.0K | <0.1% | History |
| THOThor Industries Inc | COM | 7,343 | $549.0K | <0.1% | History |
| WRBBerkley W R Corp | COM | 7,932 | $541.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 19,226 | $537.0K | <0.1% | – |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 46,000 | $518.0K | <0.1% | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 16,839 | $483.0K | <0.1% | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 11,701 | $467.0K | <0.1% | – |
| TDWTidewater Inc | COM | 21,899 | $462.0K | <0.1% | History |
| First Tr Exchange-Traded FD33738R712 | DORSEYWRGT ETF | 17,705 | $449.0K | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 7,238 | $415.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 4,969 | $408.0K | <0.1% | History |
| Kraneshares Trust500767405 | BOSERA MSCI CHIN | 10,299 | $400.0K | <0.1% | – |
| LILi Auto Inc. | SPONSORED ADS | 10,090 | $387.0K | <0.1% | History |
| TELFYTelefonica S A | SPONSORED ADR | 73,804 | $379.0K | <0.1% | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 9,644 | $376.0K | <0.1% | – |
| BWABorgwarner Inc | COM | 11,003 | $367.0K | <0.1% | History |
| UPSTUpstart Holdings, Inc. | COM | 11,296 | $357.0K | <0.1% | History |
| LTHMLivent Corp. | COM | 15,736 | $357.0K | <0.1% | History |
| YAlleghany Corp | COM | 423 | $352.0K | <0.1% | History |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 11,378 | $350.0K | <0.1% | – |
| CBOECboe Global Markets, Inc. | COM | 3,063 | $347.0K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,793 | $336.0K | <0.1% | History |
| ROCCBaytex Energy USA, Inc. | COM | 9,875 | $325.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 9,698 | $318.0K | <0.1% | – |
| RGLDRoyal Gold Inc | Stock | 2,936 | $314.0K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 3,823 | $302.0K | <0.1% | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 8,561 | $290.0K | <0.1% | – |
| RNRRenaissancere Holdings Ltd | COM | 1,837 | $287.0K | <0.1% | History |
| OGNOrganon & Co. | Stock | 8,445 | $285.0K | <0.1% | History |
| PAASPan American Silver Corp | Stock | 14,429 | $284.0K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 1,639 | $284.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 5,235 | $284.0K | <0.1% | – |
| TERTeradyne, Inc | Stock | 3,156 | $283.0K | <0.1% | History |
| FIXComfort Systems USA Inc | COM | 3,363 | $280.0K | <0.1% | History |
| Yamana Gold Inc98462Y100 | COM | 59,646 | $277.0K | <0.1% | – |
| CLMBClimb Global Solutions, Inc. | COM | 8,250 | $274.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E842 | DORSEY WRGT SMLC | 4,004 | $272.0K | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,885 | $258.0K | <0.1% | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 4,054 | $257.0K | <0.1% | – |
| IIINInsteel Industries Inc | COM | 7,544 | $254.0K | <0.1% | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 5,648 | $253.0K | <0.1% | – |
| ESGREnstar Group LTD | SHS | 1,175 | $251.0K | <0.1% | History |
| ELMEElme Communities | SH BEN INT | 11,721 | $250.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 34,471 | $250.0K | <0.1% | – |
| PDDPDD Holdings Inc. | SPONSORED ADS | 3,969 | $245.0K | <0.1% | History |
| ETF Ser Solutions26922B709 | APTUS INT ENH YL | 12,169 | $244.0K | <0.1% | – |
| RYRoyal Bank of Canada | Stock | 2,406 | $233.0K | <0.1% | History |
| WisdomTree Tr97717Y790 | US EFFIC CORE FD | 6,929 | $231.0K | <0.1% | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 3,496 | $230.0K | <0.1% | – |
| RHPRyman Hospitality Properties, Inc. | COM | 2,995 | $228.0K | <0.1% | History |
| SNYSanofi | SPONSORED ADR | 4,501 | $225.0K | <0.1% | History |
| FRPTFreshpet, Inc. | Stock | 4,310 | $224.0K | <0.1% | History |
| ZZillow Group, Inc. | CL C CAP STK | 7,065 | $224.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 6,148 | $223.0K | <0.1% | – |
| UTLUnitil Corp | COM | 3,778 | $222.0K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 1,288 | $219.0K | <0.1% | History |
| Innovator ETFs Trust45782C367 | INTRNL DEV APRL | 9,518 | $217.0K | <0.1% | – |
| Advisorshares Tr00768Y438 | Q DYNAMIC GROWTH | 9,850 | $216.0K | <0.1% | – |
| ARLPAlliance Resource Partners LP | Stock | 11,579 | $211.0K | <0.1% | History |
| HQHabrdn Healthcare Investors | SH BEN INT | 11,177 | $209.0K | <0.1% | History |
| LYVLive Nation Entertainment, Inc. | COM | 2,530 | $209.0K | <0.1% | History |
| APAAPA Corp | Stock | 5,941 | $207.0K | <0.1% | History |
| AGOAssured Guaranty Ltd | COM | 3,703 | $207.0K | <0.1% | History |
| LANDGladstone Land Corp | COM | 9,346 | $207.0K | <0.1% | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 1,787 | $204.0K | <0.1% | – |
| EAElectronic Arts Inc. | COM | 1,677 | $204.0K | <0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 114 | $201.0K | <0.1% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 3,504 | $201.0K | <0.1% | – |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | 188,000 | $189.0K | <0.1% | – |
| HSTHost Hotels & Resorts, Inc. | COM | 11,030 | $173.0K | <0.1% | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 12,638 | $160.0K | <0.1% | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | 11,384 | $156.0K | <0.1% | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 10,790 | $149.0K | <0.1% | History |
| CF Acquisition Corp VI12521J103 | COM CL A | 14,493 | $144.0K | <0.1% | – |
| NAVINavient Corp | COM | 10,212 | $143.0K | <0.1% | History |
| ECCEagle Point Credit Co | COM | 11,850 | $140.0K | <0.1% | History |
| PNTPOINT Biopharma Global Inc. | COM | 19,480 | $133.0K | <0.1% | History |
| QUIKQUICKLOGIC Corp | COM NEW | 14,600 | $124.0K | <0.1% | History |
| RESRPC Inc | COM | 15,900 | $110.0K | <0.1% | History |
| AXIAYAXIA Energia S.A. | SPONSORED ADR | 11,340 | $101.0K | <0.1% | History |
| ORCOrchid Island Capital, Inc. | COM | 26,216 | $75.0K | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 20,648 | $57.0K | <0.1% | – |
| LNDBrasilAgro - Brazilian Agricultural Real Estate Co | SPONSORED ADR | 11,845 | $56.0K | <0.1% | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 10,411 | $54.0K | <0.1% | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 17,347 | $35.0K | <0.1% | History |
| ASRTAssertio Holdings, Inc. | COM NEW | 11,000 | $32.0K | <0.1% | History |
| ABUSArbutus Biopharma Corp | COM | 11,000 | $30.0K | <0.1% | History |
| HOFVHall of Fame Resort & Entertainment Co | COM | 23,800 | $14.0K | <0.1% | History |
| CHGAChange Agents Corporation. | COM | 11,265 | $5.00K | <0.1% | History |
| Second Sight Med Prods Inc81362J126 | *W EXP 03/14/202 | 19,056 | $5.00K | <0.1% | – |