跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 3 季持倉

持倉截至 2022/9/30,2022/11/10 申報。只含多頭部位,變化是跟 2022 年第 2 季比股數。

機構總覽
持股檔數
1,251
較 2022 年第 2 季 −24
總值
$26.1 億
較 2022 年第 2 季 −$1.35 億 (−4.9%)
申報日
2022/11/10
SEC
Sigma Planning Corp 在 2022 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock943,601$1.30 億5.0%−21,751−2.3%減碼歷史
iShares Core S&P 500 ETF464287200ETF340,114$1.22 億4.7%+19,350+6.0%加碼–
AMZNAmazon Com IncStock409,180$4,624 萬1.8%+13,062+3.3%加碼歷史
iShares Core Dividend Growth ETF46434V621ETF1,037,565$4,614 萬1.8%−6,698−0.6%減碼–
MSFTMicrosoft CorpStock188,419$4,388 萬1.7%−1,721−0.9%減碼歷史
Invesco QQQ Trust Series I46090E103ETF151,415$4,047 萬1.5%+13,882+10.1%加碼–
SPYSPDR S&P 500 ETF TrustETF87,871$3,139 萬1.2%+609+0.7%加碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF271,273$2,613 萬1.0%−8,655−3.1%減碼–
Schwab US Dividend Equity ETF808524797ETF375,909$2,497 萬1.0%+35,977+10.6%加碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF232,511$2,382 萬0.9%−12,557−5.1%減碼–
iShares Core S&P Small Cap ETF464287804ETF260,858$2,274 萬0.9%+9,742+3.9%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF583,669$2,269 萬0.9%+38,238+7.0%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF100,577$2,205 萬0.8%+4,500+4.7%加碼–
First Tr Exchange-Traded FD33734H106SHS596,282$2,134 萬0.8%−31,846−5.1%減碼–
Vanguard S&P 500 ETF922908363ETF64,146$2,106 萬0.8%−4,701−6.8%減碼–
iShares S&P 500 Growth ETF464287309ETF335,157$1,939 萬0.7%+18,366+5.8%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF290,766$1,922 萬0.7%−682−0.2%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF455,832$1,870 萬0.7%+84,082+22.6%加碼–
iShares Tr4642874571 3 YR TREAS BD219,466$1,782 萬0.7%+219,466新進–
JNJJohnson & JohnsonStock106,776$1,744 萬0.7%−1,599−1.5%減碼歷史
GOOGAlphabet Inc.Stock181,032$1,741 萬0.7%+11,652+6.9%加碼依 20 比 1 拆股換算歷史
TSLATesla, Inc.Stock61,443$1,630 萬0.6%+1,149+1.9%加碼依 3 比 1 拆股換算歷史
UNHUnitedHealth Group IncStock30,184$1,524 萬0.6%+6,879+29.5%加碼歷史
iShares Tips Bond ETF464287176ETF140,351$1,472 萬0.6%−37,449−21.1%減碼–
iShares Tr46429B655FLTG RATE NT ETF286,767$1,442 萬0.6%+2,028+0.7%加碼–
GOOGLAlphabet Inc.Stock150,057$1,435 萬0.5%+3,737+2.6%加碼依 20 比 1 拆股換算歷史
ABBVAbbVie Inc.Stock106,489$1,429 萬0.5%+2,922+2.8%加碼歷史
iShares Tr464287150CORE S&P TTL STK178,488$1,420 萬0.5%−2,171−1.2%減碼–
iShares S&P 500 Value ETF464287408ETF107,523$1,382 萬0.5%+2,654+2.5%加碼–
GLDSPDR Gold TrustETF88,393$1,367 萬0.5%−55,717−38.7%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF205,679$1,366 萬0.5%+22,619+12.4%加碼–
iShares Tr464288414NATIONAL MUN ETF131,248$1,346 萬0.5%+1,845+1.4%加碼–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR433,354$1,291 萬0.5%−2,650−0.6%減碼–
Pacer Trendpilot US Large Cap ETF69374H105ETF337,397$1,271 萬0.5%+25,500+8.2%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF169,626$1,222 萬0.5%−47,285−21.8%減碼–
NEENextera Energy IncStock155,346$1,218 萬0.5%+13,057+9.2%加碼歷史
BRK.BBerkshire Hathaway IncStock45,275$1,209 萬0.5%+2,445+5.7%加碼歷史
HDHome Depot, Inc.Stock42,758$1,180 萬0.5%−2,281−5.1%減碼歷史
NVDANVIDIA CorpStock97,067$1,178 萬0.5%−3,631−3.6%減碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW195,094$1,157 萬0.4%+67,973+53.5%加碼–
iShares Tr46432F859CORE 1 5 YR USD233,895$1,078 萬0.4%−7,891−3.3%減碼–
PGProcter & Gamble CoStock83,103$1,049 萬0.4%+1,015+1.2%加碼歷史
JPMJPMorgan Chase & CoStock99,705$1,042 萬0.4%−3,762−3.6%減碼歷史
XOMExxonMobil Holdings CorpCOM116,933$1,021 萬0.4%−44,885−27.7%減碼歷史
VZVerizon Communications IncStock266,572$1,012 萬0.4%−7,682−2.8%減碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF176,261$983.7 萬0.4%−4,322−2.4%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF323,082$980.9 萬0.4%−17,118−5.0%減碼–
VVisa Inc.Stock55,006$977.2 萬0.4%−1,494−2.6%減碼歷史
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF409,877$976.3 萬0.4%+147,406+56.2%加碼–
PFEPfizer IncStock221,525$969.4 萬0.4%−2,180−1.0%減碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF164,310$947.2 萬0.4%+58,101+54.7%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF50,071$941.2 萬0.4%−672−1.3%減碼–
COSTCostco Wholesale CorpStock19,536$922.7 萬0.4%+1,251+6.8%加碼歷史
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT193,903$918.1 萬0.4%+7,786+4.2%加碼–
DISWalt Disney CoStock96,828$913.4 萬0.3%−1,198−1.2%減碼歷史
iShares MSCI USA Momentum Factor ETF46432F396ETF68,872$903.4 萬0.3%+4,883+7.6%加碼–
Vanguard Morningstar Value ETF922908744ETF71,096$877.9 萬0.3%−7,943−10.0%減碼–
CVXChevron CorpStock60,159$864.3 萬0.3%−3,753−5.9%減碼歷史
WMWaste Management IncStock52,009$833.2 萬0.3%−864−1.6%減碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF192,428$827.1 萬0.3%−3,052−1.6%減碼–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB386,373$818.3 萬0.3%−4,194−1.1%減碼–
iShares U.S. Medical Devices ETF464288810ETF168,921$797.0 萬0.3%−3,014−1.8%減碼–
iShares Core MSCI Eafe ETF46432F842ETF151,240$796.6 萬0.3%−7,276−4.6%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF67,045$796.4 萬0.3%−1,741−2.5%減碼–
PEPPepsiCo IncStock48,556$792.7 萬0.3%+48,556新進歷史
Vanguard Morningstar Small-Cap ETF922908751ETF46,018$786.5 萬0.3%−1,941−4.0%減碼–
MRKMerck & Co., Inc.Stock90,883$782.7 萬0.3%+3,546+4.1%加碼歷史
iShares Tr46429B7470-5 YR TIPS ETF80,905$777.6 萬0.3%+12,043+17.5%加碼–
iShares Core S&P US Value ETF464287663ETF122,680$768.1 萬0.3%−9,094−6.9%減碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM147,306$754.7 萬0.3%+74,892+103.4%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF41,929$752.5 萬0.3%+950+2.3%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF61,207$741.3 萬0.3%+14,560+31.2%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD167,028$727.2 萬0.3%−1,904−1.1%減碼–
WMTWalmart Inc.Stock56,007$726.4 萬0.3%+1,782+3.3%加碼歷史
Vanguard High Dividend Yield Index ETF921946406ETF76,564$726.4 萬0.3%+6,919+9.9%加碼–
VanEck Morningstar Wide Moat ETF92189F643ETF120,204$721.1 萬0.3%+19,825+19.8%加碼–
BABoeing CoStock59,342$718.5 萬0.3%−1,080−1.8%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD96,033$713.3 萬0.3%+11,567+13.7%加碼–
METAMeta Platforms, Inc.Stock50,823$689.6 萬0.3%−4,356−7.9%減碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF105,225$689.3 萬0.3%+16,991+19.3%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT54,138$689.1 萬0.3%−5,575−9.3%減碼–
iShares S&P Small-Cap 600 Value ETF464287879ETF82,803$682.7 萬0.3%+1,177+1.4%加碼–
First Tr Exchange-Traded Alp33735J101COM SHS117,914$680.1 萬0.3%+770+0.7%加碼–
iShares Tr46432F388MSCI USA VALUE82,810$677.9 萬0.3%−25,365−23.4%減碼–
FFord Motor CoStock597,007$668.6 萬0.3%+12,393+2.1%加碼歷史
KOCoca Cola CoStock115,420$646.6 萬0.2%−4,474−3.7%減碼歷史
MCDMcDonalds CorpStock27,637$637.7 萬0.2%−42−0.2%減碼歷史
BACBank of America CorpStock209,797$633.6 萬0.2%+1,883+0.9%加碼歷史
iShares MSCI Eafe ETF464287465ETF109,483$613.2 萬0.2%−1,550−1.4%減碼–
DTEDte Energy CoCOM53,216$612.3 萬0.2%+2,154+4.2%加碼歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD241,409$611.7 萬0.2%−250,324−50.9%減碼–
MOAltria Group, Inc.Stock150,045$605.9 萬0.2%+3,116+2.1%加碼歷史
LLYEli Lilly & CoStock18,654$603.2 萬0.2%+891+5.0%加碼歷史
BMYBristol Myers Squibb CoStock83,773$595.5 萬0.2%−8,178−8.9%減碼歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF88,800$592.6 萬0.2%+13,985+18.7%加碼–
Vanguard Dividend Appreciation ETF921908844ETF43,786$591.8 萬0.2%+6,409+17.1%加碼–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB281,379$587.2 萬0.2%+8,100+3.0%加碼–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB282,276$575.6 萬0.2%+9,666+3.5%加碼–
Vanguard Short-Term Bond ETF921937827ETF76,450$572.0 萬0.2%−7,616−9.1%減碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF99,708$568.4 萬0.2%−7,468−7.0%減碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 3 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$600.1 萬$139.3 萬
Invesco QQQ Trust Series I46090E103ETF$40.1 萬–
BFHBread Financial Holdings, Inc.COM$35.5 萬–
OLEDUniversal Display CorpCOM$34.9 萬–
MSFTMicrosoft CorpStock–$25.6 萬
BIGGQFormer BL Stores IncCOM$17.3 萬–
FCELFuelcell Energy IncCOM–$4.30 萬
AGENAgenus IncCOM NEW–$2.90 萬
VHCVirnetX Holding CorpCOM–$1.50 萬

2022 年第 2 季之後清倉(99 檔)

2022 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2022 年第 2 季之後清倉的部位
證券類別2022 年第 2 季股數2022 年第 2 季市值2022 年第 2 季佔組合 %紀錄
Pacer FDS Tr69374H568SWAN SOS FD OF203,906$427.8 萬0.2%–
GSKGSK plcSPONSORED ADR55,700$242.5 萬0.1%歷史
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE23,653$145.2 萬0.1%–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI78,903$135.1 萬<0.1%–
Schwab US Aggregate Bond ETF808524839ETF22,966$109.9 萬<0.1%–
BECNQxo Building Products, Inc.COM14,473$74.3 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF8,105$63.1 萬<0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,148$63.0 萬<0.1%–
LCIDLucid Group, Inc.COM35,357$60.7 萬<0.1%歷史
LNTHLantheus Holdings, Inc.Stock9,100$60.1 萬<0.1%歷史
THOThor Industries IncCOM7,343$54.9 萬<0.1%歷史
WRBBerkley W R CorpCOM7,932$54.1 萬<0.1%歷史
Healthcare Realty Trust Inc42225P501CL A NEW19,226$53.7 萬<0.1%–
HFROHighland Opportunities & Income FundHIGHLAND INCOME46,000$51.8 萬<0.1%歷史
WisdomTree Tr97717X578EM EX ST-OWNED16,839$48.3 萬<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF11,701$46.7 萬<0.1%–
TDWTidewater IncCOM21,899$46.2 萬<0.1%歷史
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF17,705$44.9 萬<0.1%–
DOCUDocuSign, Inc.Stock7,238$41.5 萬<0.1%歷史
WABWestinghouse Air Brake Technologies CorpStock4,969$40.8 萬<0.1%歷史
Kraneshares Trust500767405BOSERA MSCI CHIN10,299$40.0 萬<0.1%–
LILi Auto Inc.SPONSORED ADS10,090$38.7 萬<0.1%歷史
TELFYTelefonica S ASPONSORED ADR73,804$37.9 萬<0.1%歷史
Schwab U.S. Small-Cap ETF808524607ETF9,644$37.6 萬<0.1%–
BWABorgwarner IncCOM11,003$36.7 萬<0.1%歷史
UPSTUpstart Holdings, Inc.COM11,296$35.7 萬<0.1%歷史
LTHMLivent Corp.COM15,736$35.7 萬<0.1%歷史
YAlleghany CorpCOM423$35.2 萬<0.1%歷史
Pacer FDS Tr69374H709GLOBL CASH ETF11,378$35.0 萬<0.1%–
CBOECboe Global Markets, Inc.COM3,063$34.7 萬<0.1%歷史
TEAMAtlassian CorpCL A1,793$33.6 萬<0.1%歷史
ROCCBaytex Energy USA, Inc.COM9,875$32.5 萬<0.1%歷史
Kraneshares Trust500767306CSI CHI INTERNET9,698$31.8 萬<0.1%–
RGLDRoyal Gold IncStock2,936$31.4 萬<0.1%歷史
SMGScotts Miracle-Gro CoStock3,823$30.2 萬<0.1%歷史
iShares Tr464287184CHINA LG-CAP ETF8,561$29.0 萬<0.1%–
RNRRenaissancere Holdings LtdCOM1,837$28.7 萬<0.1%歷史
OGNOrganon & Co.Stock8,445$28.5 萬<0.1%歷史
PAASPan American Silver CorpStock14,429$28.4 萬<0.1%歷史
VRSKVerisk Analytics, Inc.COM1,639$28.4 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP5,235$28.4 萬<0.1%–
TERTeradyne, IncStock3,156$28.3 萬<0.1%歷史
FIXComfort Systems USA IncCOM3,363$28.0 萬<0.1%歷史
Yamana Gold Inc98462Y100COM59,646$27.7 萬<0.1%–
CLMBClimb Global Solutions, Inc.COM8,250$27.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,004$27.2 萬<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,885$25.8 萬<0.1%–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,054$25.7 萬<0.1%–
IIINInsteel Industries IncCOM7,544$25.4 萬<0.1%歷史
WisdomTree Tr97717X511YIELD ENHANCD US5,648$25.3 萬<0.1%–
ESGREnstar Group LTDSHS1,175$25.1 萬<0.1%歷史
ELMEElme CommunitiesSH BEN INT11,721$25.0 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM34,471$25.0 萬<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS3,969$24.5 萬<0.1%歷史
ETF Ser Solutions26922B709APTUS INT ENH YL12,169$24.4 萬<0.1%–
RYRoyal Bank of CanadaStock2,406$23.3 萬<0.1%歷史
WisdomTree Tr97717Y790US EFFIC CORE FD6,929$23.1 萬<0.1%–
iShares Tr464287333GLOBAL FINLS ETF3,496$23.0 萬<0.1%–
RHPRyman Hospitality Properties, Inc.COM2,995$22.8 萬<0.1%歷史
SNYSanofiSPONSORED ADR4,501$22.5 萬<0.1%歷史
FRPTFreshpet, Inc.Stock4,310$22.4 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK7,065$22.4 萬<0.1%歷史
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF6,148$22.3 萬<0.1%–
UTLUnitil CorpCOM3,778$22.2 萬<0.1%歷史
EXRExtra Space Storage Inc.COM1,288$21.9 萬<0.1%歷史
Innovator ETFs Trust45782C367INTRNL DEV APRL9,518$21.7 萬<0.1%–
Advisorshares Tr00768Y438Q DYNAMIC GROWTH9,850$21.6 萬<0.1%–
ARLPAlliance Resource Partners LPStock11,579$21.1 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT11,177$20.9 萬<0.1%歷史
LYVLive Nation Entertainment, Inc.COM2,530$20.9 萬<0.1%歷史
APAAPA CorpStock5,941$20.7 萬<0.1%歷史
AGOAssured Guaranty LtdCOM3,703$20.7 萬<0.1%歷史
LANDGladstone Land CorpCOM9,346$20.7 萬<0.1%歷史
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,787$20.4 萬<0.1%–
EAElectronic Arts Inc.COM1,677$20.4 萬<0.1%歷史
BKNGBooking Holdings Inc.Stock114$20.1 萬<0.1%歷史
WisdomTree Tr97717X669US QTLY DIV GRT3,504$20.1 萬<0.1%–
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1188,000$18.9 萬<0.1%–
HSTHost Hotels & Resorts, Inc.COM11,030$17.3 萬<0.1%歷史
Amplify ETF Tr032108847CEF HIGH INCOME12,638$16.0 萬<0.1%–
CHPTChargePoint Holdings, Inc.COM CL A11,384$15.6 萬<0.1%歷史
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,790$14.9 萬<0.1%歷史
CF Acquisition Corp VI12521J103COM CL A14,493$14.4 萬<0.1%–
NAVINavient CorpCOM10,212$14.3 萬<0.1%歷史
ECCEagle Point Credit CoCOM11,850$14.0 萬<0.1%歷史
PNTPOINT Biopharma Global Inc.COM19,480$13.3 萬<0.1%歷史
QUIKQUICKLOGIC CorpCOM NEW14,600$12.4 萬<0.1%歷史
RESRPC IncCOM15,900$11.0 萬<0.1%歷史
AXIAYAXIA Energia S.A.SPONSORED ADR11,340$10.1 萬<0.1%歷史
ORCOrchid Island Capital, Inc.COM26,216$7.50 萬<0.1%歷史
Adamas Trust, Inc.649604501COM PAR $.0220,648$5.70 萬<0.1%–
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR11,845$5.60 萬<0.1%歷史
JQCNuveen Credit Strategies Income FundCOM SHS10,411$5.40 萬<0.1%歷史
LYGLloyds Banking Group plcSPONSORED ADR17,347$3.50 萬<0.1%歷史
ASRTAssertio Holdings, Inc.COM NEW11,000$3.20 萬<0.1%歷史
ABUSArbutus Biopharma CorpCOM11,000$3.00 萬<0.1%歷史
HOFVHall of Fame Resort & Entertainment CoCOM23,800$1.40 萬<0.1%歷史
CHGAChange Agents Corporation.COM11,265$5,000<0.1%歷史
Second Sight Med Prods Inc81362J126*W EXP 03/14/20219,056$5,000<0.1%–