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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 4 季持倉

持倉截至 2022/12/31,2023/1/24 申報。只含多頭部位,變化是跟 2022 年第 3 季比股數。

機構總覽
持股檔數
1,258
較 2022 年第 3 季 +7
總值
$28.0 億
較 2022 年第 3 季 +$1.83 億 (+7.0%)
申報日
2023/1/24
SEC
Sigma Planning Corp 在 2022 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF334,480$1.29 億4.6%−5,634−1.7%減碼–
AAPLApple Inc.Stock911,539$1.18 億4.2%−32,062−3.4%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF978,067$4,890 萬1.7%−59,498−5.7%減碼–
MSFTMicrosoft CorpStock184,734$4,430 萬1.6%−3,685−2.0%減碼歷史
Invesco QQQ Trust Series I46090E103ETF156,502$4,167 萬1.5%+5,087+3.4%加碼–
AMZNAmazon Com IncStock399,821$3,358 萬1.2%−9,359−2.3%減碼歷史
SPYSPDR S&P 500 ETF TrustETF81,377$3,112 萬1.1%−6,494−7.4%減碼歷史
Schwab US Dividend Equity ETF808524797ETF396,742$2,997 萬1.1%+20,833+5.5%加碼–
iShares Core S&P Small Cap ETF464287804ETF272,616$2,580 萬0.9%+11,758+4.5%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF254,124$2,465 萬0.9%−17,149−6.3%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF101,873$2,464 萬0.9%+1,296+1.3%加碼–
Pacer US Cash Cows 100 ETF69374H881ETF510,582$2,361 萬0.8%+54,750+12.0%加碼–
Vanguard S&P 500 ETF922908363ETF66,307$2,330 萬0.8%+2,161+3.4%加碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF220,410$2,324 萬0.8%−12,101−5.2%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF511,418$2,246 萬0.8%−72,251−12.4%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF293,869$2,119 萬0.8%+3,103+1.1%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM381,861$2,081 萬0.7%+234,555+159.2%加碼–
iShares S&P 500 Growth ETF464287309ETF332,370$1,944 萬0.7%−2,787−0.8%減碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF368,864$1,849 萬0.7%+259,833+238.3%加碼–
JNJJohnson & JohnsonStock103,616$1,830 萬0.7%−3,160−3.0%減碼歷史
iShares Tr4642874571 3 YR TREAS BD213,825$1,736 萬0.6%−5,641−2.6%減碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF197,428$1,727 萬0.6%+27,802+16.4%加碼–
ABBVAbbVie Inc.Stock106,318$1,718 萬0.6%−171−0.2%減碼歷史
iShares S&P 500 Value ETF464287408ETF116,668$1,693 萬0.6%+9,145+8.5%加碼–
First Tr Exchange-Traded FD336917109SHS436,674$1,596 萬0.6%+304,256+229.8%加碼–
GOOGAlphabet Inc.Stock176,727$1,568 萬0.6%−4,305−2.4%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF204,400$1,532 萬0.5%−1,279−0.6%減碼–
iShares Tr464287150CORE S&P TTL STK175,947$1,492 萬0.5%−2,541−1.4%減碼–
UNHUnitedHealth Group IncStock28,056$1,487 萬0.5%−2,128−7.1%減碼歷史
GLDSPDR Gold TrustETF86,263$1,463 萬0.5%−2,130−2.4%減碼歷史
iShares Tr46429B655FLTG RATE NT ETF288,500$1,452 萬0.5%+1,733+0.6%加碼–
First Tr Exchange-Traded FD33734H106SHS358,836$1,432 萬0.5%−237,446−39.8%減碼–
BRK.BBerkshire Hathaway IncStock46,107$1,424 萬0.5%+832+1.8%加碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW237,692$1,413 萬0.5%+42,598+21.8%加碼–
iShares Tips Bond ETF464287176ETF131,855$1,403 萬0.5%−8,496−6.1%減碼–
HDHome Depot, Inc.Stock43,430$1,372 萬0.5%+672+1.6%加碼歷史
XOMExxonMobil Holdings CorpCOM123,661$1,364 萬0.5%+6,728+5.8%加碼歷史
iShares Tr464288414NATIONAL MUN ETF125,881$1,328 萬0.5%−5,367−4.1%減碼–
NVDANVIDIA CorpStock89,332$1,306 萬0.5%−7,735−8.0%減碼歷史
Pacer Trendpilot US Large Cap ETF69374H105ETF344,382$1,291 萬0.5%+6,985+2.1%加碼–
NEENextera Energy IncStock154,401$1,291 萬0.5%−945−0.6%減碼歷史
PGProcter & Gamble CoStock84,282$1,277 萬0.5%+1,179+1.4%加碼歷史
JPMJPMorgan Chase & CoStock93,207$1,250 萬0.4%−6,498−6.5%減碼歷史
GOOGLAlphabet Inc.Stock138,010$1,218 萬0.4%−12,047−8.0%減碼歷史
PFEPfizer IncStock219,391$1,124 萬0.4%−2,134−1.0%減碼歷史
VZVerizon Communications IncStock273,572$1,078 萬0.4%+7,000+2.6%加碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF168,417$1,078 萬0.4%+4,107+2.5%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF52,191$1,064 萬0.4%+2,120+4.2%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF187,757$1,043 萬0.4%+11,496+6.5%加碼–
VVisa Inc.Stock49,829$1,035 萬0.4%−5,177−9.4%減碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF75,416$1,025 萬0.4%+14,209+23.2%加碼–
CVXChevron CorpStock56,724$1,018 萬0.4%−3,435−5.7%減碼歷史
iShares Tr46432F859CORE 1 5 YR USD214,403$995.7 萬0.4%−19,492−8.3%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF286,812$980.9 萬0.4%−36,270−11.2%減碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF205,851$961.3 萬0.3%+13,423+7.0%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT201,789$956.7 萬0.3%+7,886+4.1%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF64,563$942.2 萬0.3%−4,309−6.3%減碼–
iShares Core S&P US Value ETF464287663ETF131,698$930.2 萬0.3%+9,018+7.4%加碼–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF382,720$922.7 萬0.3%−27,157−6.6%減碼–
Vanguard Morningstar Value ETF922908744ETF65,284$916.4 萬0.3%−5,812−8.2%減碼–
MRKMerck & Co., Inc.Stock82,048$910.3 萬0.3%−8,835−9.7%減碼歷史
BABoeing CoStock46,649$888.6 萬0.3%−12,693−21.4%減碼歷史
COSTCostco Wholesale CorpStock19,406$885.9 萬0.3%−130−0.7%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF141,352$871.3 萬0.3%−9,888−6.5%減碼–
American Centy ETF Tr025072877US SML CP VALU116,827$870.5 萬0.3%+44,449+61.4%加碼–
PEPPepsiCo IncStock47,892$865.2 萬0.3%−664−1.4%減碼歷史
WMWaste Management IncStock54,444$854.1 萬0.3%+2,435+4.7%加碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD111,651$839.5 萬0.3%+15,618+16.3%加碼–
Vanguard Morningstar Small-Cap ETF922908751ETF44,923$824.5 萬0.3%−1,095−2.4%減碼–
iShares U.S. Medical Devices ETF464288810ETF153,178$805.3 萬0.3%−15,743−9.3%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF41,982$802.7 萬0.3%+53+0.1%加碼–
First Tr Exchange-Traded Alp33735J101COM SHS120,470$792.8 萬0.3%+2,556+2.2%加碼–
WMTWalmart Inc.Stock55,640$788.9 萬0.3%−367−0.7%減碼歷史
KOCoca Cola CoStock123,731$787.1 萬0.3%+8,311+7.2%加碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT55,437$783.0 萬0.3%+1,299+2.4%加碼–
DISWalt Disney CoStock88,967$773.0 萬0.3%−7,861−8.1%減碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF118,624$770.0 萬0.3%−1,580−1.3%減碼–
Vanguard High Dividend Yield Index ETF921946406ETF70,105$758.6 萬0.3%−6,459−8.4%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF60,278$750.1 萬0.3%−6,767−10.1%減碼–
UPSUnited Parcel Service IncStock43,047$748.3 萬0.3%+12,184+39.5%加碼歷史
MCDMcDonalds CorpStock28,132$741.4 萬0.3%+495+1.8%加碼歷史
iShares S&P Small-Cap 600 Value ETF464287879ETF80,157$731.9 萬0.3%−2,646−3.2%減碼–
TSLATesla, Inc.Stock59,292$730.4 萬0.3%−2,151−3.5%減碼歷史
BACBank of America CorpStock220,452$730.1 萬0.3%+10,655+5.1%加碼歷史
iShares MSCI Eafe ETF464287465ETF111,217$730.0 萬0.3%+1,734+1.6%加碼–
LLYEli Lilly & CoStock19,740$722.2 萬0.3%+1,086+5.8%加碼歷史
FFord Motor CoStock614,969$715.2 萬0.3%+17,962+3.0%加碼歷史
iShares Select Dividend ETF464287168ETF59,197$713.9 萬0.3%+11,500+24.1%加碼–
iShares Tr46429B7470-5 YR TIPS ETF73,392$711.6 萬0.3%−7,513−9.3%減碼–
Vanguard Dividend Appreciation ETF921908844ETF46,017$698.8 萬0.2%+2,231+5.1%加碼–
LMTLockheed Martin CorpStock14,270$694.3 萬0.2%+59+0.4%加碼歷史
MOAltria Group, Inc.Stock151,012$690.3 萬0.2%+967+0.6%加碼歷史
NOCNorthrop Grumman CorpStock12,578$686.3 萬0.2%+10,220+433.4%加碼歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF90,861$677.4 萬0.2%+2,061+2.3%加碼–
DTEDte Energy CoCOM56,721$666.7 萬0.2%+3,505+6.6%加碼歷史
TAT&T Inc.Stock355,043$653.6 萬0.2%+696+0.2%加碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF102,078$649.1 萬0.2%+2,370+2.4%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF154,033$646.5 萬0.2%+14,020+10.0%加碼–
ProShares Tr74348A467S&P 500 DV ARIST70,587$635.2 萬0.2%+16,781+31.2%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD142,850$627.4 萬0.2%−24,178−14.5%減碼–

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 4 季的選擇權部位
證券類別賣權買權
ProShares Tr74347X831ULTRAPRO QQQ–$476
VTNRVertex Energy Inc.COM–$71
FCELFuelcell Energy IncCOM–$35

2022 年第 3 季之後清倉(97 檔)

2022 年第 3 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2022 年第 3 季之後清倉的部位
證券類別2022 年第 3 季股數2022 年第 3 季市值2022 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB386,373$818.3 萬0.3%–
Victory Portfolios II92647N782VCSHS US 500 ENH52,859$339.1 萬0.1%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY114,256$251.0 萬0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW126,347$205.5 萬0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH46,741$189.3 萬0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH43,834$133.9 萬0.1%–
Kraneshares Tr500767736QUADRTC INT RT55,887$123.8 萬<0.1%–
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH43,272$112.3 萬<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF36,068$90.3 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD42,066$84.2 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD33,560$80.2 萬<0.1%–
CELHCelsius Holdings, Inc.COM NEW8,710$79.0 萬<0.1%歷史
AXONAxon Enterprise, Inc.COM6,619$76.6 萬<0.1%歷史
Timothy Plan887432284US LARGE MID CP31,058$72.4 萬<0.1%–
iShares Tr46436E809IBONDS 22 TRM TS25,281$64.2 萬<0.1%–
HBIHanesbrands Inc.COM86,569$60.3 萬<0.1%歷史
Kraneshares Tr500767587QUADRATIC DEFLA27,687$60.1 萬<0.1%–
GLNGGolar LNG LtdSHS21,279$53.0 萬<0.1%歷史
Innovator ETFs Tr45782C862LOUP FRONTIER16,326$43.8 萬<0.1%–
BHVNBiohaven Ltd.COM2,781$42.0 萬<0.1%歷史
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF5,115$41.5 萬<0.1%–
SICPSilvergate Capital CorpCL A5,498$41.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,772$40.8 萬<0.1%–
NWLNewell Brands Inc.Stock29,030$40.3 萬<0.1%歷史
CECelanese CorpStock4,451$40.2 萬<0.1%歷史
TREXTrex Co IncCOM8,755$38.5 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,752$37.6 萬<0.1%–
COINCoinbase Global, Inc.COM CL A5,711$36.8 萬<0.1%歷史
FNVFranco Nevada CorpStock3,032$36.2 萬<0.1%歷史
LACLithium Americas Corp.COM NEW13,523$35.5 萬<0.1%歷史
Innovator ETFs Tr45782C763IBD BREAKOUT12,594$35.3 萬<0.1%–
FBCFlagstar Bancorp IncCOM PAR .00110,260$34.3 萬<0.1%歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE7,731$33.3 萬<0.1%–
CCJCameco CorpStock12,471$33.1 萬<0.1%歷史
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF14,251$32.8 萬<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN9,084$32.3 萬<0.1%–
TWTRTwitter, Inc.COM7,172$31.4 萬<0.1%歷史
ICLRIcon PLCCOM1,601$29.4 萬<0.1%歷史
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,333$29.3 萬<0.1%–
ALLYAlly Financial Inc.Stock10,217$28.4 萬<0.1%歷史
WisdomTree Tr97717Y683ENHNCD CMMDTY ST13,239$28.2 萬<0.1%–
iShares Tr464287127MORNINGSTR US EQ5,713$28.2 萬<0.1%–
AEMAgnico Eagle Mines LtdStock6,647$28.1 萬<0.1%歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP8,344$26.8 萬<0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT6,014$26.1 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US7,204$25.9 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT3,918$25.6 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO2,043$25.5 萬<0.1%–
DNUTKrispy Kreme, Inc.COM21,767$25.1 萬<0.1%歷史
BIDUBaidu, Inc.ADR2,122$24.9 萬<0.1%歷史
LITSLite Strategy, Inc.COM NEW641,050$24.8 萬<0.1%歷史
SAMBoston Beer Co IncCL A756$24.5 萬<0.1%歷史
MFCManulife Financial CorpCOM15,428$24.2 萬<0.1%歷史
Vanguard World FD921910709EXTENDED DUR2,769$24.0 萬<0.1%–
MTBM&T Bank CorpCOM1,349$23.8 萬<0.1%歷史
SPDR Series Trust78468R721STATE STREET SPD5,362$23.6 萬<0.1%–
ZMZoom Communications, Inc.Stock3,188$23.5 萬<0.1%歷史
iShares Tr464289883CORE 30 70 ETF7,125$23.2 萬<0.1%–
ALGNAlign Technology IncCOM1,113$23.1 萬<0.1%歷史
CUZCousins Properties IncCOM NEW9,811$22.9 萬<0.1%歷史
MPMP Materials Corp.COM CL A8,337$22.8 萬<0.1%歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD7,540$22.7 萬<0.1%歷史
RIVNRivian Automotive, Inc.Stock6,877$22.6 萬<0.1%歷史
SNOWSnowflake Inc.Stock1,281$21.8 萬<0.1%歷史
BJBJ's Wholesale Club Holdings, Inc.COM2,998$21.8 萬<0.1%歷史
iShares Select U.S. REIT ETF464287564ETF4,051$21.7 萬<0.1%–
BNSBank of Nova ScotiaCOM4,416$21.0 萬<0.1%歷史
VanEck ETF Trust92189H805RARE EARTH AND S2,508$20.9 萬<0.1%–
ProShares Tr74348A541HGH YLD INT RATE3,617$20.9 萬<0.1%–
ARCBArcbest CorpCOM2,853$20.8 萬<0.1%歷史
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL8,875$20.5 萬<0.1%–
CNXCConcentrix CorpStock1,809$20.2 萬<0.1%歷史
PEverpure, Inc.CL A7,398$20.2 萬<0.1%歷史
Health Assurn Acquisition Co42226W208UNIT 99/99/999919,220$19.2 萬<0.1%–
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20249,705$17.9 萬<0.1%歷史
BBNBlackRock Taxable Municipal Bond TrustSHS10,523$17.3 萬<0.1%歷史
BBWBuild-A-Bear Workshop IncCOM11,773$15.7 萬<0.1%歷史
KIOKKR Income Opportunities FundCOM11,229$12.8 萬<0.1%歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM10,788$12.0 萬<0.1%歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,471$11.9 萬<0.1%歷史
Two Harbors Investment Corp.90187B408COM NEW35,053$11.6 萬<0.1%–
VODVodafone Group Public Ltd CoADR10,159$11.5 萬<0.1%歷史
NADNuveen Quality Municipal Income FundCOM10,458$11.5 萬<0.1%歷史
JRINuveen Real Asset Income & Growth FundCOM10,282$11.5 萬<0.1%歷史
NMZNuveen Municipal High Income Opportunity FundCOM10,933$11.2 萬<0.1%歷史
TUPTupperware Brands CorpCOM11,377$7.50 萬<0.1%歷史
CLVSClovis Oncology, Inc.COM52,148$6.20 萬<0.1%歷史
ANGIAngi Inc.COM CL A NEW16,700$4.90 萬<0.1%歷史
TRXTRX GOLD CorpCOM91,505$3.60 萬<0.1%歷史
XCURExicure, Inc.COM NEW21,807$3.40 萬<0.1%歷史
AGENAgenus IncCOM NEW12,100$2.50 萬<0.1%歷史
CORZCore Scientific, Inc.COMMON STOCK18,500$2.40 萬<0.1%歷史
SQFTPresidio Property Trust, Inc.COM CL A15,914$2.00 萬<0.1%歷史
Bitfarms Ltd Com09173B107Stock10,000$1.10 萬<0.1%–
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