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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 1 季持倉

持倉截至 2023/3/31,2023/5/8 申報。只含多頭部位,變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
1,293
較 2022 年第 4 季 +35
總值
$30.1 億
較 2022 年第 4 季 +$2.12 億 (+7.6%)
申報日
2023/5/8
SEC
Sigma Planning Corp 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock892,640$1.47 億4.9%−18,899−2.1%減碼歷史
iShares Core S&P 500 ETF464287200ETF345,783$1.42 億4.7%+11,303+3.4%加碼–
MSFTMicrosoft CorpStock180,722$5,210 萬1.7%−4,012−2.2%減碼歷史
Invesco QQQ Trust Series I46090E103ETF159,694$5,125 萬1.7%+3,192+2.0%加碼–
iShares Core Dividend Growth ETF46434V621ETF886,215$4,430 萬1.5%−91,852−9.4%減碼–
AMZNAmazon Com IncStock398,702$4,118 萬1.4%−1,119−0.3%減碼歷史
Schwab US Dividend Equity ETF808524797ETF486,997$3,563 萬1.2%+90,255+22.7%加碼–
SPYSPDR S&P 500 ETF TrustETF80,454$3,294 萬1.1%−923−1.1%減碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF258,247$2,831 萬0.9%+37,837+17.2%加碼–
Vanguard S&P 500 ETF922908363ETF74,903$2,817 萬0.9%+8,596+13.0%加碼–
iShares S&P 500 Growth ETF464287309ETF433,650$2,771 萬0.9%+101,280+30.5%加碼–
iShares Core S&P Small Cap ETF464287804ETF270,177$2,613 萬0.9%−2,439−0.9%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF100,226$2,507 萬0.8%−1,647−1.6%減碼–
GLDSPDR Gold TrustETF136,617$2,503 萬0.8%+50,354+58.4%加碼歷史
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM441,167$2,409 萬0.8%+59,306+15.5%加碼–
Pacer US Cash Cows 100 ETF69374H881ETF511,322$2,401 萬0.8%+740+0.1%加碼–
NVDANVIDIA CorpStock86,259$2,396 萬0.8%−3,073−3.4%減碼歷史
First Tr Exchange-Traded FD336917109SHS649,172$2,305 萬0.8%+212,498+48.7%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF225,145$2,243 萬0.7%−28,979−11.4%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF298,192$2,169 萬0.7%+4,323+1.5%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF449,310$2,016 萬0.7%−62,108−12.1%減碼–
iShares Tr4642874571 3 YR TREAS BD245,307$2,015 萬0.7%+31,482+14.7%加碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF382,948$1,927 萬0.6%+14,084+3.8%加碼–
GOOGAlphabet Inc.Stock172,752$1,797 萬0.6%−3,975−2.2%減碼歷史
iShares S&P 500 Value ETF464287408ETF113,757$1,726 萬0.6%−2,911−2.5%減碼–
JNJJohnson & JohnsonStock105,780$1,640 萬0.5%+2,164+2.1%加碼歷史
ABBVAbbVie Inc.Stock102,697$1,637 萬0.5%−3,621−3.4%減碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW264,101$1,572 萬0.5%+26,409+11.1%加碼–
iShares Tr464287150CORE S&P TTL STK167,255$1,514 萬0.5%−8,692−4.9%減碼–
BRK.BBerkshire Hathaway IncStock47,599$1,470 萬0.5%+1,492+3.2%加碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF199,239$1,453 萬0.5%−5,161−2.5%減碼–
TSLATesla, Inc.Stock69,065$1,433 萬0.5%+9,773+16.5%加碼歷史
GOOGLAlphabet Inc.Stock137,321$1,424 萬0.5%−689−0.5%減碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF170,370$1,411 萬0.5%−27,058−13.7%減碼–
First Tr Exchange-Traded FD33734H106SHS339,656$1,364 萬0.5%−19,180−5.3%減碼–
iShares Tr464288646ISHS 1-5YR INVS267,298$1,351 萬0.4%+243,600+1,027.9%加碼–
JPMJPMorgan Chase & CoStock103,025$1,343 萬0.4%+9,818+10.5%加碼歷史
XOMExxonMobil Holdings CorpCOM120,867$1,325 萬0.4%−2,794−2.3%減碼歷史
iShares Tr46429B655FLTG RATE NT ETF262,705$1,324 萬0.4%−25,795−8.9%減碼–
iShares Tr464288414NATIONAL MUN ETF121,626$1,310 萬0.4%−4,255−3.4%減碼–
PGProcter & Gamble CoStock83,905$1,248 萬0.4%−377−0.4%減碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD275,045$1,239 萬0.4%+132,195+92.5%加碼–
HDHome Depot, Inc.Stock40,554$1,197 萬0.4%−2,876−6.6%減碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF179,949$1,173 萬0.4%−7,808−4.2%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT244,666$1,171 萬0.4%+42,877+21.2%加碼–
VZVerizon Communications IncStock296,922$1,155 萬0.4%+23,350+8.5%加碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF176,104$1,083 萬0.4%+7,687+4.6%加碼–
Vanguard Morningstar Value ETF922908744ETF75,612$1,044 萬0.3%+10,328+15.8%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF213,775$1,043 萬0.3%+7,924+3.8%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF49,084$1,035 萬0.3%−3,107−6.0%減碼–
NEENextera Energy IncStock133,371$1,028 萬0.3%−21,030−13.6%減碼歷史
VVisa Inc.Stock44,670$1,007 萬0.3%−5,159−10.4%減碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF73,627$953.2 萬0.3%−1,789−2.4%減碼–
CVXChevron CorpStock56,799$926.7 萬0.3%+75+0.1%加碼歷史
UNHUnitedHealth Group IncStock19,469$920.1 萬0.3%−8,587−30.6%減碼歷史
iShares Core S&P US Value ETF464287663ETF124,148$916.0 萬0.3%−7,550−5.7%減碼–
American Centy ETF Tr025072877US SML CP VALU123,330$913.4 萬0.3%+6,503+5.6%加碼–
COSTCostco Wholesale CorpStock18,252$906.9 萬0.3%−1,154−5.9%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF60,021$906.4 萬0.3%−257−0.4%減碼–
DISWalt Disney CoStock90,095$902.1 萬0.3%+1,128+1.3%加碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF43,352$884.8 萬0.3%+1,370+3.3%加碼–
PEPPepsiCo IncStock48,334$881.1 萬0.3%+442+0.9%加碼歷史
BABoeing CoStock41,309$877.5 萬0.3%−5,340−11.4%減碼歷史
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF359,887$871.3 萬0.3%−22,833−6.0%減碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF62,418$867.9 萬0.3%−2,145−3.3%減碼–
WMWaste Management IncStock53,131$866.9 萬0.3%−1,313−2.4%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD113,259$863.4 萬0.3%+1,608+1.4%加碼–
iShares Tips Bond ETF464287176ETF77,152$850.6 萬0.3%−54,703−41.5%減碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT58,063$839.7 萬0.3%+2,626+4.7%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF260,222$836.6 萬0.3%−26,590−9.3%減碼–
iShares Core MSCI Eafe ETF46432F842ETF124,051$829.3 萬0.3%−17,301−12.2%減碼–
UPSUnited Parcel Service IncStock42,567$825.8 萬0.3%−480−1.1%減碼歷史
LLYEli Lilly & CoStock24,002$824.3 萬0.3%+4,262+21.6%加碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF110,052$812.5 萬0.3%−8,572−7.2%減碼–
MCDMcDonalds CorpStock28,893$807.9 萬0.3%+761+2.7%加碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF42,456$804.8 萬0.3%−2,467−5.5%減碼–
iShares U.S. Medical Devices ETF464288810ETF148,198$800.0 萬0.3%−4,980−3.3%減碼–
First Tr Exchange-Traded Alp33735J101COM SHS119,862$795.8 萬0.3%−608−0.5%減碼–
PFEPfizer IncStock194,632$794.1 萬0.3%−24,759−11.3%減碼歷史
WMTWalmart Inc.Stock53,840$793.9 萬0.3%−1,800−3.2%減碼歷史
MRKMerck & Co., Inc.Stock74,591$793.6 萬0.3%−7,457−9.1%減碼歷史
iShares Tr46434V878ULTRA SHORT DUR151,445$761.0 萬0.3%+35,179+30.3%加碼–
iShares Tr46436E7180-3 MTH TREASURY74,585$750.2 萬0.2%+74,585新進–
Vanguard Ftse Developed Markets ETF921943858ETF165,046$745.5 萬0.2%+11,013+7.1%加碼–
METAMeta Platforms, Inc.Stock35,049$742.8 萬0.2%−7,370−17.4%減碼歷史
Pacer Trendpilot US Large Cap ETF69374H105ETF191,558$729.3 萬0.2%−152,824−44.4%減碼–
KOCoca Cola CoStock117,278$727.5 萬0.2%−6,453−5.2%減碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF94,312$723.8 萬0.2%+14,938+18.8%加碼–
CATCaterpillar IncStock31,107$711.9 萬0.2%+6,859+28.3%加碼歷史
iShares Select Dividend ETF464287168ETF60,205$705.5 萬0.2%+1,008+1.7%加碼–
Vanguard High Dividend Yield Index ETF921946406ETF66,666$703.3 萬0.2%−3,439−4.9%減碼–
SPDR Series Trust78464A763ST STR SP DIV56,598$700.2 萬0.2%+23,604+71.5%加碼–
Vanguard Dividend Appreciation ETF921908844ETF45,130$695.1 萬0.2%−887−1.9%減碼–
IAUiShares Gold TrustETF184,388$689.1 萬0.2%+24,563+15.4%加碼歷史
CRMSalesforce, Inc.Stock34,447$688.2 萬0.2%−219−0.6%減碼歷史
Schwab U.S. Large-Cap ETF808524201ETF139,257$673.6 萬0.2%+10,158+7.9%加碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF99,344$672.1 萬0.2%−2,734−2.7%減碼–
MOAltria Group, Inc.Stock148,450$662.4 萬0.2%−2,562−1.7%減碼歷史
LMTLockheed Martin CorpStock13,969$660.4 萬0.2%−301−2.1%減碼歷史
FFord Motor CoStock522,456$658.3 萬0.2%−92,513−15.0%減碼歷史

選擇權(2 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
ASANAsana, Inc.CL A–$423
SOFISoFi Technologies, Inc.Stock–$87

2022 年第 4 季之後清倉(86 檔)

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F615FT VEST US EQT144,120$434.7 萬0.2%–
iShares Tr46434V282U S EQUITY FACTR80,378$313.6 萬0.1%–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF98,630$256.9 萬0.1%–
iShares Tr46435G433MSCI USA SMCP MN61,431$212.6 萬0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF15,513$170.5 萬0.1%–
Vanguard World FD921910873MEGA CAP INDEX10,744$142.3 萬0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S15,585$136.1 萬<0.1%–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.35,766$105.4 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD38,529$89.6 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD37,024$89.1 萬<0.1%–
iShares Tr464287374NORTH AMERN NAT21,311$86.7 萬<0.1%–
SPDR Series Trust78464A805ST STR PR SP150018,283$86.5 萬<0.1%–
SPDR Series Trust78464A128ST STR SP1500VT5,624$78.6 萬<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR38,206$74.2 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT5,239$69.2 萬<0.1%–
iShares Tr46435U861CORE DIVID ETF18,262$68.5 萬<0.1%–
WUWestern Union COStock46,195$63.6 萬<0.1%歷史
HMYHarmony Gold Mining Co LtdADR184,962$62.9 萬<0.1%歷史
OGNOrganon & Co.Stock21,099$58.9 萬<0.1%歷史
HASHasbro, Inc.COM9,578$58.4 萬<0.1%歷史
Simplify Exchange Traded Fun82889N699MANAGED FUTURES22,395$58.2 萬<0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF19,761$57.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.17,403$54.2 萬<0.1%–
iShares Tr464287325GLOB HLTHCRE ETF6,107$51.8 萬<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF10,316$50.5 萬<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF14,714$45.0 萬<0.1%–
EEExcelerate Energy, Inc.CL A COM17,300$43.3 萬<0.1%歷史
RVTYRevvity, Inc.COM3,071$43.1 萬<0.1%歷史
iShares Tr464287184CHINA LG-CAP ETF14,935$42.3 萬<0.1%–
iShares Inc464286319EM MKTS DIV ETF17,331$41.8 萬<0.1%–
Agf Invts Tr00110G408US MARKET NETRL18,352$38.9 萬<0.1%–
Schwab Strategic Tr808524862SHT TM US TRES7,155$34.5 萬<0.1%–
ZZillow Group, Inc.CL C CAP STK9,859$31.8 萬<0.1%歷史
Pacer Trendpilot US Bond ETF69374H642ETF15,471$31.1 萬<0.1%–
Abrdn ETFs003261203BBRG ALL COMMDY8,796$30.4 萬<0.1%–
ESTEEarthstone Energy IncCL A20,398$29.0 萬<0.1%歷史
Vanguard Total World Stock ETF922042742ETF3,355$28.9 萬<0.1%–
XYLXylem Inc.COM2,500$27.7 萬<0.1%歷史
SPDR Series Trust78468R523ST STR BL 12 ETF2,776$27.6 萬<0.1%–
BIIBBiogen Inc.COM948$26.3 萬<0.1%歷史
iShares Tr464288638ISHS 5-10YR INVT5,202$25.8 萬<0.1%–
iShares Tr464287770U.S. FIN SVC ETF1,616$25.5 萬<0.1%–
JAKKJakks Pacific IncCOM NEW14,130$24.7 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM4,924$24.6 萬<0.1%歷史
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT11,491$24.4 萬<0.1%歷史
USOUnited States Oil Fund, LPUNITS3,464$24.3 萬<0.1%歷史
JDJD.com, Inc.SPON ADS CL A4,266$23.9 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM12,309$23.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,397$23.8 萬<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,214$23.7 萬<0.1%–
TPLTexas Pacific Land CorpStock100$23.5 萬<0.1%歷史
HOGHarley-Davidson, Inc.COM5,634$23.4 萬<0.1%歷史
Innovator ETFs Trust45782C722INTRNL DEV JULY9,599$22.9 萬<0.1%–
APAAPA CorpStock4,848$22.6 萬<0.1%歷史
iShares U.S. Regional Banks ETF464288778ETF4,740$22.6 萬<0.1%–
UNLUnited States 12 Month Natural Gas Fund, LPUNIT BEN INT12,954$22.3 萬<0.1%歷史
SHLSShoals Technologies Group, Inc.CL A8,802$21.7 萬<0.1%歷史
Franklin Templeton ETF Tr35473P462BRANDYWINEGLOBAL18,727$21.4 萬<0.1%–
FHNFirst Horizon CorpCOM8,722$21.4 萬<0.1%歷史
SJISouth Jersey Industries IncCOM5,820$20.7 萬<0.1%歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,528$20.6 萬<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,862$20.3 萬<0.1%歷史
TXTernium S.A.SPONSORED ADS6,598$20.2 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM6,755$20.1 萬<0.1%歷史
NIDNuveen Intermediate Duration Municipal Term FundCOM13,776$18.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM10,017$16.0 萬<0.1%歷史
Amplify Blockchain Technology ETF032108607ETF10,354$15.7 萬<0.1%–
NVGNuveen AMT-Free Municipal Credit Income FundCEF11,270$13.7 萬<0.1%歷史
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS13,483$12.3 萬<0.1%歷史
HEQJohn Hancock Diversified Income FundCOM10,217$11.8 萬<0.1%歷史
TALTAL Education GroupSPONSORED ADS14,600$10.3 萬<0.1%歷史
MUXMcEwen Inc.COM NEW17,030$9.98 萬<0.1%歷史
HOODRobinhood Markets, Inc.Stock10,429$8.49 萬<0.1%歷史
RIGTransocean Ltd.REGISTERED SHS17,409$7.94 萬<0.1%歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,373$7.83 萬<0.1%歷史
Harbor Custom Development IN41150T2078% CONV PFD SR A10,800$6.97 萬<0.1%–
IAGIamgold CorpCOM26,853$6.93 萬<0.1%歷史
TTITetra Technologies IncCOM12,331$4.27 萬<0.1%歷史
Advisorshares Tr00768Y495PURE CANNABIS11,068$3.98 萬<0.1%–
ONCTOncternal Therapeutics, Inc.COM20,025$2.00 萬<0.1%歷史
HCDIHarbor Custom Development, Inc.COM18,503$6,859<0.1%歷史
CRBPCorbus Pharmaceuticals Holdings, Inc.COM32,000$3,536<0.1%歷史
AYTUAytu Biopharma, IncCOM NEW16,996$3,212<0.1%歷史
CFORCapForce Inc.COM17,500$2,468<0.1%歷史
REEDReed's, Inc.COM29,565$2,064<0.1%歷史
Avaya Hldgs Corp05351XAB7NOTE 2.250% 6/120,000$750<0.1%–