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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock823,935$1.60 億5.7%−68,705−7.7%減碼歷史
iShares Core S&P 500 ETF464287200ETF329,651$1.47 億5.3%−16,132−4.7%減碼–
MSFTMicrosoft CorpStock170,856$5,818 萬2.1%−9,866−5.5%減碼歷史
Invesco QQQ Trust Series I46090E103ETF135,665$5,012 萬1.8%−24,029−15.0%減碼–
AMZNAmazon Com IncStock371,408$4,842 萬1.7%−27,294−6.8%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF878,921$4,529 萬1.6%−7,294−0.8%減碼–
SPYSPDR S&P 500 ETF TrustETF82,259$3,646 萬1.3%+1,805+2.2%加碼歷史
Vanguard S&P 500 ETF922908363ETF77,011$3,137 萬1.1%+2,108+2.8%加碼–
iShares S&P 500 Growth ETF464287309ETF437,419$3,083 萬1.1%+3,769+0.9%加碼–
NVDANVIDIA CorpStock69,760$2,951 萬1.1%−16,499−19.1%減碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF259,289$2,804 萬1.0%+1,042+0.4%加碼–
Schwab US Dividend Equity ETF808524797ETF380,808$2,765 萬1.0%−106,189−21.8%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF541,219$2,591 萬0.9%+29,897+5.8%加碼–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT642,494$2,481 萬0.9%+636,674+10,939.4%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF94,032$2,459 萬0.9%−6,194−6.2%減碼–
iShares Core S&P Small Cap ETF464287804ETF244,946$2,441 萬0.9%−25,231−9.3%減碼–
GLDSPDR Gold TrustETF134,845$2,404 萬0.9%−1,772−1.3%減碼歷史
GOOGAlphabet Inc.Stock166,923$2,019 萬0.7%−5,829−3.4%減碼歷史
TSLATesla, Inc.Stock76,219$1,995 萬0.7%+7,154+10.4%加碼歷史
iShares Tr46429B655FLTG RATE NT ETF372,762$1,894 萬0.7%+110,057+41.9%加碼–
iShares S&P 500 Value ETF464287408ETF107,811$1,738 萬0.6%−5,946−5.2%減碼–
BRK.BBerkshire Hathaway IncStock50,261$1,714 萬0.6%+2,662+5.6%加碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF173,976$1,704 萬0.6%−51,169−22.7%減碼–
iShares Tr4642874571 3 YR TREAS BD198,631$1,611 萬0.6%−46,676−19.0%減碼–
GOOGLAlphabet Inc.Stock131,096$1,569 萬0.6%−6,225−4.5%減碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW260,675$1,549 萬0.6%−3,426−1.3%減碼–
VanEck Morningstar Wide Moat ETF92189F643ETF191,492$1,528 萬0.5%+81,440+74.0%加碼–
iShares Tr464287150CORE S&P TTL STK154,421$1,511 萬0.5%−12,834−7.7%減碼–
JNJJohnson & JohnsonStock89,944$1,489 萬0.5%−15,836−15.0%減碼歷史
iShares Tr464288646ISHS 1-5YR INVS288,390$1,447 萬0.5%+21,092+7.9%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF194,300$1,444 萬0.5%−103,892−34.8%減碼–
iShares Tr464288414NATIONAL MUN ETF125,351$1,338 萬0.5%+3,725+3.1%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM230,124$1,273 萬0.5%−211,043−47.8%減碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD287,564$1,270 萬0.5%+12,519+4.6%加碼–
ABBVAbbVie Inc.Stock92,572$1,247 萬0.4%−10,125−9.9%減碼歷史
JPMJPMorgan Chase & CoStock85,688$1,246 萬0.4%−17,337−16.8%減碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF147,085$1,194 萬0.4%−23,285−13.7%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT249,000$1,187 萬0.4%+4,334+1.8%加碼–
PGProcter & Gamble CoStock77,293$1,173 萬0.4%−6,612−7.9%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF155,555$1,168 萬0.4%−43,684−21.9%減碼–
XOMExxonMobil Holdings CorpCOM107,896$1,157 萬0.4%−12,971−10.7%減碼歷史
HDHome Depot, Inc.Stock35,978$1,118 萬0.4%−4,576−11.3%減碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF82,478$1,095 萬0.4%+8,851+12.0%加碼–
LLYEli Lilly & CoStock22,995$1,078 萬0.4%−1,007−4.2%減碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF168,432$1,063 萬0.4%−7,672−4.4%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF60,778$1,057 萬0.4%+757+1.3%加碼–
Vanguard Morningstar Value ETF922908744ETF72,228$1,026 萬0.4%−3,384−4.5%減碼–
VZVerizon Communications IncStock272,540$1,014 萬0.4%−24,382−8.2%減碼歷史
iShares Core S&P US Value ETF464287663ETF123,783$968.7 萬0.3%−365−0.3%減碼–
First Tr Exchange-Traded FD336917109SHS273,087$928.8 萬0.3%−376,085−57.9%減碼–
NEENextera Energy IncStock121,845$904.1 萬0.3%−11,526−8.6%減碼歷史
VVisa Inc.Stock37,972$901.8 萬0.3%−6,698−15.0%減碼歷史
JPMorgan Ultra-Short Income ETF46641Q837ETF179,794$901.5 萬0.3%−203,154−53.1%減碼–
iShares Tr46434V878ULTRA SHORT DUR177,964$895.2 萬0.3%+26,519+17.5%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF189,319$891.7 萬0.3%−259,991−57.9%減碼–
COSTCostco Wholesale CorpStock16,325$878.9 萬0.3%−1,927−10.6%減碼歷史
WMWaste Management IncStock49,432$857.3 萬0.3%−3,699−7.0%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF38,291$843.5 萬0.3%−5,061−11.7%減碼–
iShares Core MSCI Eafe ETF46432F842ETF120,465$813.1 萬0.3%−3,586−2.9%減碼–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD290,663$810.7 萬0.3%+106,076+57.5%加碼–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF333,578$806.3 萬0.3%−26,309−7.3%減碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF55,876$806.0 萬0.3%−6,542−10.5%減碼–
METAMeta Platforms, Inc.Stock27,846$799.1 萬0.3%−7,203−20.6%減碼歷史
First Tr Exchange-Traded FD33734H106SHS198,285$794.9 萬0.3%−141,371−41.6%減碼–
UNHUnitedHealth Group IncStock16,175$777.5 萬0.3%−3,294−16.9%減碼歷史
MCDMcDonalds CorpStock25,410$758.3 萬0.3%−3,483−12.1%減碼歷史
CVXChevron CorpStock47,730$751.0 萬0.3%−9,069−16.0%減碼歷史
Schwab U.S. Large-Cap ETF808524201ETF142,720$747.4 萬0.3%+3,463+2.5%加碼–
PEPPepsiCo IncStock40,020$741.3 萬0.3%−8,314−17.2%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF156,447$722.5 萬0.3%−8,599−5.2%減碼–
iShares MSCI USA Quality Factor ETF46432F339ETF53,210$717.7 萬0.3%+11,380+27.2%加碼–
WMTWalmart Inc.Stock44,309$696.5 萬0.3%−9,531−17.7%減碼歷史
CRMSalesforce, Inc.Stock32,727$691.4 萬0.2%−1,720−5.0%減碼歷史
CATCaterpillar IncStock27,948$687.7 萬0.2%−3,159−10.2%減碼歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL171,293$678.8 萬0.2%+14,606+9.3%加碼–
BABoeing CoStock32,097$677.8 萬0.2%−9,212−22.3%減碼歷史
IAUiShares Gold TrustETF184,962$673.1 萬0.2%+574+0.3%加碼歷史
DISWalt Disney CoStock74,820$668.0 萬0.2%−15,275−17.0%減碼歷史
Pacer Trendpilot US Large Cap ETF69374H105ETF157,545$650.7 萬0.2%−34,013−17.8%減碼–
iShares Tr46434V613CORE UNIVRSL USD142,420$647.6 萬0.2%+18,417+14.9%加碼–
Capital Group Dividend Value14020W106SHS CREAT UNIT238,610$645.2 萬0.2%+112,486+89.2%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF85,020$639.6 萬0.2%−9,292−9.9%減碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD83,172$629.3 萬0.2%−30,087−26.6%減碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF28,278$622.6 萬0.2%−20,806−42.4%減碼–
UPSUnited Parcel Service IncStock34,244$613.8 萬0.2%−8,323−19.6%減碼歷史
FFord Motor CoStock404,065$611.4 萬0.2%−118,391−22.7%減碼歷史
KOCoca Cola CoStock101,110$608.9 萬0.2%−16,168−13.8%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF180,332$607.9 萬0.2%−79,890−30.7%減碼–
PFEPfizer IncStock165,155$605.8 萬0.2%−29,477−15.1%減碼歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF52,609$604.6 萬0.2%+64+0.1%加碼–
iShares U.S. Medical Devices ETF464288810ETF106,644$602.1 萬0.2%−41,554−28.0%減碼–
MOAltria Group, Inc.Stock132,315$599.4 萬0.2%−16,135−10.9%減碼歷史
iShares S&P Small-Cap 600 Value ETF464287879ETF61,956$589.1 萬0.2%−5,422−8.0%減碼–
MRKMerck & Co., Inc.Stock50,977$588.2 萬0.2%−23,614−31.7%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT39,259$587.5 萬0.2%−18,804−32.4%減碼–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF78,964$585.7 萬0.2%−7,911−9.1%減碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF118,231$582.8 萬0.2%−95,544−44.7%減碼–
Vanguard High Dividend Yield Index ETF921946406ETF54,921$582.6 萬0.2%−11,745−17.6%減碼–
iShares Select Dividend ETF464287168ETF50,529$572.5 萬0.2%−9,676−16.1%減碼–
DTEDte Energy CoCOM51,225$563.6 萬0.2%−7,428−12.7%減碼歷史

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
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iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
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iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
SNYSanofiSPONSORED ADR4,575$24.9 萬<0.1%歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–