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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20215,115$663<0.1%00.0%不變歷史
HLGNHeliogen, Inc.COMMON STOCK11,433$2,801<0.1%00.0%不變歷史
Pieris Pharmaceuticals Inc720795103COM26,100$4,320<0.1%−324,384−92.6%減碼–
CGCCanopy Growth CorpCOM12,555$4,870<0.1%−1,918−13.3%減碼歷史
APPHAppHarvest, Inc.COM13,537$5,009<0.1%00.0%不變歷史
GTBPGT Biopharma, Inc.COM NEW20,395$6,363<0.1%−2,500−10.9%減碼歷史
PSHGPerformance Shipping Inc.COMMON SHARES10,700$8,455<0.1%+10,700新進歷史
CLOVClover Health Investments, Corp.COM CL A10,774$9,665<0.1%00.0%不變歷史
MBRXMoleculin Biotech, Inc.COM17,000$9,840<0.1%−40,500−70.4%減碼歷史
AMRSAmyris, Inc.COM NEW11,100$1.14 萬<0.1%−3,037−21.5%減碼歷史
SDCSmileDirectClub, Inc.CL A COM26,315$1.39 萬<0.1%−2,869−9.8%減碼歷史
Granite PT Mtg Tr Inc38741LAC1NOTE 6.375%10/015,000$1.45 萬<0.1%00.0%不變–
OGIOrganigram Global Inc.COM37,231$1.45 萬<0.1%−9,000−19.5%減碼歷史
ZOMDFZomedica Corp.COM74,501$1.49 萬<0.1%−7,250−8.9%減碼歷史
RCATRed Cat Holdings, Inc.Stock13,683$1.63 萬<0.1%+13,683新進歷史
TLRYTilray Brands, Inc.COM CL 212,306$1.92 萬<0.1%−5,568−31.2%減碼歷史
PLGPlatinum Group Metals LtdCOM18,500$2.63 萬<0.1%00.0%不變歷史
MNTSMomentus Inc.COM CL A89,775$2.83 萬<0.1%+7,500+9.1%加碼歷史
STEXStreamex Corp.COM NEW24,000$3.00 萬<0.1%−5,000−17.2%減碼歷史
IBRXImmunityBio, Inc.COM11,050$3.07 萬<0.1%00.0%不變歷史
OPKOpko Health, Inc.COM15,302$3.32 萬<0.1%+200+1.3%加碼歷史
ANGIAngi Inc.COM CL A NEW10,200$3.37 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM14,929$3.96 萬<0.1%−4,768−24.2%減碼歷史
Portage Biotech IncG7185A128COM11,508$4.02 萬<0.1%00.0%不變–
NKLANikola CorpCOM29,454$4.06 萬<0.1%−10,675−26.6%減碼歷史
TUPTupperware Brands CorpCOM51,648$4.13 萬<0.1%+37,451+263.8%加碼歷史
NSLNuveen Senior Income FundCOM10,365$4.75 萬<0.1%00.0%不變歷史
EVGNEvogene Ltd.SHS44,944$4.81 萬<0.1%−1,056−2.3%減碼歷史
NGLNGL Energy Partners LPCOM UNIT REPST15,004$5.84 萬<0.1%+15,004新進歷史
LUMNLumen Technologies, Inc.Stock26,328$5.95 萬<0.1%−2,978−10.2%減碼歷史
HBIHanesbrands Inc.COM13,742$6.24 萬<0.1%−41,777−75.2%減碼歷史
FCELFuelcell Energy IncCOM29,595$6.39 萬<0.1%−8,155−21.6%減碼歷史
CDECoeur Mining, Inc.COM NEW23,410$6.65 萬<0.1%−178,708−88.4%減碼歷史
RWTRedwood Trust IncCOM10,584$6.74 萬<0.1%+20+0.2%加碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM10,510$6.81 萬<0.1%−4,165−28.4%減碼歷史
BBBLACKBERRY LtdCOM12,326$6.82 萬<0.1%00.0%不變歷史
TFFPTFF Pharmaceuticals, Inc.COM145,050$6.82 萬<0.1%−10,141−6.5%減碼歷史
SIRISirius XM Holdings Inc.COM15,360$6.96 萬<0.1%−4,425−22.4%減碼歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT17,875$7.01 萬<0.1%−3,059−14.6%減碼歷史
EIGREiger BioPharmaceuticals, Inc.COM101,500$7.15 萬<0.1%−102,850−50.3%減碼歷史
CFFNCapitol Federal Financial, Inc.COM11,600$7.16 萬<0.1%+11,600新進歷史
IGRCbre Global Real Estate Income FundCOM13,782$7.21 萬<0.1%+316+2.3%加碼歷史
Advisorshares Tr00768Y453PURE US CANN ETF14,456$8.01 萬<0.1%00.0%不變–
ETF Managers Tr26924G508ETFMG ALTR HRVST27,174$8.13 萬<0.1%−21,309−44.0%減碼–
BBDCBarings BDC, Inc.COM10,625$8.33 萬<0.1%+32+0.3%加碼歷史
HLHecla Mining CoCOM16,301$8.40 萬<0.1%−117,692−87.8%減碼歷史
UNGUnited States Natural Gas Fund, LPUNIT PAR11,417$8.47 萬<0.1%−6,396−35.9%減碼歷史
HNRGHallador Energy CoStock10,000$8.57 萬<0.1%00.0%不變歷史
VTNRVertex Energy Inc.COM14,350$8.97 萬<0.1%−50−0.3%減碼歷史
CIMChimera Investment CorpCOM NEW15,837$9.14 萬<0.1%−10,214−39.2%減碼歷史
QSQuantumScape CorpCOM CL A12,769$10.2 萬<0.1%−2,820−18.1%減碼歷史
LTRNLantern Pharma Inc.COM18,125$10.2 萬<0.1%+850+4.9%加碼歷史
TPICQTpi Composites, IncCOM10,060$10.4 萬<0.1%−130−1.3%減碼歷史
CHPTChargePoint Holdings, Inc.COM CL A12,063$10.6 萬<0.1%+966+8.7%加碼歷史
NWLNewell Brands Inc.Stock12,238$10.6 萬<0.1%−10,149−45.3%減碼歷史
MTTRMatterport, Inc.COM CL A35,773$11.3 萬<0.1%+2,891+8.8%加碼歷史
VMOInvesco Municipal Opportunity TrustCOM12,397$11.7 萬<0.1%−462−3.6%減碼歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM43,962$11.9 萬<0.1%−2,618−5.6%減碼歷史
HLNHaleon plcADR14,423$12.1 萬<0.1%−5,738−28.5%減碼歷史
EDITEditas Medicine, Inc.COM14,967$12.3 萬<0.1%+397+2.7%加碼歷史
STEMStem, Inc.CL A21,550$12.3 萬<0.1%+3,180+17.3%加碼歷史
SERSerina Therapeutics, Inc.COM139,700$12.5 萬<0.1%+8,500+6.5%加碼歷史
FSCOFS Credit Opportunities Corp.COMMON STOCK26,535$12.6 萬<0.1%+7,719+41.0%加碼歷史
KYNBKyntra Bio, Inc.COM46,950$12.7 萬<0.1%+22,015+88.3%加碼歷史
CHSChico's Fas, Inc.COM24,170$12.9 萬<0.1%00.0%不變歷史
DCGODocGo Inc.COM14,200$13.3 萬<0.1%00.0%不變歷史
VALEVale S.A.SPONSORED ADS10,348$13.9 萬<0.1%−56,551−84.5%減碼歷史
PFNPIMCO Income Strategy Fund IICOM19,328$13.9 萬<0.1%+19,328新進歷史
EZPWEzcorp IncCL A NON VTG16,713$14.0 萬<0.1%+1,729+11.5%加碼歷史
CMLSQCumulus Media IncCOM CL A35,205$14.4 萬<0.1%+8,583+32.2%加碼歷史
MDNAFMedicenna Therapeutics Corp.COM305,300$14.7 萬<0.1%+3,250+1.1%加碼歷史
ONBOld National BancorpStock10,558$14.7 萬<0.1%+7+0.1%加碼歷史
SJTSan Juan Basin Royalty TrustUNIT BEN INT19,911$14.8 萬<0.1%−11,886−37.4%減碼歷史
FSRFisker Inc.CL A COM STK26,744$15.1 萬<0.1%−951−3.4%減碼歷史
CRKComstock Resources IncCOM13,177$15.3 萬<0.1%−5,040−27.7%減碼歷史
GNLGlobal Net Lease, Inc.COM NEW15,422$15.9 萬<0.1%−3,991−20.6%減碼歷史
BGSB&G Foods, Inc.COM11,802$16.4 萬<0.1%−3,128−21.0%減碼歷史
Western Digital Corp958102AP0NOTE 1.500% 2/0174,000$16.9 萬<0.1%00.0%不變–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM10,419$17.0 萬<0.1%+238+2.3%加碼歷史
BLEBlackRock Municipal Income Trust IICOM16,359$17.0 萬<0.1%+2,041+14.3%加碼歷史
RUMRUM Group Inc.Stock19,191$17.1 萬<0.1%−497−2.5%減碼歷史
Golden Ocean Group LtdG39637205SHS NEW22,767$17.2 萬<0.1%−14−0.1%減碼–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0175,000$17.2 萬<0.1%00.0%不變–
GFNew Germany Fund IncCOM19,446$17.5 萬<0.1%+30+0.2%加碼歷史
LYTSLsi Industries IncCOM13,980$17.6 萬<0.1%−4,947−26.1%減碼歷史
SCWO374Water Inc.Common Stock74,193$17.7 萬<0.1%00.0%不變歷史
PFLTPennantPark Floating Rate Capital Ltd.COM17,187$18.3 萬<0.1%+1,719+11.1%加碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM15,735$18.5 萬<0.1%+318+2.1%加碼歷史
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM17,022$18.8 萬<0.1%+2,214+15.0%加碼歷史
IRTIndependence Realty Trust, Inc.COM10,362$18.9 萬<0.1%−96−0.9%減碼歷史
Global X FDS37950E291GLOBX SUPDV US11,401$19.0 萬<0.1%−2,242−16.4%減碼–
SOFISoFi Technologies, Inc.Stock22,859$19.1 萬<0.1%−2,266−9.0%減碼歷史
TSITCW Strategic Income Fund IncCOM41,658$19.3 萬<0.1%−5,000−10.7%減碼歷史
FTITechnipFMC plcCOM11,658$19.4 萬<0.1%−626−5.1%減碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT13,717$19.5 萬<0.1%+219+1.6%加碼歷史
FRMEFirst Merchants CorpCOM7,101$20.0 萬<0.1%−3,157−30.8%減碼歷史
PLUGPlug Power IncStock19,351$20.1 萬<0.1%+1,776+10.1%加碼歷史
ETF Ser Solutions26922A172NATIONWIDE RSK9,335$20.1 萬<0.1%−1,550−14.2%減碼–
Flexshares Tr33939L860QUALT DIVD IDX3,481$20.1 萬<0.1%+3,481新進–
RBB FD Inc74933W486US TREASY 2 YR4,177$20.2 萬<0.1%+4,177新進–

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
ALLEAllegion plcORD SHS2,418$25.8 萬<0.1%歷史
iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
ABBNYABB LtdSPONSORED ADR7,492$25.7 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,160$25.3 萬<0.1%歷史
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iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
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PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–