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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/11/6 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,188
較 2023 年第 2 季 −11
總值
$26.7 億
較 2023 年第 2 季 −$1.17 億 (−4.2%)
申報日
2023/11/6
SEC
Sigma Planning Corp 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF323,638$1.39 億5.2%−6,013−1.8%減碼–
AAPLApple Inc.Stock795,811$1.36 億5.1%−28,124−3.4%減碼歷史
MSFTMicrosoft CorpStock168,858$5,332 萬2.0%−1,998−1.2%減碼歷史
Invesco QQQ Trust Series I46090E103ETF139,134$4,985 萬1.9%+3,469+2.6%加碼–
AMZNAmazon Com IncStock364,548$4,634 萬1.7%−6,860−1.8%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF871,377$4,316 萬1.6%−7,544−0.9%減碼–
SPYSPDR S&P 500 ETF TrustETF79,631$3,404 萬1.3%−2,628−3.2%減碼歷史
Vanguard S&P 500 ETF922908363ETF81,132$3,186 萬1.2%+4,121+5.4%加碼–
iShares S&P 500 Growth ETF464287309ETF449,139$3,073 萬1.2%+11,720+2.7%加碼–
NVDANVIDIA CorpStock65,448$2,847 萬1.1%−4,312−6.2%減碼歷史
Schwab US Dividend Equity ETF808524797ETF391,284$2,769 萬1.0%+10,476+2.8%加碼–
Pacer US Cash Cows 100 ETF69374H881ETF526,474$2,602 萬1.0%−14,745−2.7%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF254,767$2,599 萬1.0%−4,522−1.7%減碼–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT678,979$2,538 萬1.0%+36,485+5.7%加碼–
GLDSPDR Gold TrustETF127,839$2,192 萬0.8%−7,006−5.2%減碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF87,467$2,181 萬0.8%−6,565−7.0%減碼–
GOOGAlphabet Inc.Stock164,073$2,163 萬0.8%−2,850−1.7%減碼歷史
iShares Core S&P Small Cap ETF464287804ETF209,596$1,977 萬0.7%−35,350−14.4%減碼–
ABBVAbbVie Inc.Stock127,158$1,895 萬0.7%+34,586+37.4%加碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF240,367$1,823 萬0.7%+48,875+25.5%加碼–
iShares Tr46429B655FLTG RATE NT ETF349,074$1,776 萬0.7%−23,688−6.4%減碼–
BRK.BBerkshire Hathaway IncStock49,272$1,726 萬0.6%−989−2.0%減碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF173,588$1,632 萬0.6%−388−0.2%減碼–
XOMExxonMobil Holdings CorpCOM137,162$1,613 萬0.6%+29,266+27.1%加碼歷史
iShares S&P 500 Value ETF464287408ETF104,143$1,602 萬0.6%−3,668−3.4%減碼–
TSLATesla, Inc.Stock61,976$1,551 萬0.6%−14,243−18.7%減碼歷史
iShares Tr464288646ISHS 1-5YR INVS301,696$1,503 萬0.6%+13,306+4.6%加碼–
GOOGLAlphabet Inc.Stock111,973$1,465 萬0.5%−19,123−14.6%減碼歷史
iShares Tr4642874571 3 YR TREAS BD173,980$1,409 萬0.5%−24,651−12.4%減碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF154,564$1,397 萬0.5%+7,479+5.1%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF183,354$1,327 萬0.5%−10,946−5.6%減碼–
iShares Tr464288414NATIONAL MUN ETF125,808$1,290 萬0.5%+457+0.4%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM238,836$1,279 萬0.5%+8,712+3.8%加碼–
iShares Tr464287150CORE S&P TTL STK133,780$1,260 萬0.5%−20,641−13.4%減碼–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW210,486$1,251 萬0.5%−50,189−19.3%減碼–
JNJJohnson & JohnsonStock76,631$1,194 萬0.4%−13,313−14.8%減碼歷史
JPMJPMorgan Chase & CoStock79,118$1,147 萬0.4%−6,570−7.7%減碼歷史
LLYEli Lilly & CoStock21,241$1,141 萬0.4%−1,754−7.6%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF151,721$1,117 萬0.4%−3,834−2.5%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF67,684$1,110 萬0.4%+6,906+11.4%加碼–
PGProcter & Gamble CoStock74,792$1,091 萬0.4%−2,501−3.2%減碼歷史
First Tr Exchng Traded FD VI33740F391FT VEST U.S366,335$1,086 萬0.4%+366,335新進–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD251,871$1,059 萬0.4%−35,693−12.4%減碼–
HDHome Depot, Inc.Stock34,977$1,057 萬0.4%−1,001−2.8%減碼歷史
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT214,949$1,015 萬0.4%−34,051−13.7%減碼–
Fidelity MSCI Health Care Index ETF316092600ETF165,321$1,002 萬0.4%−3,111−1.8%減碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF77,062$992.1 萬0.4%−5,416−6.6%減碼–
VVisa Inc.Stock42,505$977.7 萬0.4%+4,533+11.9%加碼歷史
Vanguard Morningstar Value ETF922908744ETF68,581$945.9 萬0.4%−3,647−5.0%減碼–
COSTCostco Wholesale CorpStock16,558$935.5 萬0.4%+233+1.4%加碼歷史
iShares Tr46434V878ULTRA SHORT DUR183,182$922.9 萬0.3%+5,218+2.9%加碼–
iShares Core S&P US Value ETF464287663ETF121,460$906.3 萬0.3%−2,323−1.9%減碼–
METAMeta Platforms, Inc.Stock29,613$889.0 萬0.3%+1,767+6.3%加碼歷史
First Tr Exchange-Traded FD33734H106SHS234,354$876.3 萬0.3%+36,069+18.2%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF40,563$861.6 萬0.3%+2,272+5.9%加碼–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD306,591$852.3 萬0.3%+15,928+5.5%加碼–
CATCaterpillar IncStock31,156$850.6 萬0.3%+3,208+11.5%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF183,220$841.9 萬0.3%−6,099−3.2%減碼–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF341,347$815.8 萬0.3%+7,769+2.3%加碼–
VZVerizon Communications IncStock247,259$801.4 萬0.3%−25,281−9.3%減碼歷史
CVXChevron CorpStock47,271$797.1 萬0.3%−459−1.0%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF121,813$783.9 萬0.3%+1,348+1.1%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF55,991$782.2 萬0.3%+115+0.2%加碼–
Schwab U.S. Large-Cap ETF808524201ETF154,201$780.3 萬0.3%+11,481+8.0%加碼–
State Street Industrial Select Sector SPDR ETF81369Y704ETF76,379$774.3 萬0.3%+42,497+125.4%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF57,592$759.0 萬0.3%+4,382+8.2%加碼–
UNHUnitedHealth Group IncStock14,969$754.8 萬0.3%−1,206−7.5%減碼歷史
First Tr Exchange-Traded FD336917109SHS223,893$748.7 萬0.3%−49,194−18.0%減碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF148,204$743.7 萬0.3%−31,590−17.6%減碼–
WMWaste Management IncStock48,557$740.2 萬0.3%−875−1.8%減碼歷史
NEENextera Energy IncStock123,852$709.5 萬0.3%+2,007+1.6%加碼歷史
WMTWalmart Inc.Stock43,840$701.1 萬0.3%−469−1.1%減碼歷史
iShares Tr46434V613CORE UNIVRSL USD158,792$694.2 萬0.3%+16,372+11.5%加碼–
PEPPepsiCo IncStock39,153$663.4 萬0.2%−867−2.2%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF149,208$652.3 萬0.2%−7,239−4.6%減碼–
Capital Group Dividend Value14020W106SHS CREAT UNIT244,141$646.2 萬0.2%+5,531+2.3%加碼–
Fidelity MSCI Energy Index ETF316092402ETF256,203$638.2 萬0.2%+23,130+9.9%加碼–
IAUiShares Gold TrustETF179,235$627.1 萬0.2%−5,727−3.1%減碼歷史
First Tr Exchange Traded FD33738R118NASD TECH DIV109,447$613.9 萬0.2%+20,509+23.1%加碼–
Pacer Trendpilot US Large Cap ETF69374H105ETF148,984$595.3 萬0.2%−8,561−5.4%減碼–
CRMSalesforce, Inc.Stock29,167$591.5 萬0.2%−3,560−10.9%減碼歷史
DISWalt Disney CoStock72,413$586.9 萬0.2%−2,407−3.2%減碼歷史
MCDMcDonalds CorpStock22,217$585.3 萬0.2%−3,193−12.6%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD77,169$579.9 萬0.2%−6,003−7.2%減碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF52,804$579.2 萬0.2%+195+0.4%加碼–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL146,819$576.0 萬0.2%−24,474−14.3%減碼–
PFEPfizer IncStock172,713$572.9 萬0.2%+7,558+4.6%加碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT40,260$570.4 萬0.2%+1,001+2.5%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF78,843$570.1 萬0.2%−6,177−7.3%減碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF27,377$570.1 萬0.2%−901−3.2%減碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF117,797$560.6 萬0.2%−434−0.4%減碼–
KOCoca Cola CoStock99,808$558.7 萬0.2%−1,302−1.3%減碼歷史
ABTAbbott LaboratoriesStock57,537$557.3 萬0.2%+36,086+168.2%加碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF166,617$552.7 萬0.2%−13,715−7.6%減碼–
BABoeing CoStock28,784$551.7 萬0.2%−3,313−10.3%減碼歷史
DTEDte Energy CoCOM55,102$547.1 萬0.2%+3,877+7.6%加碼歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF339,187$541.7 萬0.2%+70,896+26.4%加碼–
iShares Russell 2000 ETF464287655ETF30,440$538.0 萬0.2%+16,687+121.3%加碼–
MOAltria Group, Inc.Stock127,261$535.1 萬0.2%−5,054−3.8%減碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF72,561$527.7 萬0.2%+9,298+14.7%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
NWLNewell Brands Inc.Stock$3.38 萬–
ProShares Tr74347R206PSHS ULTRA QQQ–$2.59 萬
PBIPitney Bowes IncCOM$2.27 萬–
TUPTupperware Brands CorpCOM$1.11 萬–
GNWGenworth Financial IncCOM SHS$7,988–
EZPWEzcorp IncCL A NON VTG$3,730–
STEXStreamex Corp.COM NEW–$795
NOKNokia CorpSPONSORED ADR$660–
UBSUBS Group AGStock–$250

2023 年第 2 季之後清倉(124 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 124 檔。

Sigma Planning Corp 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchange-Traded FD33733E856FT VEST GOLD151,227$289.3 萬0.1%–
ONONOn Holding AGStock47,459$156.6 萬0.1%歷史
T Rowe Price Exchange-Traded87283Q404PRICE DIV GRWT45,526$151.7 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW9,467$141.2 萬0.1%歷史
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR23,515$116.7 萬<0.1%–
Timothy Plan887432359US LRGMD CP CORE30,521$109.8 萬<0.1%–
Flexshares Tr33939L886ULTR SHO INC FD11,937$89.5 萬<0.1%–
Flexshares Tr33939L761CR SCD US BD16,915$79.3 萬<0.1%–
Timothy Plan887432342U S SM CP CORE24,518$78.2 萬<0.1%–
RBCRBC Bearings INCCOM3,351$72.9 萬<0.1%歷史
Dimensional ETF Trust25434V724US MKTWIDE VALUE20,838$71.9 萬<0.1%–
Vanguard World FD921910709EXTENDED DUR6,913$60.2 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF16,463$54.1 萬<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED24,508$52.3 萬<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF12,130$49.1 萬<0.1%–
SPDR Series Trust78468R770ST STR R1K YLD4,973$47.4 萬<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL14,128$46.4 萬<0.1%–
LUVSouthwest Airlines CoCOM12,787$46.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF11,230$46.0 萬<0.1%–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL15,500$45.3 萬<0.1%–
iShares Inc464286681MSCI EQUAL WEITE5,525$43.5 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock3,187$43.3 萬<0.1%歷史
WisdomTree Tr97717X131INTL QULTY DIV12,263$42.2 萬<0.1%–
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF16,190$41.9 萬<0.1%–
APOApollo Global Management, Inc.COM5,408$41.5 萬<0.1%歷史
CMAComerica IncCOM9,668$41.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT12,227$40.4 萬<0.1%–
iShares Tr46434V647GLOBAL REIT ETF17,559$40.3 萬<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF8,585$39.8 萬<0.1%–
Flexshares Tr33939L837INTL QLTDV IDX17,780$39.4 萬<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.11,540$39.0 萬<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH4,778$38.9 萬<0.1%–
RETAReata Pharmaceuticals IncCL A3,775$38.5 萬<0.1%歷史
FOURShift4 Payments, Inc.CL A5,625$38.2 萬<0.1%歷史
HIMSHims & Hers Health, Inc.Stock40,550$38.1 萬<0.1%歷史
KRNTKornit Digital Ltd.SHS12,687$37.3 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,851$36.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT7,145$34.6 萬<0.1%–
COINCoinbase Global, Inc.COM CL A4,813$34.4 萬<0.1%歷史
FNVFranco Nevada CorpStock2,361$33.7 萬<0.1%歷史
TWLOTwilio IncCL A5,273$33.6 萬<0.1%歷史
CWHCamping World Holdings, Inc.CL A11,122$33.5 萬<0.1%歷史
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE8,789$33.4 萬<0.1%–
DINDine Brands Global, Inc.COM5,385$31.2 萬<0.1%歷史
KSSKOHLS CorpStock13,312$30.7 萬<0.1%歷史
RTLNecessity Retail REIT, Inc.COM CLASS A43,459$29.4 萬<0.1%歷史
MIDDMIDDLEBY CorpCOM1,957$28.9 萬<0.1%歷史
AEMAgnico Eagle Mines LtdStock5,783$28.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC3,657$28.8 萬<0.1%–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV14,804$28.5 萬<0.1%–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM16,400$28.0 萬<0.1%歷史
EMNEastman Chemical CoStock3,338$28.0 萬<0.1%歷史
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,059$27.9 萬<0.1%–
Pacer Trendpilot US Mid Cap ETF69374H204ETF8,300$27.3 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,931$27.2 萬<0.1%歷史
iShares Tr464287838U.S. BAS MTL ETF2,037$27.1 萬<0.1%–
ENPHEnphase Energy, Inc.Stock1,617$27.1 萬<0.1%歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF5,534$26.7 萬<0.1%–
DOCNDigitalOcean Holdings, Inc.COM6,539$26.2 萬<0.1%歷史
TRTNTriton International LtdCL A3,050$25.4 萬<0.1%歷史
OVVOvintiv Inc.COM6,540$24.9 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM4,519$24.8 萬<0.1%歷史
PAASPan American Silver CorpStock16,650$24.3 萬<0.1%歷史
Mag Silver Corp55903Q104COM21,581$24.0 萬<0.1%–
METMetlife IncStock4,225$23.9 萬<0.1%歷史
BUDAnheuser-Busch InBev SA/NVADR4,185$23.7 萬<0.1%歷史
SSRMSSR Mining Inc.Stock16,686$23.7 萬<0.1%歷史
ALLYAlly Financial Inc.Stock8,722$23.6 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF9,903$23.2 萬<0.1%–
AALAmerican Airlines Group Inc.Stock12,923$23.2 萬<0.1%歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,741$23.1 萬<0.1%–
DYDycom Industries IncCOM2,030$23.1 萬<0.1%歷史
KDPKeurig Dr Pepper Inc.COM7,364$23.0 萬<0.1%歷史
REYNReynolds Consumer Products Inc.COM8,123$22.9 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF5,615$22.9 萬<0.1%–
KGCKinross Gold CorpCOM47,980$22.9 萬<0.1%歷史
NTRSNorthern Trust CorpCOM3,068$22.7 萬<0.1%歷史
DBLDoubleLine Opportunistic Credit FundCOM15,643$22.7 萬<0.1%歷史
ARK Next Generation Technology ETF00214Q401ETF3,834$22.5 萬<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF877$22.5 萬<0.1%–
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,454$22.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN9,456$22.0 萬<0.1%–
Alps ETF Tr00162Q858SECTR DIV DOGS4,344$21.7 萬<0.1%–
Ea Series Trust02072L698STRIVE EMERGING8,130$21.4 萬<0.1%–
BMOBank of MontrealCOM2,359$21.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,262$21.1 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock1,109$21.1 萬<0.1%歷史
BABAAlibaba Group Holding LtdADR2,510$20.9 萬<0.1%歷史
CMCCommercial Metals CoStock3,965$20.9 萬<0.1%歷史
MPMP Materials Corp.COM CL A9,122$20.9 萬<0.1%歷史
PEverpure, Inc.CL A5,664$20.9 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM687$20.9 萬<0.1%歷史
PFGPrincipal Financial Group IncCOM2,744$20.8 萬<0.1%歷史
BAXBaxter International IncStock4,569$20.8 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM2,548$20.8 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock1,821$20.6 萬<0.1%歷史
SASeabridge Gold IncCOM16,860$20.3 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY4,063$20.3 萬<0.1%歷史
Flexshares Tr33939L100MORNSTAR USMKT1,200$20.2 萬<0.1%–
New Gold Inc Cda644535106COM186,710$20.2 萬<0.1%–