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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/1 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
840
較 2023 年第 3 季 −348
總值
$12.8 億
較 2023 年第 3 季 −$13.9 億 (−52.1%)
申報日
2024/2/1
SEC
Sigma Planning Corp 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF150,084$7,168 萬5.6%−173,554−53.6%減碼–
AAPLApple Inc.Stock273,530$5,266 萬4.1%−522,281−65.6%減碼歷史
Invesco QQQ Trust Series I46090E103ETF84,501$3,461 萬2.7%−54,633−39.3%減碼–
MSFTMicrosoft CorpStock83,041$3,123 萬2.4%−85,817−50.8%減碼歷史
AMZNAmazon Com IncStock142,381$2,163 萬1.7%−222,167−60.9%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF380,609$2,048 萬1.6%−490,768−56.3%減碼–
SPYSPDR S&P 500 ETF TrustETF41,209$1,959 萬1.5%−38,422−48.3%減碼歷史
NVDANVIDIA CorpStock37,780$1,871 萬1.5%−27,668−42.3%減碼歷史
iShares S&P 500 Growth ETF464287309ETF220,694$1,657 萬1.3%−228,445−50.9%減碼–
Vanguard S&P 500 ETF922908363ETF37,538$1,640 萬1.3%−43,594−53.7%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF130,672$1,446 萬1.1%−124,095−48.7%減碼–
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT364,811$1,422 萬1.1%+364,811新進–
Pacer US Cash Cows 100 ETF69374H881ETF252,250$1,311 萬1.0%−274,224−52.1%減碼–
Schwab US Dividend Equity ETF808524797ETF159,999$1,218 萬1.0%−231,285−59.1%減碼–
ABBVAbbVie Inc.Stock77,355$1,199 萬0.9%−49,803−39.2%減碼歷史
iShares Core S&P Small Cap ETF464287804ETF96,608$1,046 萬0.8%−112,988−53.9%減碼–
VanEck Morningstar Wide Moat ETF92189F643ETF122,536$1,040 萬0.8%−117,831−49.0%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF36,932$1,024 萬0.8%−50,535−57.8%減碼–
GOOGLAlphabet Inc.Stock68,771$960.7 萬0.8%−43,202−38.6%減碼歷史
BRK.BBerkshire Hathaway IncStock26,792$955.6 萬0.7%−22,480−45.6%減碼歷史
GLDSPDR Gold TrustETF45,945$878.3 萬0.7%−81,894−64.1%減碼歷史
iShares Tr46429B655FLTG RATE NT ETF169,435$857.7 萬0.7%−179,639−51.5%減碼–
iShares S&P 500 Value ETF464287408ETF47,480$825.6 萬0.6%−56,663−54.4%減碼–
LLYEli Lilly & CoStock13,715$799.5 萬0.6%−7,526−35.4%減碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF80,062$794.6 萬0.6%−93,526−53.9%減碼–
GOOGAlphabet Inc.Stock53,115$748.6 萬0.6%−110,958−67.6%減碼歷史
iShares Tr464288414NATIONAL MUN ETF67,934$736.5 萬0.6%−57,874−46.0%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF35,996$692.9 萬0.5%−31,688−46.8%減碼–
TSLATesla, Inc.Stock27,670$687.5 萬0.5%−34,306−55.4%減碼歷史
COSTCostco Wholesale CorpStock9,393$620.0 萬0.5%−7,165−43.3%減碼歷史
iShares Tr464287572GLOBAL 100 ETF74,456$599.5 萬0.5%+49,485+198.2%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM107,407$590.5 萬0.5%−131,429−55.0%減碼–
HDHome Depot, Inc.Stock16,635$576.5 萬0.5%−18,342−52.4%減碼歷史
JPMJPMorgan Chase & CoStock33,779$574.6 萬0.4%−45,339−57.3%減碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW93,976$560.7 萬0.4%−116,510−55.4%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF23,272$552.1 萬0.4%−17,291−42.6%減碼–
METAMeta Platforms, Inc.Stock15,516$549.2 萬0.4%−14,097−47.6%減碼歷史
iShares MSCI USA Quality Factor ETF46432F339ETF36,893$542.8 萬0.4%−20,699−35.9%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF68,405$533.8 萬0.4%−114,949−62.7%減碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF65,585$524.9 萬0.4%−86,136−56.8%減碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF62,033$520.1 萬0.4%−92,531−59.9%減碼–
iShares Tr4642874571 3 YR TREAS BD63,314$519.4 萬0.4%−110,666−63.6%減碼–
Vanguard Morningstar Value ETF922908744ETF34,089$509.6 萬0.4%−34,492−50.3%減碼–
ABTAbbott LaboratoriesStock46,185$508.4 萬0.4%−11,352−19.7%減碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD111,846$498.9 萬0.4%−140,025−55.6%減碼–
iShares Tr464287150CORE S&P TTL STK46,940$493.9 萬0.4%−86,840−64.9%減碼–
XOMExxonMobil Holdings CorpCOM47,201$471.9 萬0.4%−89,961−65.6%減碼歷史
iShares Tr46434V878ULTRA SHORT DUR92,801$467.3 萬0.4%−90,381−49.3%減碼–
First Tr Exchange-Traded FD33734H106SHS113,452$460.2 萬0.4%−120,902−51.6%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF88,887$459.3 萬0.4%−94,333−51.5%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT94,625$457.2 萬0.4%−120,324−56.0%減碼–
VVisa Inc.Stock16,925$440.6 萬0.3%−25,580−60.2%減碼歷史
PGProcter & Gamble CoStock29,877$437.8 萬0.3%−44,915−60.1%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF62,207$437.6 萬0.3%−59,606−48.9%減碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF84,865$435.0 萬0.3%+84,865新進–
JNJJohnson & JohnsonStock27,726$434.6 萬0.3%−48,905−63.8%減碼歷史
WMWaste Management IncStock24,018$430.2 萬0.3%−24,539−50.5%減碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF30,185$411.7 萬0.3%−46,877−60.8%減碼–
Capital Group Dividend Value14020W106SHS CREAT UNIT137,169$409.3 萬0.3%−106,972−43.8%減碼–
CATCaterpillar IncStock13,647$403.5 萬0.3%−17,509−56.2%減碼歷史
iShares Tr464288638ISHS 5-10YR INVT77,055$400.7 萬0.3%+77,055新進–
VZVerizon Communications IncStock105,452$397.6 萬0.3%−141,807−57.4%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT24,912$393.1 萬0.3%−15,348−38.1%減碼–
Fidelity MSCI Health Care Index ETF316092600ETF59,965$387.9 萬0.3%−105,356−63.7%減碼–
iShares Russell 2000 ETF464287655ETF19,072$382.8 萬0.3%−11,368−37.3%減碼–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF154,210$381.5 萬0.3%−187,137−54.8%減碼–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF73,209$377.4 萬0.3%−43,124−37.1%減碼–
WMTWalmart Inc.Stock23,686$373.4 萬0.3%−20,154−46.0%減碼歷史
PEPPepsiCo IncStock21,745$369.3 萬0.3%−17,408−44.5%減碼歷史
NEENextera Energy IncStock60,266$366.1 萬0.3%−63,586−51.3%減碼歷史
UNHUnitedHealth Group IncStock6,928$364.7 萬0.3%−8,041−53.7%減碼歷史
First Tr Exchange Traded FD33738R118NASD TECH DIV55,958$358.6 萬0.3%−53,489−48.9%減碼–
iShares Core S&P US Value ETF464287663ETF41,955$353.8 萬0.3%−79,505−65.5%減碼–
INTCIntel CorpStock68,390$343.7 萬0.3%+7,103+11.6%加碼歷史
Innovator ETFs Trust45783Y855DEFINED WLT SHLD119,305$340.9 萬0.3%−187,286−61.1%減碼–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5089,920$339.2 萬0.3%+56,830+171.7%加碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF66,479$333.9 萬0.3%−81,725−55.1%減碼–
CVXChevron CorpStock22,230$331.6 萬0.3%−25,041−53.0%減碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF51,977$329.2 萬0.3%−22,800−30.5%減碼–
BABoeing CoStock12,014$313.1 萬0.2%−16,770−58.3%減碼歷史
MCDMcDonalds CorpStock10,396$308.3 萬0.2%−11,821−53.2%減碼歷史
CRMSalesforce, Inc.Stock11,555$304.1 萬0.2%−17,612−60.4%減碼歷史
Vanguard Dividend Appreciation ETF921908844ETF17,598$299.9 萬0.2%−16,097−47.8%減碼–
Vanguard Ftse Developed Markets ETF921943858ETF60,354$289.1 萬0.2%−88,854−59.6%減碼–
LOWLowes Companies IncStock12,875$286.5 萬0.2%−5,858−31.3%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF75,287$283.1 萬0.2%−91,330−54.8%減碼–
HONHoneywell International IncCOM13,446$282.0 萬0.2%−13,943−50.9%減碼歷史
KOCoca Cola CoStock47,509$280.0 萬0.2%−52,299−52.4%減碼歷史
ADBEAdobe Inc.Stock4,677$279.0 萬0.2%−664−12.4%減碼歷史
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN54,456$273.4 萬0.2%−10,110−15.7%減碼–
CMSCMS Energy CorpCOM46,314$268.9 萬0.2%−2,717−5.5%減碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF32,378$268.6 萬0.2%−40,183−55.4%減碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF11,444$266.2 萬0.2%−15,933−58.2%減碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF56,971$262.3 萬0.2%−53,615−48.5%減碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF20,662$258.6 萬0.2%−32,142−60.9%減碼–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF35,653$256.8 萬0.2%−37,524−51.3%減碼–
First Tr Exchange Traded FD33738R704RBA INDL ETF43,907$254.0 萬0.2%−42,613−49.3%減碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD32,643$252.6 萬0.2%−44,526−57.7%減碼–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF52,146$249.3 萬0.2%−50,162−49.0%減碼–
Pacer Trendpilot US Large Cap ETF69374H105ETF57,540$249.0 萬0.2%−91,444−61.4%減碼–

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
NWLNewell Brands Inc.Stock$9,313–
PBIPitney Bowes IncCOM$4,904–
TUPTupperware Brands CorpCOM$3,687–
GNWGenworth Financial IncCOM SHS$3,010–
NOKNokia CorpSPONSORED ADR$1,848–
UBSUBS Group AGStock–$250

2023 年第 3 季之後清倉(381 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 381 檔。

Sigma Planning Corp 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Innovator ETFs Trust45783Y723POWER BUFFER SET191,031$509.2 萬0.2%–
iShares Tr46432F859CORE 1 5 YR USD87,727$406.9 萬0.2%–
iShares Inc464286525MSCI GBL MIN VOL37,544$358.3 萬0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH33,606$326.5 萬0.1%–
Invesco Exchange Traded FD T46137V886DWA STAPLES37,451$312.5 萬0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB139,844$296.9 萬0.1%–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF98,648$266.0 萬0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF13,366$262.0 萬0.1%–
CXMSprinklr, Inc.CL A188,136$260.4 萬0.1%歷史
iShares Tr46436E882IBONDS 23 TRM TS95,414$236.8 萬0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER52,502$153.6 萬0.1%歷史
iShares Tr46434VAX8IBONDS DEC23 ETF55,668$141.2 萬0.1%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD52,033$124.9 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY50,650$119.1 萬<0.1%–
iShares Tr46428865310-20 YR TRS ETF11,899$117.2 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY49,045$110.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY48,969$110.1 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2646,088$104.3 萬<0.1%–
WisdomTree Tr97717W109US TOTAL DIVIDND15,825$95.2 萬<0.1%–
VMWVmware LLCCL A COM5,598$93.2 萬<0.1%歷史
DBAInvesco DB Agriculture FundAGRICULTURE FD43,392$92.9 萬<0.1%歷史
DBPInvesco DB Precious Metals FundPRECIOUS METAL19,231$91.3 萬<0.1%歷史
Exchange Traded Concepts Tr301505749VSPR US LC ETF38,885$89.4 萬<0.1%–
TTTrane Technologies plcSHS4,289$87.0 萬<0.1%歷史
DTMDT Midstream, Inc.COMMON STOCK16,343$86.5 萬<0.1%歷史
JXNJackson Financial Inc.COM CL A22,378$85.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF39,327$82.5 萬<0.1%–
BWABorgwarner IncCOM20,121$81.2 萬<0.1%歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT74,878$78.9 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG33,232$78.6 萬<0.1%–
SPDR Series Trust78464A805ST STR PR SP150014,532$76.3 萬<0.1%–
SPLKSplunk IncCOM5,208$76.2 萬<0.1%歷史
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL6,192$73.9 萬<0.1%–
BCBrunswick CorpCOM9,311$73.6 萬<0.1%歷史
MASMasco CorpCOM13,699$73.2 萬<0.1%歷史
HPQHP IncStock28,079$72.2 萬<0.1%歷史
PECOPhillips Edison & Company, Inc.COMMON STOCK21,467$72.0 萬<0.1%歷史
Global X FDS37954Y632ARTIFICIAL ETF26,168$70.4 萬<0.1%–
Dimensional ETF Trust25434V815US SMALL CAP ETF27,370$69.4 萬<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF28,721$68.8 萬<0.1%–
ARCHArch Resources, Inc.CL A3,916$66.8 萬<0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF28,723$63.3 萬<0.1%–
BF.BBrown Forman CorpStock10,952$63.2 萬<0.1%歷史
Dimensional ETF Trust25434V740EMERGING MKTS VA26,558$62.9 萬<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE25,189$62.3 萬<0.1%–
RBB FD Inc74933W452F/M US TREASURY12,413$62.2 萬<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD8,635$61.8 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS27,424$61.6 萬<0.1%歷史
iShares Inc46434G822MSCI JAPAN ETF10,205$61.5 萬<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF14,254$59.6 萬<0.1%–
HIGHartford Insurance Group, Inc.Stock8,366$59.3 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF12,320$59.1 萬<0.1%–
NUSNu Skin Enterprises, Inc.CL A27,792$58.9 萬<0.1%歷史
SPDR Series Trust78468R804ST STR R1K LOWV4,308$57.5 萬<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF2,121$57.2 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US14,297$56.9 萬<0.1%–
VEEVVeeva Systems IncStock2,792$56.8 萬<0.1%歷史
VMIValmont Industries IncCOM2,348$56.4 萬<0.1%歷史
LZBLa-Z-Boy IncCOM18,253$56.4 萬<0.1%歷史
HOLXHologic IncCOM7,973$55.3 萬<0.1%歷史
iShares Tr46435U374MSCI JP VALUE19,291$55.1 萬<0.1%–
LIVELive Ventures IncCOM NEW19,229$54.4 萬<0.1%歷史
CMGChipotle Mexican Grill IncCOM296$54.4 萬<0.1%歷史
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM6,735$54.2 萬<0.1%–
IMOImperial Oil LtdCOM NEW8,450$52.0 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM15,171$51.9 萬<0.1%歷史
Innovator ETFs Trust45782C755US EQTY BUFR JUN15,794$51.8 萬<0.1%–
USBUS Bancorp DECOM NEW15,621$51.6 萬<0.1%歷史
HRLHormel Foods CorpCOM13,368$50.8 萬<0.1%歷史
HUNHuntsman CORPCOM20,738$50.6 萬<0.1%歷史
UNMUnum GroupStock10,276$50.5 萬<0.1%歷史
iShares Tr464288281JPMORGAN USD EMG6,072$50.1 萬<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,514$49.9 萬<0.1%–
INTUIntuit Inc.Stock972$49.7 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM5,418$49.7 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock5,008$49.4 萬<0.1%歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF2,297$49.2 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,285$48.6 萬<0.1%–
ILMNIllumina, Inc.COM3,539$48.6 萬<0.1%歷史
First Tr Exchange-Traded Alp33735B108COM SHS5,263$48.5 萬<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD9,944$47.8 萬<0.1%–
iShares Tr464288448INTL SEL DIV ETF18,779$47.7 萬<0.1%–
LEGLeggett & Platt IncStock18,587$47.2 萬<0.1%歷史
WORWorthington Enterprises, Inc.COM7,445$46.0 萬<0.1%歷史
CPECallon Petroleum CoCOM11,761$46.0 萬<0.1%歷史
CASHPathward Financial, Inc.COM9,975$46.0 萬<0.1%歷史
FTNTFortinet, Inc.Stock7,823$45.9 萬<0.1%歷史
SBLKStar Bulk Carriers Corp.SHS PAR23,674$45.6 萬<0.1%歷史
JBHTHunt J B Transport Services IncCOM2,388$45.0 萬<0.1%歷史
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