Sigma Planning Corp
- SEC CIK
- 0001449126
- 最新申報
- 2026/8/7
2024 年第 1 季持倉
持倉截至 2024/3/31，2024/5/2 申報。只含多頭部位，變化是跟 2023 年第 4 季比股數。
- 持股檔數
- 1,215
- 較 2023 年第 4 季 +375
- 總值
- $31.8 億
- 較 2023 年第 4 季 +$19.0 億 (+148.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 338,152 | $1.78 億 | 5.6% | +188,068+125.3% | 加碼 | – |
| AAPLApple Inc. | Stock | 779,271 | $1.34 億 | 4.2% | +505,741+184.9% | 加碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 168,052 | $7,462 萬 | 2.3% | +83,551+98.9% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 175,533 | $7,385 萬 | 2.3% | +92,492+111.4% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 364,042 | $6,567 萬 | 2.1% | +221,661+155.7% | 加碼 | 歷史 |
| NVDANVIDIA Corp | Stock | 71,055 | $6,420 萬 | 2.0% | +33,275+88.1% | 加碼 | 歷史 |
| iShares Core Dividend Growth ETF46434V621 | ETF | 864,481 | $5,019 萬 | 1.6% | +483,872+127.1% | 加碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 95,818 | $5,012 萬 | 1.6% | +54,609+132.5% | 加碼 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 554,831 | $4,685 萬 | 1.5% | +334,137+151.4% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 91,603 | $4,403 萬 | 1.4% | +54,065+144.0% | 加碼 | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 327,706 | $3,569 萬 | 1.1% | +197,034+150.8% | 加碼 | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 602,313 | $3,500 萬 | 1.1% | +350,063+138.8% | 加碼 | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 381,547 | $3,076 萬 | 1.0% | +221,548+138.5% | 加碼 | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 425,537 | $2,585 萬 | 0.8% | +240,877+130.4% | 加碼依 5 比 1 拆股換算 | – |
| GOOGAlphabet Inc. | Stock | 162,714 | $2,477 萬 | 0.8% | +109,599+206.3% | 加碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 53,966 | $2,269 萬 | 0.7% | +27,174+101.4% | 加碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 124,500 | $2,267 萬 | 0.7% | +47,145+60.9% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 539,937 | $2,225 萬 | 0.7% | +175,126+48.0% | 加碼 | – |
| iShares S&P 500 Value ETF464287408 | ETF | 118,437 | $2,213 萬 | 0.7% | +70,957+149.4% | 加碼 | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 242,556 | $2,181 萬 | 0.7% | +120,020+97.9% | 加碼 | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 185,885 | $2,054 萬 | 0.6% | +89,277+92.4% | 加碼 | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 371,010 | $1,894 萬 | 0.6% | +201,575+119.0% | 加碼 | – |
| GLDSPDR Gold Trust | ETF | 91,290 | $1,878 萬 | 0.6% | +45,345+98.7% | 加碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 109,609 | $1,654 萬 | 0.5% | +40,838+59.4% | 加碼 | 歷史 |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 165,977 | $1,626 萬 | 0.5% | +85,915+107.3% | 加碼 | – |
| LLYEli Lilly & Co | Stock | 20,611 | $1,604 萬 | 0.5% | +6,896+50.3% | 加碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 32,984 | $1,602 萬 | 0.5% | +17,468+112.6% | 加碼 | 歷史 |
| iShares Tr464287457 | 1 3 YR TREAS BD | 194,076 | $1,587 萬 | 0.5% | +130,762+206.5% | 加碼 | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 268,252 | $1,552 萬 | 0.5% | +160,845+149.8% | 加碼 | – |
| JPMJPMorgan Chase & Co | Stock | 75,270 | $1,508 萬 | 0.5% | +41,491+122.8% | 加碼 | 歷史 |
| iShares Tr464287572 | GLOBAL 100 ETF | 168,406 | $1,506 萬 | 0.5% | +93,950+126.2% | 加碼 | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 136,243 | $1,466 萬 | 0.5% | +68,309+100.6% | 加碼 | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 336,084 | $1,465 萬 | 0.5% | +224,238+200.5% | 加碼 | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 83,399 | $1,413 萬 | 0.4% | +58,487+234.8% | 加碼 | – |
| XOMExxonMobil Holdings Corp | COM | 121,493 | $1,412 萬 | 0.4% | +74,292+157.4% | 加碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 66,712 | $1,403 萬 | 0.4% | +47,640+249.8% | 加碼 | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 159,730 | $1,335 萬 | 0.4% | +91,325+133.5% | 加碼 | – |
| HDHome Depot, Inc. | Stock | 33,936 | $1,302 萬 | 0.4% | +17,301+104.0% | 加碼 | 歷史 |
| COSTCostco Wholesale Corp | Stock | 17,698 | $1,297 萬 | 0.4% | +8,305+88.4% | 加碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 49,670 | $1,291 萬 | 0.4% | +26,398+113.4% | 加碼 | – |
| VVisa Inc. | Stock | 44,944 | $1,254 萬 | 0.4% | +28,019+165.5% | 加碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 74,200 | $1,204 萬 | 0.4% | +44,323+148.4% | 加碼 | 歷史 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 57,340 | $1,194 萬 | 0.4% | +21,344+59.3% | 加碼 | – |
| AMDAdvanced Micro Devices Inc | Stock | 64,304 | $1,161 萬 | 0.4% | +51,345+396.2% | 加碼 | 歷史 |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 70,353 | $1,156 萬 | 0.4% | +33,460+90.7% | 加碼 | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 181,288 | $1,125 萬 | 0.4% | +146,269+417.7% | 加碼 | – |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 221,064 | $1,122 萬 | 0.4% | +136,199+160.5% | 加碼 | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 67,658 | $1,102 萬 | 0.3% | +33,569+98.5% | 加碼 | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 114,018 | $1,079 萬 | 0.3% | +96,885+565.5% | 加碼 | – |
| JNJJohnson & Johnson | Stock | 67,191 | $1,063 萬 | 0.3% | +39,465+142.3% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 177,970 | $1,061 萬 | 0.3% | +83,994+89.4% | 加碼 | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 123,096 | $1,054 萬 | 0.3% | +57,511+87.7% | 加碼 | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 203,601 | $1,051 萬 | 0.3% | +126,546+164.2% | 加碼 | – |
| VZVerizon Communications Inc | Stock | 248,131 | $1,041 萬 | 0.3% | +142,679+135.3% | 加碼 | 歷史 |
| iShares Core S&P US Value ETF464287663 | ETF | 113,133 | $1,023 萬 | 0.3% | +71,178+169.7% | 加碼 | – |
| WMWaste Management Inc | Stock | 47,636 | $1,015 萬 | 0.3% | +23,618+98.3% | 加碼 | 歷史 |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 175,817 | $987.6 萬 | 0.3% | +86,930+97.8% | 加碼 | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 130,906 | $971.6 萬 | 0.3% | +68,699+110.4% | 加碼 | – |
| CATCaterpillar Inc | Stock | 26,475 | $970.2 萬 | 0.3% | +12,828+94.0% | 加碼 | 歷史 |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 292,182 | $949.6 萬 | 0.3% | +155,013+113.0% | 加碼 | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 62,015 | $916.2 萬 | 0.3% | +31,830+105.4% | 加碼 | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 98,528 | $913.6 萬 | 0.3% | +66,150+204.3% | 加碼 | – |
| iShares Tr46434V878 | ULTRA SHORT DUR | 168,536 | $852.1 萬 | 0.3% | +75,735+81.6% | 加碼 | – |
| CRMSalesforce, Inc. | Stock | 28,225 | $850.1 萬 | 0.3% | +16,670+144.3% | 加碼 | 歷史 |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 112,475 | $848.1 萬 | 0.3% | +83,873+293.2% | 加碼 | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 109,195 | $844.2 萬 | 0.3% | +76,552+234.5% | 加碼 | – |
| WMTWalmart Inc. | Stock | 138,043 | $830.6 萬 | 0.3% | +66,985+94.3% | 加碼依 3 比 1 拆股換算 | 歷史 |
| AVGOBroadcom Inc. | Stock | 6,256 | $829.2 萬 | 0.3% | +4,728+309.4% | 加碼 | 歷史 |
| iShares Tr464287150 | CORE S&P TTL STK | 71,755 | $827.3 萬 | 0.3% | +24,815+52.9% | 加碼 | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 168,822 | $814.6 萬 | 0.3% | +74,197+78.4% | 加碼 | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 86,147 | $813.3 萬 | 0.3% | +24,114+38.9% | 加碼 | – |
| Aim ETF Products Trust00888H802 | ALLIA US JAN ETF | 255,130 | $802.0 萬 | 0.3% | +255,130 | 新進 | – |
| TSLATesla, Inc. | Stock | 45,619 | $801.9 萬 | 0.3% | +17,949+64.9% | 加碼 | 歷史 |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 228,883 | $797.0 萬 | 0.3% | +190,471+495.9% | 加碼 | – |
| NEENextera Energy Inc | Stock | 123,342 | $788.3 萬 | 0.2% | +63,076+104.7% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 15,863 | $784.8 萬 | 0.2% | +8,935+129.0% | 加碼 | 歷史 |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 111,351 | $776.9 萬 | 0.2% | +51,386+85.7% | 加碼 | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 215,298 | $766.7 萬 | 0.2% | +201,593+1,470.9% | 加碼 | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 152,653 | $765.9 萬 | 0.2% | +92,299+152.9% | 加碼 | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 109,922 | $765.8 萬 | 0.2% | +53,964+96.4% | 加碼 | – |
| CVXChevron Corp | Stock | 46,943 | $740.5 萬 | 0.2% | +24,713+111.2% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 262,748 | $734.6 萬 | 0.2% | +184,698+236.6% | 加碼 | – |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 125,114 | $716.0 萬 | 0.2% | +51,905+70.9% | 加碼 | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 54,295 | $709.8 萬 | 0.2% | +33,633+162.8% | 加碼 | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 37,878 | $691.7 萬 | 0.2% | +20,280+115.2% | 加碼 | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 27,409 | $684.8 萬 | 0.2% | +15,965+139.5% | 加碼 | – |
| DISWalt Disney Co | Stock | 55,700 | $681.5 萬 | 0.2% | +28,889+107.8% | 加碼 | 歷史 |
| UBERUber Technologies, Inc | Stock | 88,322 | $680.0 萬 | 0.2% | +62,525+242.4% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 272,670 | $670.8 萬 | 0.2% | +118,460+76.8% | 加碼 | – |
| IBMInternational Business Machines Corp | Stock | 34,259 | $654.2 萬 | 0.2% | +19,082+125.7% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 57,001 | $647.9 萬 | 0.2% | +10,816+23.4% | 加碼 | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 127,927 | $645.4 萬 | 0.2% | +61,448+92.4% | 加碼 | – |
| PEPPepsiCo Inc | Stock | 36,610 | $640.7 萬 | 0.2% | +14,865+68.4% | 加碼 | 歷史 |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 141,314 | $640.3 萬 | 0.2% | +84,343+148.0% | 加碼 | – |
| MCDMcDonalds Corp | Stock | 22,481 | $633.9 萬 | 0.2% | +12,085+116.2% | 加碼 | 歷史 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 96,303 | $632.2 萬 | 0.2% | +44,326+85.3% | 加碼 | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 127,348 | $626.4 萬 | 0.2% | +101,596+394.5% | 加碼 | – |
| NOWServiceNow, Inc. | Stock | 8,091 | $616.9 萬 | 0.2% | +7,110+724.8% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD33734H106 | SHS | 145,390 | $614.0 萬 | 0.2% | +31,938+28.2% | 加碼 | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 86,509 | $611.4 萬 | 0.2% | +48,369+126.8% | 加碼 | – |
選擇權（7 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
2023 年第 4 季之後清倉（34 檔）
2023 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2023 年第 4 季股數 | 2023 年第 4 季市值 | 2023 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 36,987 | $153.8 萬 | 0.1% | – |
| STLAStellantis N.V. | SHS | 31,696 | $73.9 萬 | 0.1% | 歷史 |
| First Tr Exchng Traded FD VI33740F391 | FT VEST U.S | 19,220 | $60.3 萬 | <0.1% | – |
| EFCEllington Financial Inc. | COM | 40,726 | $51.8 萬 | <0.1% | 歷史 |
| SCMStellus Capital Investment Corp | COM | 36,473 | $46.9 萬 | <0.1% | 歷史 |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 15,629 | $44.8 萬 | <0.1% | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 46,453 | $43.8 萬 | <0.1% | 歷史 |
| NMFCNew Mountain Finance Corp | COM | 33,197 | $42.2 萬 | <0.1% | 歷史 |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 37,440 | $40.7 萬 | <0.1% | 歷史 |
| OFSOFS Capital Corp | COM | 33,561 | $39.3 萬 | <0.1% | 歷史 |
| DSLDoubleLine Income Solutions Fund | COM | 25,088 | $30.7 萬 | <0.1% | 歷史 |
| HESHess Corp | Stock | 2,048 | $29.5 萬 | <0.1% | 歷史 |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 4,463 | $27.0 萬 | <0.1% | – |
| EPREpr Properties | COM SH BEN INT | 5,255 | $25.5 萬 | <0.1% | 歷史 |
| First Tr Exchng Traded FD VI33740F334 | FT VEST U.S. | 7,906 | $24.8 萬 | <0.1% | – |
| XRXXerox Holdings Corp | COM NEW | 13,343 | $24.5 萬 | <0.1% | 歷史 |
| SSentinelOne, Inc. | CL A | 8,600 | $23.6 萬 | <0.1% | 歷史 |
| GNRCGenerac Holdings Inc. | Stock | 1,790 | $23.1 萬 | <0.1% | 歷史 |
| CCJCameco Corp | Stock | 5,002 | $21.6 萬 | <0.1% | 歷史 |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 1,990 | $21.4 萬 | <0.1% | – |
| UTLUnitil Corp | COM | 3,956 | $20.8 萬 | <0.1% | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 19,419 | $19.7 萬 | <0.1% | 歷史 |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 16,204 | $19.6 萬 | <0.1% | 歷史 |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 11,017 | $19.6 萬 | <0.1% | 歷史 |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $15.1 萬 | <0.1% | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 14,154 | $14.2 萬 | <0.1% | – |
| NIONIO Inc. | ADR | 14,316 | $13.0 萬 | <0.1% | 歷史 |
| CRKComstock Resources Inc | COM | 12,760 | $11.3 萬 | <0.1% | 歷史 |
| SERSerina Therapeutics, Inc. | COM | 286,425 | $11.0 萬 | <0.1% | 歷史 |
| BYNDBeyond Meat, Inc. | COM | 10,085 | $8.98 萬 | <0.1% | 歷史 |
| ACXPAcurx Pharmaceuticals, Inc. | COM | 10,000 | $3.83 萬 | <0.1% | 歷史 |
| CHPTChargePoint Holdings, Inc. | COM CL A | 13,973 | $3.27 萬 | <0.1% | 歷史 |
| MBRXMoleculin Biotech, Inc. | COM | 12,000 | $1.03 萬 | <0.1% | 歷史 |
| STEXStreamex Corp. | COM NEW | 15,000 | $7,125 | <0.1% | 歷史 |