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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 2 季持倉

持倉截至 2024/6/30,2024/8/6 申報。只含多頭部位,變化是跟 2024 年第 1 季比股數。

機構總覽
持股檔數
1,178
較 2024 年第 1 季 −37
總值
$31.5 億
較 2024 年第 1 季 −$2,687 萬 (−0.8%)
申報日
2024/8/6
SEC
Sigma Planning Corp 在 2024 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF330,047$1.81 億5.7%−8,105−2.4%減碼–
AAPLApple Inc.Stock734,065$1.55 億4.9%−45,206−5.8%減碼歷史
NVDANVIDIA CorpStock698,909$8,634 萬2.7%−11,641−1.6%減碼依 10 比 1 拆股換算歷史
Invesco QQQ Trust Series I46090E103ETF160,931$7,710 萬2.4%−7,121−4.2%減碼–
MSFTMicrosoft CorpStock163,536$7,309 萬2.3%−11,997−6.8%減碼歷史
AMZNAmazon Com IncStock368,612$7,123 萬2.3%+4,570+1.3%加碼歷史
SPYSPDR S&P 500 ETF TrustETF111,083$6,045 萬1.9%+15,265+15.9%加碼歷史
iShares S&P 500 Growth ETF464287309ETF565,403$5,232 萬1.7%+10,572+1.9%加碼–
Vanguard S&P 500 ETF922908363ETF93,556$4,679 萬1.5%+1,953+2.1%加碼–
iShares Core Dividend Growth ETF46434V621ETF755,238$4,351 萬1.4%−109,243−12.6%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF351,247$3,763 萬1.2%+23,541+7.2%加碼–
Pacer US Cash Cows 100 ETF69374H881ETF633,954$3,454 萬1.1%+31,641+5.3%加碼–
GOOGAlphabet Inc.Stock156,484$2,870 萬0.9%−6,230−3.8%減碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF437,096$2,558 萬0.8%+11,559+2.7%加碼–
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT547,734$2,331 萬0.7%+7,797+1.4%加碼–
Schwab US Dividend Equity ETF808524797ETF292,246$2,273 萬0.7%−89,301−23.4%減碼–
BRK.BBerkshire Hathaway IncStock54,441$2,215 萬0.7%+475+0.9%加碼歷史
iShares S&P 500 Value ETF464287408ETF110,894$2,018 萬0.6%−7,543−6.4%減碼–
iShares Core S&P Small Cap ETF464287804ETF186,139$1,985 萬0.6%+254+0.1%加碼–
ABBVAbbVie Inc.Stock110,449$1,894 萬0.6%−14,051−11.3%減碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF210,393$1,822 萬0.6%−32,163−13.3%減碼–
iShares Tr46429B655FLTG RATE NT ETF354,437$1,811 萬0.6%−16,573−4.5%減碼–
iShares Tr4642874571 3 YR TREAS BD210,761$1,721 萬0.5%+16,685+8.6%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF169,366$1,708 萬0.5%+70,838+71.9%加碼–
LLYEli Lilly & CoStock18,723$1,695 萬0.5%−1,888−9.2%減碼歷史
iShares Tr464288638ISHS 5-10YR INVT326,177$1,672 萬0.5%+122,576+60.2%加碼–
METAMeta Platforms, Inc.Stock32,410$1,634 萬0.5%−574−1.7%減碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF166,414$1,615 萬0.5%+437+0.3%加碼–
GLDSPDR Gold TrustETF74,790$1,608 萬0.5%−16,500−18.1%減碼歷史
iShares Tr464287572GLOBAL 100 ETF163,864$1,583 萬0.5%−4,542−2.7%減碼–
iShares Tr464288414NATIONAL MUN ETF147,177$1,568 萬0.5%+10,934+8.0%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD363,618$1,565 萬0.5%+27,534+8.2%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM275,784$1,563 萬0.5%+7,532+2.8%加碼–
GOOGLAlphabet Inc.Stock84,267$1,535 萬0.5%−25,342−23.1%減碼歷史
JPMJPMorgan Chase & CoStock71,343$1,443 萬0.5%−3,927−5.2%減碼歷史
COSTCostco Wholesale CorpStock16,811$1,429 萬0.5%−887−5.0%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT85,240$1,400 萬0.4%+1,841+2.2%加碼–
First Tr Exchange Traded FD33741X102SMID RISNG ETF416,222$1,389 萬0.4%+187,339+81.8%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF158,613$1,332 萬0.4%−1,117−0.7%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF47,655$1,275 萬0.4%−2,015−4.1%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF55,168$1,248 萬0.4%−2,172−3.8%減碼–
Capital Group Dividend Value14020W106SHS CREAT UNIT371,761$1,227 萬0.4%+79,579+27.2%加碼–
Schwab U.S. Large-Cap ETF808524201ETF184,723$1,187 萬0.4%+3,435+1.9%加碼–
PGProcter & Gamble CoStock71,690$1,182 萬0.4%−2,510−3.4%減碼歷史
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF234,793$1,179 萬0.4%+13,729+6.2%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF68,612$1,172 萬0.4%−1,741−2.5%減碼–
HDHome Depot, Inc.Stock32,897$1,132 萬0.4%−1,039−3.1%減碼歷史
iShares Russell 2000 ETF464287655ETF55,017$1,116 萬0.4%−11,695−17.5%減碼–
Vanguard Morningstar Value ETF922908744ETF68,008$1,091 萬0.3%+350+0.5%加碼–
VVisa Inc.Stock41,151$1,080 萬0.3%−3,793−8.4%減碼歷史
XOMExxonMobil Holdings CorpCOM92,789$1,068 萬0.3%−28,704−23.6%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF124,833$1,049 萬0.3%+1,737+1.4%加碼–
VZVerizon Communications IncStock244,416$1,008 萬0.3%−3,715−1.5%減碼歷史
iShares Core S&P US Value ETF464287663ETF114,308$1,007 萬0.3%+1,175+1.0%加碼–
WMWaste Management IncStock46,877$1,000 萬0.3%−759−1.6%減碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW161,862$964.7 萬0.3%−16,108−9.1%減碼–
iShares Core MSCI Eafe ETF46432F842ETF132,644$963.5 萬0.3%+1,738+1.3%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF105,314$959.9 萬0.3%+19,167+22.2%加碼–
AVGOBroadcom Inc.Stock5,852$939.6 萬0.3%−404−6.5%減碼歷史
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF314,926$910.8 萬0.3%+52,178+19.9%加碼–
WMTWalmart Inc.Stock134,419$910.2 萬0.3%−3,624−2.6%減碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF120,946$905.8 萬0.3%+8,471+7.5%加碼–
JNJJohnson & JohnsonStock61,707$901.9 萬0.3%−5,484−8.2%減碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF61,118$890.8 萬0.3%−897−1.4%減碼–
TSLATesla, Inc.Stock44,217$875.0 萬0.3%−1,402−3.1%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD110,685$855.3 萬0.3%+1,490+1.4%加碼–
CATCaterpillar IncStock25,340$844.1 萬0.3%−1,135−4.3%減碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF153,652$841.2 萬0.3%−22,165−12.6%減碼–
NEENextera Energy IncStock118,676$840.3 萬0.3%−4,666−3.8%減碼歷史
Aim ETF Products Trust00888H802ALLIA US JAN ETF257,069$827.8 萬0.3%+1,939+0.8%加碼–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN162,850$818.8 萬0.3%+74,123+83.5%加碼–
iShares Tr464287150CORE S&P TTL STK68,771$816.9 萬0.3%−2,984−4.2%減碼–
First Tr Exchange Traded FD33738R118NASD TECH DIV106,939$809.1 萬0.3%−2,983−2.7%減碼–
iShares Tr46434V878ULTRA SHORT DUR159,267$804.8 萬0.3%−9,269−5.5%減碼–
CVXChevron CorpStock51,162$800.3 萬0.3%+4,219+9.0%加碼歷史
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT163,898$787.5 萬0.2%−4,924−2.9%減碼–
UNHUnitedHealth Group IncStock14,928$760.2 萬0.2%−935−5.9%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF151,415$748.3 萬0.2%−1,238−0.8%減碼–
CRWDCrowdStrike Holdings, Inc.Stock19,059$730.3 萬0.2%+6,993+58.0%加碼歷史
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50155,793$712.8 萬0.2%+14,287+10.1%加碼–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500139,678$705.7 萬0.2%+26,733+23.7%加碼–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF122,895$703.8 萬0.2%−2,219−1.8%減碼–
Vanguard Dividend Appreciation ETF921908844ETF38,463$702.1 萬0.2%+585+1.5%加碼–
VanEck Semiconductor ETF92189F676ETF26,723$696.7 萬0.2%+4,197+18.6%加碼–
iShares Tr46436E7180-3 MTH TREASURY69,055$695.5 萬0.2%+37,281+117.3%加碼–
First Tr Exchange Traded FD33738R704RBA INDL ETF101,789$695.3 萬0.2%+23,426+29.9%加碼–
Fidelity MSCI Health Care Index ETF316092600ETF100,932$692.4 萬0.2%−10,419−9.4%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF167,873$690.1 萬0.2%+53,016+46.2%加碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF53,491$687.0 萬0.2%−804−1.5%減碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF135,110$681.9 萬0.2%+7,183+5.6%加碼–
iShares Tr46428743220 YR TR BD ETF74,189$680.9 萬0.2%−39,829−34.9%減碼–
CRMSalesforce, Inc.Stock25,992$668.2 萬0.2%−2,233−7.9%減碼歷史
Vanguard Total International Bond ETF92203J407ETF136,771$665.7 萬0.2%+9,423+7.4%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF122,579$656.2 萬0.2%+16,894+16.0%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF93,429$636.6 萬0.2%−2,874−3.0%減碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF140,178$629.8 萬0.2%−1,136−0.8%減碼–
ABTAbbott LaboratoriesStock60,345$627.0 萬0.2%+3,344+5.9%加碼歷史
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF251,939$616.0 萬0.2%−20,731−7.6%減碼–
DTEDte Energy CoCOM55,470$615.8 萬0.2%+1,593+3.0%加碼歷史
Pgim ETF Tr69344A107PGIM ULTRA SH BD122,006$606.4 萬0.2%+75,199+160.7%加碼–

選擇權(12 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$57.4 萬–
NVDANVIDIA CorpStock–$24.9 萬
SPYSPDR S&P 500 ETF TrustETF$2.63 萬–
ASIXAdvanSix Inc.COM$1.70 萬–
Flagstar Bank, National Association649445103COM–$1.52 萬
ECPGEncore Capital Group IncCOM$7,270–
BABoeing CoStock$2,875–
BFHBread Financial Holdings, Inc.COM$2,570–
OLEDUniversal Display CorpCOM$2,567–
XRXXerox Holdings CorpCOM NEW$1,919–
NWLNewell Brands Inc.Stock$1,575–
UBSUBS Group AGStock–$250

2024 年第 1 季之後清倉(97 檔)

2024 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 1 季之後清倉的部位
證券類別2024 年第 1 季股數2024 年第 1 季市值2024 年第 1 季佔組合 %紀錄
iShares Tr464289859CORE 80 20 ETF56,464$414.8 萬0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$409.0 萬0.1%–
FICOFair Isaac CorpCOM1,865$233.1 萬0.1%歷史
EXPEExpedia Group, Inc.Stock15,659$215.7 萬0.1%歷史
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$166.2 萬0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$164.1 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$154.9 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock10,100$139.3 萬<0.1%歷史
iShares Tr464288166AGENCY BOND ETF12,285$132.7 萬<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$107.4 萬<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$88.2 萬<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$87.2 萬<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$83.0 萬<0.1%歷史
PXDPioneer Natural Resources CoCOM3,106$81.6 萬<0.1%歷史
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$76.8 萬<0.1%–
RPMRPM International IncCOM6,275$74.7 萬<0.1%歷史
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$71.9 萬<0.1%歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$69.1 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$65.3 萬<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$59.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$56.7 萬<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$56.7 萬<0.1%–
STNEStoneCo Ltd.COM29,425$48.9 萬<0.1%歷史
PATHUiPath, Inc.Stock20,489$46.4 萬<0.1%歷史
ONOn Semiconductor CorpStock6,062$44.6 萬<0.1%歷史
CPECallon Petroleum CoCOM11,644$41.6 萬<0.1%歷史
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$41.3 萬<0.1%歷史
CTRACoterra Energy Inc.Stock13,509$37.7 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock5,968$37.0 萬<0.1%歷史
First Tr Energy Income & Gro33738G104COM21,179$34.6 萬<0.1%–
ANAutonation, Inc.COM2,086$34.6 萬<0.1%歷史
SITESiteOne Landscape Supply, Inc.COM1,974$34.5 萬<0.1%歷史
SYNASYNAPTICS IncStock3,499$34.1 萬<0.1%歷史
PSAPublic StorageCOM1,131$32.8 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD6,791$32.2 萬<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$32.1 萬<0.1%歷史
BERYBerry Global Group, Inc.COM5,170$31.3 萬<0.1%歷史
BRBroadridge Financial Solutions, Inc.Stock1,515$31.1 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,556$30.6 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE4,435$30.3 萬<0.1%歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$30.1 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$29.4 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$29.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$29.2 萬<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$28.9 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$28.8 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL8,587$28.2 萬<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$26.7 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,199$26.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,574$26.3 萬<0.1%歷史
iShares Tr46435U697IBONDS DEC10,085$26.2 萬<0.1%–
BCEBce IncCOM NEW7,695$26.1 萬<0.1%歷史
iShares Tr464287192US TRSPRTION3,577$25.2 萬<0.1%–
MLMMartin Marietta Materials IncCOM409$25.2 萬<0.1%歷史
FLNGFlex LNG Ltd.SHS9,852$25.1 萬<0.1%歷史
RIVRivernorth Opportunities Fund, Inc.COM20,725$25.0 萬<0.1%歷史
Global X FDS37960A651SUPERDVDND REIT11,615$23.7 萬<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$23.7 萬<0.1%–
RBARB Global Inc.COM3,089$23.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A5,075$23.2 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$23.2 萬<0.1%–
CHDNChurchill Downs IncCOM1,860$23.0 萬<0.1%歷史
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$22.9 萬<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$22.9 萬<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$22.8 萬<0.1%–
NEUNewmarket CorpCOM359$22.8 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,599$22.8 萬<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$22.7 萬<0.1%–
SYMSymbotic Inc.Stock5,015$22.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$22.4 萬<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$22.2 萬<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$22.2 萬<0.1%–
CNCCentene CorpStock2,822$22.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$21.8 萬<0.1%–
DXCMDexcom IncCOM1,569$21.8 萬<0.1%歷史
iShares Tr464288562RESIDENTIAL MULT3,003$21.6 萬<0.1%–
OVVOvintiv Inc.COM4,155$21.6 萬<0.1%歷史
RIORio Tinto PLCADR3,357$21.4 萬<0.1%歷史
Great Ajax Corp38983D4097.25 CV SR NT 248,586$21.4 萬<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$21.1 萬<0.1%歷史
PHMPultegroup IncCOM1,709$20.6 萬<0.1%歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$20.6 萬<0.1%–
OMCOmnicom Group Inc.COM2,112$20.4 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$20.4 萬<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$20.3 萬<0.1%–
ANSSAnsys IncCOM583$20.2 萬<0.1%歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$20.1 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$20.1 萬<0.1%歷史
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$20.1 萬<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$18.6 萬<0.1%歷史
Crescent PT Energy Corp22576C101COM18,831$15.4 萬<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$13.7 萬<0.1%歷史
First Tr MLP & Energy Incom33739B104COM12,732$12.3 萬<0.1%–
HLNHaleon plcADR13,998$11.9 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW16,185$7.46 萬<0.1%歷史
NKLANikola CorpCOM22,549$2.35 萬<0.1%歷史
Portage Biotech IncG7185A128COM10,680$6,016<0.1%–