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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 2 季持倉

持倉截至 2024/6/30,2024/8/6 申報。只含多頭部位,變化是跟 2024 年第 1 季比股數。

機構總覽
持股檔數
1,178
較 2024 年第 1 季 −37
總值
$31.5 億
較 2024 年第 1 季 −$2,687 萬 (−0.8%)
申報日
2024/8/6
SEC
Sigma Planning Corp 在 2024 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$398<0.1%00.0%不變歷史
KITTNauticus Robotics, Inc.COM20,000$2,722<0.1%+20,000新進歷史
DNMRDanimer Scientific, Inc.COM CL A10,065$6,071<0.1%+10,065新進歷史
WKSPWorksport LtdCOM NEW10,590$8,247<0.1%+10,590新進歷史
TELLTellurian Inc.COM13,000$9,004<0.1%+13,000新進歷史
LUMNLumen Technologies, Inc.Stock11,208$1.23 萬<0.1%+201+1.8%加碼歷史
EVGNEvogene Ltd.SHS22,775$1.48 萬<0.1%−9,010−28.3%減碼歷史
RCATRed Cat Holdings, Inc.Stock13,684$1.57 萬<0.1%+10.0%加碼歷史
NOTVInotiv, Inc.COM10,500$1.74 萬<0.1%−4,500−30.0%減碼歷史
TLRYTilray Brands, Inc.COM CL 210,951$1.82 萬<0.1%−53−0.5%減碼歷史
RGTIRigetti Computing, Inc.COMMON STOCK17,416$1.86 萬<0.1%00.0%不變歷史
OPKOpko Health, Inc.COM17,972$2.25 萬<0.1%−217−1.2%減碼歷史
DNNDenison Mines Corp.COM12,000$2.39 萬<0.1%00.0%不變歷史
ZOMDFZomedica Corp.COM180,400$2.64 萬<0.1%+19,900+12.4%加碼歷史
ESPREsperion Therapeutics, Inc.COM12,141$2.70 萬<0.1%+12,141新進歷史
SIRISirius XM Holdings Inc.COM10,506$2.97 萬<0.1%−204−1.9%減碼歷史
PLGPlatinum Group Metals LtdCOM18,500$3.15 萬<0.1%00.0%不變歷史
Lithium Americas Argentina Cor Com Shs53681K100Stock11,373$3.64 萬<0.1%−1,046−8.4%減碼–
STEMStem, Inc.CL A36,005$4.00 萬<0.1%+15,050+71.8%加碼歷史
TPICQTpi Composites, IncCOM10,061$4.01 萬<0.1%00.0%不變歷史
BBBLACKBERRY LtdCOM16,326$4.05 萬<0.1%+4,000+32.5%加碼歷史
GGBGerdau S.A.SPON ADR REP PFD12,662$4.18 萬<0.1%+2,284+22.0%加碼歷史
Amplify ETF Tr032108631AMPLIFY ALTERNAT13,257$4.40 萬<0.1%−291−2.1%減碼–
BBDBank BradescoSP ADR PFD NEW19,463$4.51 萬<0.1%00.0%不變歷史
SOUNSoundhound AI, Inc.CLASS A COM12,040$4.76 萬<0.1%+12,040新進歷史
IAFAbrdn Australia Equity Fund, Inc.COM12,100$5.24 萬<0.1%+12,100新進歷史
OXSQOxford Square Capital Corp.COM20,207$5.94 萬<0.1%+6,682+49.4%加碼歷史
EDITEditas Medicine, Inc.COM12,729$5.94 萬<0.1%−561−4.2%減碼歷史
GABGabelli Equity Trust IncCOM11,777$6.12 萬<0.1%+28+0.2%加碼歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT16,585$6.34 萬<0.1%+138+0.8%加碼歷史
SBSafe Bulkers, Inc.COM11,736$6.83 萬<0.1%+78+0.7%加碼歷史
WBDWarner Bros. Discovery, Inc.Stock10,307$7.67 萬<0.1%−2,915−22.0%減碼歷史
PLUGPlug Power IncStock33,530$7.81 萬<0.1%+5,475+19.5%加碼歷史
CMLSQCumulus Media IncCOM CL A39,921$8.14 萬<0.1%+1,700+4.4%加碼歷史
AGFirst Majestic Silver CorpCOM14,674$8.69 萬<0.1%−46−0.3%減碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM11,795$8.81 萬<0.1%+11,795新進歷史
IGRCbre Global Real Estate Income FundCOM17,790$8.97 萬<0.1%+3,446+24.0%加碼歷史
RWTRedwood Trust IncCOM13,880$9.01 萬<0.1%00.0%不變歷史
JMIAJumia Technologies AGSPONSORED ADS13,208$9.27 萬<0.1%+2,865+27.7%加碼歷史
FLYYSpirit Aviation Holdings, Inc.COM25,336$9.27 萬<0.1%+5,801+29.7%加碼歷史
CIKCredit Suisse Asset Management Income Fund, Inc.COM31,263$9.29 萬<0.1%+9,095+41.0%加碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,474$9.47 萬<0.1%+10,474新進歷史
Advisorshares Tr00768Y453PURE US CANN ETF13,618$9.98 萬<0.1%−105−0.8%減碼–
ATOMAtomera IncCOM26,200$9.98 萬<0.1%−400−1.5%減碼歷史
FSCOFS Credit Opportunities Corp.COMMON STOCK15,736$10.0 萬<0.1%+579+3.8%加碼歷史
NWLNewell Brands Inc.Stock16,655$10.7 萬<0.1%+3,290+24.6%加碼歷史
MPTMedical Properties Trust IncCOM24,914$10.7 萬<0.1%−1,875−7.0%減碼歷史
HLHecla Mining CoCOM22,854$11.1 萬<0.1%+1,007+4.6%加碼歷史
IBRXImmunityBio, Inc.COM17,795$11.2 萬<0.1%+4,875+37.7%加碼歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT13,377$11.2 萬<0.1%+197+1.5%加碼歷史
VGRVector Group LtdCOM10,936$11.6 萬<0.1%−210−1.9%減碼歷史
Bitfarms Ltd Com09173B107Stock45,300$11.6 萬<0.1%+45,300新進–
VMOInvesco Municipal Opportunity TrustCOM11,618$11.7 萬<0.1%−19−0.2%減碼歷史
BBDCBarings BDC, Inc.COM12,382$12.0 萬<0.1%+46+0.4%加碼歷史
RUMRUM Group Inc.Stock22,092$12.3 萬<0.1%−3,380−13.3%減碼歷史
RWAYRunway Growth Finance Corp.COM11,100$13.1 萬<0.1%+11,100新進歷史
RFICohen & Steers Total Return Realty Fund IncCOM11,367$13.1 萬<0.1%−48,471−81.0%減碼歷史
LTRNLantern Pharma Inc.COM28,400$13.3 萬<0.1%+1,550+5.8%加碼歷史
BLEBlackRock Municipal Income Trust IICOM12,447$13.5 萬<0.1%+11+0.1%加碼歷史
VanEck ETF Trust92189F452MORTGAGE REIT12,300$13.8 萬<0.1%+500+4.2%加碼–
CRMDCorMedix Inc.COM32,268$14.0 萬<0.1%+944+3.0%加碼歷史
iShares Global Clean Energy ETF464288224ETF10,534$14.0 萬<0.1%−1,377−11.6%減碼–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM52,440$14.1 萬<0.1%+1,400+2.7%加碼歷史
SVCService Properties TrustCOM SH BEN INT27,900$14.3 萬<0.1%+547+2.0%加碼歷史
RIVNRivian Automotive, Inc.Stock10,782$14.5 萬<0.1%−2,937−21.4%減碼歷史
SCWO374Water Inc.Common Stock126,193$15.1 萬<0.1%+17,500+16.1%加碼歷史
EZPWEzcorp IncCL A NON VTG14,485$15.2 萬<0.1%+12+0.1%加碼歷史
First Tr Exchange-Traded FD33735T109COMMON SHS13,032$15.3 萬<0.1%−340−2.5%減碼–
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM13,772$15.8 萬<0.1%+10.0%加碼歷史
GFNew Germany Fund IncCOM19,630$16.0 萬<0.1%+54+0.3%加碼歷史
MTTRMatterport, Inc.COM CL A36,175$16.2 萬<0.1%+500+1.4%加碼歷史
UWMCUWM Holdings CorpCOM CL A24,472$17.0 萬<0.1%+28+0.1%加碼歷史
PCTPureCycle Technologies, Inc.COM29,181$17.3 萬<0.1%+1,100+3.9%加碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM13,469$17.6 萬<0.1%−1,295−8.8%減碼歷史
XERSXeris Biopharma Holdings, Inc.COM78,450$17.7 萬<0.1%+1,900+2.5%加碼歷史
APTOAptose Biosciences Inc.COM234,468$17.8 萬<0.1%+48,051+25.8%加碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$18.0 萬<0.1%–––
LEGLeggett & Platt IncStock15,863$18.2 萬<0.1%−818−4.9%減碼歷史
LYFTLyft, Inc.CL A COM12,905$18.2 萬<0.1%+12,905新進歷史
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM11,484$18.3 萬<0.1%+277+2.5%加碼歷史
HRHealthcare Realty Trust IncCL A COM11,384$18.8 萬<0.1%−339−2.9%減碼歷史
PDMPiedmont Realty Trust, Inc.COM CL A27,022$19.6 萬<0.1%+5,701+26.7%加碼歷史
TSITCW Strategic Income Fund IncCOM41,952$19.9 萬<0.1%+10.0%加碼歷史
PHKPIMCO High Income FundCOM SHS41,407$20.0 萬<0.1%−141,644−77.4%減碼歷史
NMAINuveen Multi-Asset Income FundCOM16,168$20.0 萬<0.1%−404−2.4%減碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,411$20.0 萬<0.1%+866+6.4%加碼歷史
PPLPPL CorpCOM7,235$20.0 萬<0.1%−1,539−17.5%減碼歷史
GNLGlobal Net Lease, Inc.COM NEW27,241$20.0 萬<0.1%−837−3.0%減碼歷史
Abrdn ETFs003261104BBRG ALL COMD K19,866$20.1 萬<0.1%+9,866新進–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB10,498$20.1 萬<0.1%−155,436−93.7%減碼–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT4,580$20.2 萬<0.1%−227−4.7%減碼–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF9,006$20.2 萬<0.1%+9,006新進–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW3,672$20.3 萬<0.1%−801−17.9%減碼–
OTISOtis Worldwide CorpStock2,110$20.3 萬<0.1%−1,873−47.0%減碼歷史
ETSYEtsy IncCOM3,446$20.3 萬<0.1%00.0%不變歷史
ALLEAllegion plcORD SHS1,723$20.4 萬<0.1%00.0%不變歷史
DECKDeckers Outdoor CorpCOM210$20.4 萬<0.1%−79−27.3%減碼歷史
TEAMAtlassian CorpCL A1,152$20.4 萬<0.1%−291−20.2%減碼歷史
WSTWest Pharmaceutical Services IncCOM619$20.4 萬<0.1%−2−0.3%減碼歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,912$20.5 萬<0.1%−440−18.7%減碼–

選擇權(12 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$57.4 萬–
NVDANVIDIA CorpStock–$24.9 萬
SPYSPDR S&P 500 ETF TrustETF$2.63 萬–
ASIXAdvanSix Inc.COM$1.70 萬–
Flagstar Bank, National Association649445103COM–$1.52 萬
ECPGEncore Capital Group IncCOM$7,270–
BABoeing CoStock$2,875–
BFHBread Financial Holdings, Inc.COM$2,570–
OLEDUniversal Display CorpCOM$2,567–
XRXXerox Holdings CorpCOM NEW$1,919–
NWLNewell Brands Inc.Stock$1,575–
UBSUBS Group AGStock–$250

2024 年第 1 季之後清倉(97 檔)

2024 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 1 季之後清倉的部位
證券類別2024 年第 1 季股數2024 年第 1 季市值2024 年第 1 季佔組合 %紀錄
iShares Tr464289859CORE 80 20 ETF56,464$414.8 萬0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$409.0 萬0.1%–
FICOFair Isaac CorpCOM1,865$233.1 萬0.1%歷史
EXPEExpedia Group, Inc.Stock15,659$215.7 萬0.1%歷史
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$166.2 萬0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$164.1 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$154.9 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock10,100$139.3 萬<0.1%歷史
iShares Tr464288166AGENCY BOND ETF12,285$132.7 萬<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$107.4 萬<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$88.2 萬<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$87.2 萬<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$83.0 萬<0.1%歷史
PXDPioneer Natural Resources CoCOM3,106$81.6 萬<0.1%歷史
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$76.8 萬<0.1%–
RPMRPM International IncCOM6,275$74.7 萬<0.1%歷史
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$71.9 萬<0.1%歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$69.1 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$65.3 萬<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$59.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$56.7 萬<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$56.7 萬<0.1%–
STNEStoneCo Ltd.COM29,425$48.9 萬<0.1%歷史
PATHUiPath, Inc.Stock20,489$46.4 萬<0.1%歷史
ONOn Semiconductor CorpStock6,062$44.6 萬<0.1%歷史
CPECallon Petroleum CoCOM11,644$41.6 萬<0.1%歷史
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$41.3 萬<0.1%歷史
CTRACoterra Energy Inc.Stock13,509$37.7 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock5,968$37.0 萬<0.1%歷史
First Tr Energy Income & Gro33738G104COM21,179$34.6 萬<0.1%–
ANAutonation, Inc.COM2,086$34.6 萬<0.1%歷史
SITESiteOne Landscape Supply, Inc.COM1,974$34.5 萬<0.1%歷史
SYNASYNAPTICS IncStock3,499$34.1 萬<0.1%歷史
PSAPublic StorageCOM1,131$32.8 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD6,791$32.2 萬<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$32.1 萬<0.1%歷史
BERYBerry Global Group, Inc.COM5,170$31.3 萬<0.1%歷史
BRBroadridge Financial Solutions, Inc.Stock1,515$31.1 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,556$30.6 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE4,435$30.3 萬<0.1%歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$30.1 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$29.4 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$29.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$29.2 萬<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$28.9 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$28.8 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL8,587$28.2 萬<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$26.7 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,199$26.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,574$26.3 萬<0.1%歷史
iShares Tr46435U697IBONDS DEC10,085$26.2 萬<0.1%–
BCEBce IncCOM NEW7,695$26.1 萬<0.1%歷史
iShares Tr464287192US TRSPRTION3,577$25.2 萬<0.1%–
MLMMartin Marietta Materials IncCOM409$25.2 萬<0.1%歷史
FLNGFlex LNG Ltd.SHS9,852$25.1 萬<0.1%歷史
RIVRivernorth Opportunities Fund, Inc.COM20,725$25.0 萬<0.1%歷史
Global X FDS37960A651SUPERDVDND REIT11,615$23.7 萬<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$23.7 萬<0.1%–
RBARB Global Inc.COM3,089$23.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A5,075$23.2 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$23.2 萬<0.1%–
CHDNChurchill Downs IncCOM1,860$23.0 萬<0.1%歷史
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$22.9 萬<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$22.9 萬<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$22.8 萬<0.1%–
NEUNewmarket CorpCOM359$22.8 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,599$22.8 萬<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$22.7 萬<0.1%–
SYMSymbotic Inc.Stock5,015$22.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$22.4 萬<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$22.2 萬<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$22.2 萬<0.1%–
CNCCentene CorpStock2,822$22.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$21.8 萬<0.1%–
DXCMDexcom IncCOM1,569$21.8 萬<0.1%歷史
iShares Tr464288562RESIDENTIAL MULT3,003$21.6 萬<0.1%–
OVVOvintiv Inc.COM4,155$21.6 萬<0.1%歷史
RIORio Tinto PLCADR3,357$21.4 萬<0.1%歷史
Great Ajax Corp38983D4097.25 CV SR NT 248,586$21.4 萬<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$21.1 萬<0.1%歷史
PHMPultegroup IncCOM1,709$20.6 萬<0.1%歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$20.6 萬<0.1%–
OMCOmnicom Group Inc.COM2,112$20.4 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$20.4 萬<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$20.3 萬<0.1%–
ANSSAnsys IncCOM583$20.2 萬<0.1%歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$20.1 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$20.1 萬<0.1%歷史
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$20.1 萬<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$18.6 萬<0.1%歷史
Crescent PT Energy Corp22576C101COM18,831$15.4 萬<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$13.7 萬<0.1%歷史
First Tr MLP & Energy Incom33739B104COM12,732$12.3 萬<0.1%–
HLNHaleon plcADR13,998$11.9 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW16,185$7.46 萬<0.1%歷史
NKLANikola CorpCOM22,549$2.35 萬<0.1%歷史
Portage Biotech IncG7185A128COM10,680$6,016<0.1%–