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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 3 季持倉

持倉截至 2024/9/30,2024/11/4 申報。只含多頭部位,變化是跟 2024 年第 2 季比股數。

機構總覽
持股檔數
1,205
較 2024 年第 2 季 +27
總值
$32.6 億
較 2024 年第 2 季 +$1.09 億 (+3.5%)
申報日
2024/11/4
SEC
Sigma Planning Corp 在 2024 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF334,058$1.93 億5.9%+4,011+1.2%加碼–
AAPLApple Inc.Stock709,439$1.65 億5.1%−24,626−3.4%減碼歷史
NVDANVIDIA CorpStock677,980$8,233 萬2.5%−20,929−3.0%減碼歷史
Invesco QQQ Trust Series I46090E103ETF144,431$7,049 萬2.2%−16,500−10.3%減碼–
MSFTMicrosoft CorpStock159,061$6,844 萬2.1%−4,475−2.7%減碼歷史
AMZNAmazon Com IncStock358,094$6,672 萬2.0%−10,518−2.9%減碼歷史
SPYSPDR S&P 500 ETF TrustETF109,560$6,286 萬1.9%−1,523−1.4%減碼歷史
Vanguard S&P 500 ETF922908363ETF97,634$5,152 萬1.6%+4,078+4.4%加碼–
iShares S&P 500 Growth ETF464287309ETF506,713$4,852 萬1.5%−58,690−10.4%減碼–
iShares Core Dividend Growth ETF46434V621ETF649,549$4,072 萬1.2%−105,689−14.0%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF317,065$3,582 萬1.1%−34,182−9.7%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF584,321$3,379 萬1.0%−49,633−7.8%減碼–
BRK.BBerkshire Hathaway IncStock62,284$2,867 萬0.9%+7,843+14.4%加碼歷史
GOOGAlphabet Inc.Stock156,739$2,621 萬0.8%+255+0.2%加碼歷史
Schwab US Dividend Equity ETF808524797ETF296,603$2,507 萬0.8%+4,357+1.5%加碼–
iShares Core S&P Small Cap ETF464287804ETF199,110$2,329 萬0.7%+12,971+7.0%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF371,391$2,315 萬0.7%−65,705−15.0%減碼–
iShares S&P 500 Value ETF464287408ETF112,822$2,225 萬0.7%+1,928+1.7%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF211,843$2,207 萬0.7%+42,477+25.1%加碼–
ABBVAbbVie Inc.Stock109,462$2,162 萬0.7%−987−0.9%減碼歷史
iShares Tr46428951110+ YR INVST GRD360,181$1,930 萬0.6%+360,181新進–
VanEck Morningstar Wide Moat ETF92189F643ETF198,608$1,926 萬0.6%−11,785−5.6%減碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF186,244$1,886 萬0.6%+19,830+11.9%加碼–
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT425,053$1,861 萬0.6%−122,681−22.4%減碼–
iShares Tr4642874571 3 YR TREAS BD218,309$1,815 萬0.6%+7,548+3.6%加碼–
GLDSPDR Gold TrustETF73,503$1,787 萬0.5%−1,287−1.7%減碼歷史
METAMeta Platforms, Inc.Stock30,947$1,772 萬0.5%−1,463−4.5%減碼歷史
LLYEli Lilly & CoStock18,721$1,659 萬0.5%−20.0%減碼歷史
iShares Tr464287572GLOBAL 100 ETF163,495$1,621 萬0.5%−369−0.2%減碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM272,311$1,621 萬0.5%−3,473−1.3%減碼–
iShares Tr464288414NATIONAL MUN ETF144,912$1,574 萬0.5%−2,265−1.5%減碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT86,852$1,556 萬0.5%+1,612+1.9%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD343,577$1,554 萬0.5%−20,041−5.5%減碼–
First Tr Exchange Traded FD33741X102SMID RISNG ETF424,764$1,545 萬0.5%+8,542+2.1%加碼–
COSTCostco Wholesale CorpStock17,235$1,528 萬0.5%+424+2.5%加碼歷史
iShares Tr46429B655FLTG RATE NT ETF297,568$1,519 萬0.5%−56,869−16.0%減碼–
JPMJPMorgan Chase & CoStock70,994$1,497 萬0.5%−349−0.5%減碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF161,741$1,477 萬0.5%+3,128+2.0%加碼–
iShares Tr464288638ISHS 5-10YR INVT252,079$1,354 萬0.4%−74,098−22.7%減碼–
GOOGLAlphabet Inc.Stock81,362$1,349 萬0.4%−2,905−3.4%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF47,289$1,339 萬0.4%−366−0.8%減碼–
HDHome Depot, Inc.Stock32,222$1,306 萬0.4%−675−2.1%減碼歷史
Schwab U.S. Large-Cap ETF808524201ETF192,313$1,305 萬0.4%+7,590+4.1%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF70,454$1,263 萬0.4%+1,842+2.7%加碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF418,913$1,252 萬0.4%+103,987+33.0%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF153,493$1,203 萬0.4%+32,547+26.9%加碼–
PGProcter & Gamble CoStock69,373$1,202 萬0.4%−2,317−3.2%減碼歷史
Vanguard Morningstar Value ETF922908744ETF68,113$1,189 萬0.4%+105+0.2%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF50,759$1,146 萬0.4%−4,409−8.0%減碼–
iShares Core S&P US Value ETF464287663ETF118,111$1,128 萬0.3%+3,803+3.3%加碼–
VVisa Inc.Stock40,324$1,109 萬0.3%−827−2.0%減碼歷史
VZVerizon Communications IncStock239,571$1,076 萬0.3%−4,845−2.0%減碼歷史
XOMExxonMobil Holdings CorpCOM91,185$1,069 萬0.3%−1,604−1.7%減碼歷史
Capital Group Dividend Value14020W106SHS CREAT UNIT292,423$1,066 萬0.3%−79,338−21.3%減碼–
TSLATesla, Inc.Stock40,732$1,066 萬0.3%−3,485−7.9%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF135,172$1,055 萬0.3%+2,528+1.9%加碼–
WMTWalmart Inc.Stock129,776$1,048 萬0.3%−4,643−3.5%減碼歷史
AVGOBroadcom Inc.Stock60,259$1,039 萬0.3%+1,739+3.0%加碼依 10 比 1 拆股換算歷史
NEENextera Energy IncStock120,005$1,014 萬0.3%+1,329+1.1%加碼歷史
JNJJohnson & JohnsonStock62,193$1,008 萬0.3%+486+0.8%加碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD124,693$990.3 萬0.3%+14,008+12.7%加碼–
CATCaterpillar IncStock24,845$971.8 萬0.3%−495−2.0%減碼歷史
WMWaste Management IncStock46,634$968.1 萬0.3%−243−0.5%減碼歷史
iShares Russell 2000 ETF464287655ETF43,618$963.5 萬0.3%−11,399−20.7%減碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF59,242$912.4 萬0.3%−1,876−3.1%減碼–
Vanguard Total International Bond ETF92203J407ETF178,752$898.8 萬0.3%+41,981+30.7%加碼–
UNHUnitedHealth Group IncStock15,072$881.2 萬0.3%+144+1.0%加碼歷史
iShares Tr464288307MRGSTR MD CP GRW118,654$865.8 萬0.3%+29,619+33.3%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT172,337$851.5 萬0.3%+8,439+5.1%加碼–
Aim ETF Products Trust00888H802ALLIA US JAN ETF255,319$841.0 萬0.3%−1,750−0.7%減碼–
ABTAbbott LaboratoriesStock72,833$830.4 萬0.3%+12,488+20.7%加碼歷史
First Tr Exchange Traded FD33738R118NASD TECH DIV102,204$820.7 萬0.3%−4,735−4.4%減碼–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500149,550$814.7 萬0.2%+9,872+7.1%加碼–
iShares Tr464287150CORE S&P TTL STK64,454$809.7 萬0.2%−4,317−6.3%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF136,104$805.9 萬0.2%−17,548−11.4%減碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF87,771$797.0 萬0.2%−37,062−29.7%減碼–
Vanguard Ftse Developed Markets ETF921943858ETF150,074$792.5 萬0.2%−1,341−0.9%減碼–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN156,862$791.2 萬0.2%−5,988−3.7%減碼–
Vanguard Dividend Appreciation ETF921908844ETF38,691$766.3 萬0.2%+228+0.6%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF169,071$766.2 萬0.2%+1,198+0.7%加碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF162,845$761.1 萬0.2%+22,667+16.2%加碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF54,139$755.2 萬0.2%+648+1.2%加碼–
IBMInternational Business Machines CorpStock34,131$754.6 萬0.2%−71−0.2%減碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF92,584$747.9 萬0.2%−845−0.9%減碼–
First Tr Exchange Traded FD33738R704RBA INDL ETF99,826$745.4 萬0.2%−1,963−1.9%減碼–
CVXChevron CorpStock50,295$740.7 萬0.2%−867−1.7%減碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF101,311$737.5 萬0.2%+379+0.4%加碼–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW121,572$727.9 萬0.2%−40,290−24.9%減碼–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF124,010$722.6 萬0.2%+1,115+0.9%加碼–
iShares Tr46436E7180-3 MTH TREASURY70,746$712.6 萬0.2%+1,691+2.4%加碼–
DTEDte Energy CoCOM55,374$711.1 萬0.2%−96−0.2%減碼歷史
IAUiShares Gold TrustETF140,730$699.4 萬0.2%+11,852+9.2%加碼歷史
iShares Core High Dividend ETF46429B663ETF58,371$686.6 萬0.2%+6,568+12.7%加碼–
CRMSalesforce, Inc.Stock25,003$684.3 萬0.2%−989−3.8%減碼歷史
MCDMcDonalds CorpStock22,435$683.2 萬0.2%+1,299+6.1%加碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF118,597$680.9 萬0.2%−3,982−3.2%減碼–
iShares Tr46428743220 YR TR BD ETF68,915$676.0 萬0.2%−5,274−7.1%減碼–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF360,186$651.9 萬0.2%+34,789+10.7%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF72,969$640.7 萬0.2%−32,345−30.7%減碼–
DUKDuke Energy CORPStock53,523$617.1 萬0.2%−1,964−3.5%減碼歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 3 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$29.1 萬–
IDCCInterDigital, Inc.COM$6,685–
XRXXerox Holdings CorpCOM NEW$5,871–
ECPGEncore Capital Group IncCOM$2,880–
BFHBread Financial Holdings, Inc.COM$2,777–
UBSUBS Group AGStock–$250

2024 年第 2 季之後清倉(76 檔)

2024 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 2 季之後清倉的部位
證券類別2024 年第 2 季股數2024 年第 2 季市值2024 年第 2 季佔組合 %紀錄
Pacer FDS Tr69374H725LUNT MDCAP MLT110,679$486.8 萬0.2%–
APHAmphenol CorpCL A48,719$328.2 萬0.1%歷史
ALABAstera Labs, Inc.Stock38,605$233.6 萬0.1%歷史
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM76,473$169.9 萬0.1%–
HUBSHubSpot IncCOM2,444$144.1 萬<0.1%歷史
iShares Tr464287754US INDUSTRIALS5,406$64.6 萬<0.1%–
WUWestern Union COStock52,697$64.4 萬<0.1%歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,992$61.5 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE7,003$56.9 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE22,511$56.8 萬<0.1%–
GWWW.W. Grainger, Inc.Stock616$55.5 萬<0.1%歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF13,864$47.2 萬<0.1%–
DASHDoorDash, Inc.Stock4,274$46.5 萬<0.1%歷史
iShares Tr464288786U.S. INSRNCE ETF3,848$43.5 萬<0.1%–
WisdomTree Tr97717W851JAPN HEDGE EQT3,739$42.2 萬<0.1%–
Northern LTS FD Tr III66538R730HCM DEFEN 5008,095$40.0 萬<0.1%–
WisdomTree Tr97717W315EMER MKT HIGH FD9,238$40.0 萬<0.1%–
Ssga Active ETF Tr78467V707ST STR UL BD ETF9,567$38.7 萬<0.1%–
NXPINXP Semiconductors N.V.COM1,431$38.5 萬<0.1%歷史
BGBunge Global SACOM SHS3,435$36.7 萬<0.1%歷史
ALGNAlign Technology IncCOM1,493$36.0 萬<0.1%歷史
PIMCO ETF Tr72201R585MULTISECTOR BD13,976$35.8 萬<0.1%–
iShares Tr46434V860TRS FLT RT BD6,666$33.8 萬<0.1%–
BROSDutch Bros Inc.CL A6,838$28.3 萬<0.1%歷史
RBB FD Inc74933W486US TREASY 2 YR5,726$27.5 萬<0.1%–
SNVSynovus Financial CorpCOM NEW6,762$27.2 萬<0.1%歷史
LYBLyondellBasell Industries N.V.SHS - A -2,809$26.9 萬<0.1%歷史
Innovator ETFs Trust45782C466GRWT100 PWR BF5,885$26.7 萬<0.1%–
PPGPPG Industries IncStock2,021$25.4 萬<0.1%歷史
ELFe.l.f. Beauty, Inc.COM1,190$25.1 萬<0.1%歷史
CPACopa Holdings, S.A.CL A2,620$24.9 萬<0.1%歷史
MRNAModerna, Inc.Stock1,939$23.0 萬<0.1%歷史
Flagstar Bank, National Association649445103COM70,323$22.6 萬<0.1%–
LTCLTC Properties IncREIT6,483$22.4 萬<0.1%歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,217$22.0 萬<0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV5,660$21.9 萬<0.1%–
WNCWabash National CorpCOM10,010$21.9 萬<0.1%歷史
VVVValvoline IncCOM5,045$21.8 萬<0.1%歷史
WisdomTree Tr97717W109US TOTAL DIVIDND3,071$21.8 萬<0.1%–
NVTnVent Electric plcSHS2,826$21.7 萬<0.1%歷史
ZSZscaler, Inc.Stock1,122$21.6 萬<0.1%歷史
ASHAshland Inc.COM2,277$21.5 萬<0.1%歷史
ARK ETF Tr00214Q302GENOMIC REV ETF9,111$21.4 萬<0.1%–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,781$21.3 萬<0.1%–
ARK Next Generation Technology ETF00214Q401ETF2,728$21.3 萬<0.1%–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN10,695$21.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT3,861$20.9 萬<0.1%歷史
Bondbloxx ETF Trust09789C820BLOOMBERG SEVEN4,417$20.8 萬<0.1%–
WSTWest Pharmaceutical Services IncCOM619$20.4 萬<0.1%歷史
TEAMAtlassian CorpCL A1,152$20.4 萬<0.1%歷史
DECKDeckers Outdoor CorpCOM210$20.4 萬<0.1%歷史
ETSYEtsy IncCOM3,446$20.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW3,672$20.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB10,498$20.1 萬<0.1%–
HRHealthcare Realty Trust IncCL A COM11,384$18.8 萬<0.1%歷史
LYFTLyft, Inc.CL A COM12,905$18.2 萬<0.1%歷史
LEGLeggett & Platt IncStock15,863$18.2 萬<0.1%歷史
PCTPureCycle Technologies, Inc.COM29,181$17.3 萬<0.1%歷史
GFNew Germany Fund IncCOM19,630$16.0 萬<0.1%歷史
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM13,772$15.8 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT27,900$14.3 萬<0.1%歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM52,440$14.1 萬<0.1%歷史
BLEBlackRock Municipal Income Trust IICOM12,447$13.5 萬<0.1%歷史
RFICohen & Steers Total Return Realty Fund IncCOM11,367$13.1 萬<0.1%歷史
VGRVector Group LtdCOM10,936$11.6 萬<0.1%歷史
Advisorshares Tr00768Y453PURE US CANN ETF13,618$9.98 萬<0.1%–
WBDWarner Bros. Discovery, Inc.Stock10,307$7.67 萬<0.1%歷史
EDITEditas Medicine, Inc.COM12,729$5.94 萬<0.1%歷史
TPICQTpi Composites, IncCOM10,061$4.01 萬<0.1%歷史
STEMStem, Inc.CL A36,005$4.00 萬<0.1%歷史
Lithium Americas Argentina Cor Com Shs53681K100Stock11,373$3.64 萬<0.1%–
SIRISirius XM Holdings Inc.COM10,506$2.97 萬<0.1%歷史
EVGNEvogene Ltd.SHS22,775$1.48 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock11,208$1.23 萬<0.1%歷史
TELLTellurian Inc.COM13,000$9,004<0.1%歷史
KITTNauticus Robotics, Inc.COM20,000$2,722<0.1%歷史