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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 4 季持倉

持倉截至 2024/12/31,2025/2/3 申報。只含多頭部位,變化是跟 2024 年第 3 季比股數。

機構總覽
持股檔數
1,158
較 2024 年第 3 季 −47
總值
$31.8 億
較 2024 年第 3 季 −$7,971 萬 (−2.4%)
申報日
2025/2/3
SEC
Sigma Planning Corp 在 2024 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF333,448$1.96 億6.2%−610−0.2%減碼–
AAPLApple Inc.Stock693,734$1.74 億5.5%−15,705−2.2%減碼歷史
NVDANVIDIA CorpStock682,184$9,161 萬2.9%+4,204+0.6%加碼歷史
AMZNAmazon Com IncStock334,488$7,338 萬2.3%−23,606−6.6%減碼歷史
Invesco QQQ Trust Series I46090E103ETF138,533$7,082 萬2.2%−5,898−4.1%減碼–
MSFTMicrosoft CorpStock149,276$6,292 萬2.0%−9,785−6.2%減碼歷史
SPYSPDR S&P 500 ETF TrustETF93,127$5,458 萬1.7%−16,433−15.0%減碼歷史
Vanguard S&P 500 ETF922908363ETF97,625$5,260 萬1.7%−90.0%減碼–
iShares S&P 500 Growth ETF464287309ETF470,456$4,777 萬1.5%−36,257−7.2%減碼–
iShares Core Dividend Growth ETF46434V621ETF604,730$3,709 萬1.2%−44,819−6.9%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF306,697$3,277 萬1.0%−10,368−3.3%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF540,958$3,055 萬1.0%−43,363−7.4%減碼–
GOOGAlphabet Inc.Stock146,329$2,787 萬0.9%−10,410−6.6%減碼歷史
BRK.BBerkshire Hathaway IncStock58,605$2,656 萬0.8%−3,679−5.9%減碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF943,852$2,631 萬0.8%+96,480+11.4%加碼依 4 比 1 拆股換算–
Schwab US Dividend Equity ETF808524797ETF907,541$2,479 萬0.8%+17,732+2.0%加碼依 3 比 1 拆股換算–
iShares Core S&P Mid-Cap ETF464287507ETF378,925$2,361 萬0.7%+7,534+2.0%加碼–
iShares Core S&P Small Cap ETF464287804ETF199,779$2,302 萬0.7%+669+0.3%加碼–
iShares S&P 500 Value ETF464287408ETF108,186$2,065 萬0.6%−4,636−4.1%減碼–
iShares Tr4642874571 3 YR TREAS BD234,399$1,922 萬0.6%+16,090+7.4%加碼–
METAMeta Platforms, Inc.Stock32,632$1,911 萬0.6%+1,685+5.4%加碼歷史
ABBVAbbVie Inc.Stock107,138$1,904 萬0.6%−2,324−2.1%減碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF201,474$1,868 萬0.6%+2,866+1.4%加碼–
First Tr Exchange Traded FD33741X102SMID RISNG ETF521,050$1,868 萬0.6%+96,286+22.7%加碼–
TSLATesla, Inc.Stock44,354$1,791 萬0.6%+3,622+8.9%加碼歷史
iShares Tr46428951110+ YR INVST GRD349,126$1,725 萬0.5%−11,055−3.1%減碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF177,651$1,721 萬0.5%−8,593−4.6%減碼–
JPMJPMorgan Chase & CoStock70,958$1,701 萬0.5%−36−0.1%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT90,158$1,580 萬0.5%+3,306+3.8%加碼–
COSTCostco Wholesale CorpStock17,111$1,568 萬0.5%−124−0.7%減碼歷史
GOOGLAlphabet Inc.Stock82,388$1,560 萬0.5%+1,026+1.3%加碼歷史
GLDSPDR Gold TrustETF61,312$1,485 萬0.5%−12,191−16.6%減碼歷史
HDHome Depot, Inc.Stock37,693$1,466 萬0.5%+5,471+17.0%加碼歷史
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF476,939$1,453 萬0.5%+58,026+13.9%加碼–
iShares Tr464287572GLOBAL 100 ETF140,855$1,419 萬0.4%−22,640−13.8%減碼–
AVGOBroadcom Inc.Stock61,019$1,415 萬0.4%+760+1.3%加碼歷史
iShares Tr464288414NATIONAL MUN ETF132,706$1,414 萬0.4%−12,206−8.4%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF156,650$1,391 萬0.4%−5,091−3.1%減碼–
LLYEli Lilly & CoStock17,339$1,339 萬0.4%−1,382−7.4%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF46,037$1,334 萬0.4%−1,252−2.6%減碼–
Schwab U.S. Large-Cap ETF808524201ETF573,815$1,330 萬0.4%−3,124−0.5%減碼依 3 比 1 拆股換算–
iShares MSCI USA Quality Factor ETF46432F339ETF73,676$1,312 萬0.4%+3,222+4.6%加碼–
iShares Tr464288638ISHS 5-10YR INVT252,653$1,301 萬0.4%+574+0.2%加碼–
iShares Tr46429B655FLTG RATE NT ETF246,209$1,253 萬0.4%−51,359−17.3%減碼–
VVisa Inc.Stock38,920$1,230 萬0.4%−1,404−3.5%減碼歷史
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM213,102$1,226 萬0.4%−59,209−21.7%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF51,624$1,200 萬0.4%+865+1.7%加碼–
iShares Core S&P US Value ETF464287663ETF125,729$1,164 萬0.4%+7,618+6.4%加碼–
Vanguard Morningstar Value ETF922908744ETF68,693$1,163 萬0.4%+580+0.9%加碼–
PGProcter & Gamble CoStock59,525$997.9 萬0.3%−9,848−14.2%減碼歷史
Capital Group Dividend Value14020W106SHS CREAT UNIT282,413$995.8 萬0.3%−10,010−3.4%減碼–
iShares Tr464288307MRGSTR MD CP GRW131,788$995.4 萬0.3%+13,134+11.1%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF133,040$994.2 萬0.3%−20,453−13.3%減碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD230,210$989.2 萬0.3%−113,367−33.0%減碼–
WMTWalmart Inc.Stock108,496$980.3 萬0.3%−21,280−16.4%減碼歷史
CATCaterpillar IncStock26,353$956.0 萬0.3%+1,508+6.1%加碼歷史
iShares Core MSCI Eafe ETF46432F842ETF135,084$949.4 萬0.3%−88−0.1%減碼–
XOMExxonMobil Holdings CorpCOM86,544$931.0 萬0.3%−4,641−5.1%減碼歷史
JNJJohnson & JohnsonStock60,619$876.7 萬0.3%−1,574−2.5%減碼歷史
CRMSalesforce, Inc.Stock25,620$856.5 萬0.3%+617+2.5%加碼歷史
VZVerizon Communications IncStock210,952$843.6 萬0.3%−28,619−11.9%減碼歷史
First Tr Exchange Traded FD33738R118NASD TECH DIV106,605$836.4 萬0.3%+4,401+4.3%加碼–
NEENextera Energy IncStock114,802$823.0 萬0.3%−5,203−4.3%減碼歷史
CVXChevron CorpStock56,810$822.8 萬0.3%+6,515+13.0%加碼歷史
Vanguard Total International Bond ETF92203J407ETF166,984$819.1 萬0.3%−11,768−6.6%減碼–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF138,366$817.2 萬0.3%+14,356+11.6%加碼–
First Tr Exchange Traded FD33738R704RBA INDL ETF105,244$810.8 萬0.3%+5,418+5.4%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF58,615$806.4 萬0.3%−627−1.1%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF135,279$800.0 萬0.3%−825−0.6%減碼–
IBMInternational Business Machines CorpStock36,103$793.7 萬0.2%+1,972+5.8%加碼歷史
ABTAbbott LaboratoriesStock70,070$792.6 萬0.2%−2,763−3.8%減碼歷史
iShares Tr464287150CORE S&P TTL STK61,189$787.0 萬0.2%−3,265−5.1%減碼–
IAUiShares Gold TrustETF157,746$781.0 萬0.2%+17,016+12.1%加碼歷史
WMWaste Management IncStock38,330$773.5 萬0.2%−8,304−17.8%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF157,522$761.3 萬0.2%−11,549−6.8%減碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF169,326$759.8 萬0.2%+6,481+4.0%加碼–
Vanguard Dividend Appreciation ETF921908844ETF38,730$758.4 萬0.2%+39+0.1%加碼–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500148,301$744.6 萬0.2%−1,249−0.8%減碼–
UNHUnitedHealth Group IncStock14,591$738.1 萬0.2%−481−3.2%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF154,190$737.3 萬0.2%+4,116+2.7%加碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF54,083$732.1 萬0.2%−56−0.1%減碼–
Pacer FDS Tr69374H568SWAN SOS FD OF248,980$729.3 萬0.2%+95,154+61.9%加碼–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN142,103$713.1 萬0.2%−14,759−9.4%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT144,196$701.8 萬0.2%−28,141−16.3%減碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD89,948$701.7 萬0.2%−34,745−27.9%減碼–
Pinnacle Focused Opportuniti88634T519ETP237,815$684.2 萬0.2%+69,348+41.2%加碼–
Fidelity MSCI Health Care Index ETF316092600ETF102,311$668.6 萬0.2%+1,000+1.0%加碼–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF376,037$665.6 萬0.2%+15,851+4.4%加碼–
DTEDte Energy CoCOM55,001$664.1 萬0.2%−373−0.7%減碼歷史
iShares Core High Dividend ETF46429B663ETF59,002$662.4 萬0.2%+631+1.1%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF75,142$659.9 萬0.2%−12,629−14.4%減碼–
PLTRPalantir Technologies Inc.Stock85,659$647.8 萬0.2%+18,286+27.1%加碼歷史
iShares Tr46436E7180-3 MTH TREASURY62,880$630.8 萬0.2%−7,866−11.1%減碼–
First Tr Exchange-Traded FD33733E823GROWTH STRENGTH198,903$624.6 萬0.2%+29,614+17.5%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF82,459$624.1 萬0.2%−10,125−10.9%減碼–
VanEck Semiconductor ETF92189F676ETF25,553$618.8 萬0.2%+696+2.8%加碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF186,464$610.9 萬0.2%+7,810+4.4%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF22,861$603.8 萬0.2%−314−1.4%減碼–
iShares Tr46435U853BROAD USD HIGH163,973$603.3 萬0.2%+4,215+2.6%加碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF119,635$601.5 萬0.2%+2,483+2.1%加碼–

選擇權(4 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 4 季的選擇權部位
證券類別賣權買權
OLEDUniversal Display CorpCOM$9.73 萬–
INTCIntel CorpStock–$5.22 萬
XRXXerox Holdings CorpCOM NEW$4,566–
UBSUBS Group AGStock–$250

2024 年第 3 季之後清倉(113 檔)

2024 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 113 檔。

Sigma Planning Corp 在 2024 年第 3 季之後清倉的部位
證券類別2024 年第 3 季股數2024 年第 3 季市值2024 年第 3 季佔組合 %紀錄
SPDR Index Shs FDS78463X202ST STR EU 50 ETF71,422$380.3 萬0.1%–
CASYCaseys General Stores IncCOM6,146$230.9 萬0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT45,014$216.6 萬0.1%–
VRSNVerisign IncCOM11,125$211.3 萬0.1%歷史
iShares Tr46434VBG4IBONDS DEC24 ETF69,545$175.3 萬0.1%–
CGCarlyle Group Inc.COM33,136$142.7 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F516FT VEST US EQT35,574$134.6 萬<0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF37,321$124.0 萬<0.1%–
VKTXViking Therapeutics, Inc.COM15,119$95.7 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB42,326$89.4 萬<0.1%–
EQIXEquinix IncCOM968$85.9 萬<0.1%歷史
iShares Tr46436E874IBONDS 24 TRM TS28,173$67.6 萬<0.1%–
Invesco Actively Managed Exc46090A879VAR RATE INVT23,863$59.9 萬<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG23,449$54.6 萬<0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF21,559$51.8 萬<0.1%–
Capital Group Dividend Growe14021L109SHS ETF16,581$50.9 萬<0.1%–
BF.BBrown Forman CorpStock9,768$48.1 萬<0.1%歷史
HUNHuntsman CORPCOM18,964$45.9 萬<0.1%歷史
RVTRoyce Small-Cap Trust, Inc.COM28,972$45.5 萬<0.1%歷史
VMIValmont Industries IncCOM1,539$44.6 萬<0.1%歷史
iShares Tr464288273EAFE SML CP ETF6,538$44.3 萬<0.1%–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF18,476$43.3 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM68,650$42.6 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT6,200$41.1 萬<0.1%–
MROMarathon Oil CorpCOM15,299$40.7 萬<0.1%歷史
BMAMacro Bank Inc.SPON ADR B6,275$39.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT12,291$39.6 萬<0.1%–
Aim ETF Products Trust00888H646ALLIANZIM U S LA14,799$38.9 萬<0.1%–
Innovator ETFs Trust45782C367INTRNL DEV APRL13,292$37.8 萬<0.1%–
LEVILevi Strauss & CoCL A COM STK17,241$37.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT7,693$37.4 萬<0.1%–
Innovator ETFs Trust45784N304US SMALL CAP POW14,375$36.7 萬<0.1%–
WFRDWeatherford International plcORD SHS4,317$36.7 萬<0.1%歷史
DGDollar General CorpCOM4,299$36.4 萬<0.1%歷史
Dimensional ETF Trust25434V823US REAL ESTA ETF14,117$36.2 萬<0.1%–
CARAvis Budget Group, Inc.COM4,025$35.3 萬<0.1%歷史
BKHBlack Hills CorpCOM5,571$34.1 萬<0.1%歷史
ILMNIllumina, Inc.COM2,559$33.4 萬<0.1%歷史
iShares Tr464289420RUS TP200 VL ETF3,856$31.3 萬<0.1%–
iShares Tr46435G524INTL DIV GRWTH4,201$31.3 萬<0.1%–
ADMAAdma Biologics, Inc.COM15,000$30.0 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK11,182$28.6 萬<0.1%–
Innovator ETFs Trust45782C748US EQTY PWR BUF7,709$28.4 萬<0.1%–
DINOHF Sinclair CorpCOM6,309$28.1 萬<0.1%歷史
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,632$28.1 萬<0.1%–
CFLTConfluent, Inc.CLASS A COM13,639$27.8 萬<0.1%歷史
BLDRBuilders FirstSource, Inc.Stock1,432$27.8 萬<0.1%歷史
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,355$27.7 萬<0.1%–
ASPNAspen Aerogels IncCOM9,880$27.4 萬<0.1%歷史
NEMNEWMONT CorpStock5,083$27.2 萬<0.1%歷史
iShares Core MSCI Europe ETF46434V738ETF4,387$26.7 萬<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR13,943$26.4 萬<0.1%–
STRSitio Royalties Corp.CLASS A COM12,564$26.2 萬<0.1%歷史
PINSPinterest, Inc.CL A8,047$26.0 萬<0.1%歷史
PHMPultegroup IncCOM1,802$25.9 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,119$25.6 萬<0.1%歷史
Fidelity MSCI Materials Index ETF316092881ETF4,728$25.6 萬<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,750$25.3 萬<0.1%–
Vanguard Mun BD FDS922907738INTERMEDIATE TRM2,475$25.0 萬<0.1%–
MURMurphy Oil CorpCOM7,395$25.0 萬<0.1%歷史
ICLRIcon PLCCOM852$24.5 萬<0.1%歷史
MGMMGM Resorts InternationalStock6,186$24.2 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,467$24.2 萬<0.1%歷史
SOLVSolventum CorpStock3,450$24.1 萬<0.1%歷史
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,571$23.9 萬<0.1%–
PSAPublic StorageCOM654$23.8 萬<0.1%歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR8,524$23.7 萬<0.1%–
BHPBHP Group LtdADR3,767$23.5 萬<0.1%歷史
WBSWebster Financial CorpCOM5,029$23.4 萬<0.1%歷史
WDAYWorkday, Inc.CL A954$23.3 萬<0.1%歷史
iShares Tr464288612INTRM GOV CR ETF2,173$23.3 萬<0.1%–
LUVSouthwest Airlines CoCOM7,843$23.2 萬<0.1%歷史
LKQLKQ CorpCOM5,813$23.2 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock2,000$23.0 萬<0.1%歷史
Etfis Ser Tr I26923G772INFRAC ACT MLP5,517$22.4 萬<0.1%–
PPLPPL CorpCOM6,730$22.3 萬<0.1%歷史
OMCOmnicom Group Inc.COM2,153$22.3 萬<0.1%歷史
SCCOSouthern Copper CorpStock1,914$22.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,660$22.0 萬<0.1%–
EBAYeBay IncCOM3,328$21.7 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF2,811$21.6 萬<0.1%–
HIGHartford Insurance Group, Inc.Stock1,825$21.5 萬<0.1%歷史
JDJD.com, Inc.SPON ADS CL A5,363$21.5 萬<0.1%歷史
SYBTStock Yards Bancorp, Inc.COM3,455$21.4 萬<0.1%歷史
NMAINuveen Multi-Asset Income FundCOM16,167$21.4 萬<0.1%歷史
OTISOtis Worldwide CorpStock2,048$21.3 萬<0.1%歷史
GPKGraphic Packaging Holding CoCOM7,145$21.1 萬<0.1%歷史
CNCCentene CorpStock2,803$21.1 萬<0.1%歷史
MCHPMicrochip Technology IncStock2,621$21.0 萬<0.1%歷史
ENPHEnphase Energy, Inc.Stock1,859$21.0 萬<0.1%歷史
RRyder System IncCOM1,429$20.8 萬<0.1%歷史
AEMAgnico Eagle Mines LtdStock2,580$20.8 萬<0.1%歷史
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KEYKeycorpCOM12,285$20.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT4,474$20.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF10,546$20.4 萬<0.1%–
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Abrdn ETFs003261104BBRG ALL COMD K19,935$20.3 萬<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,174$20.3 萬<0.1%–