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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 4 季持倉

持倉截至 2024/12/31,2025/2/3 申報。只含多頭部位,變化是跟 2024 年第 3 季比股數。

機構總覽
持股檔數
1,158
較 2024 年第 3 季 −47
總值
$31.8 億
較 2024 年第 3 季 −$7,971 萬 (−2.4%)
申報日
2025/2/3
SEC
Sigma Planning Corp 在 2024 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$357<0.1%00.0%不變歷史
WKSPWorksport LtdCOM NEW11,304$1.04 萬<0.1%+362+3.3%加碼歷史
CMLSQCumulus Media IncCOM CL A21,700$1.45 萬<0.1%−14,054−39.3%減碼歷史
TLRYTilray Brands, Inc.COM CL 213,206$1.76 萬<0.1%+2,286+20.9%加碼歷史
DNNDenison Mines Corp.COM12,000$2.16 萬<0.1%00.0%不變歷史
ZOMDFZomedica Corp.COM180,400$2.16 萬<0.1%00.0%不變歷史
OPKOpko Health, Inc.COM17,972$2.64 萬<0.1%00.0%不變歷史
PLGPlatinum Group Metals LtdCOM23,500$3.01 萬<0.1%+5,000+27.0%加碼歷史
Amplify ETF Tr032108631AMPLIFY ALTERNAT14,757$3.31 萬<0.1%+868+6.2%加碼–
ACHVAchieve Life Sciences, Inc.COM10,600$3.73 萬<0.1%+10,600新進歷史
SBSafe Bulkers, Inc.COM11,785$4.21 萬<0.1%+20.0%加碼歷史
IBRXImmunityBio, Inc.COM17,000$4.35 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM20,207$4.93 萬<0.1%00.0%不變歷史
JMIAJumia Technologies AGSPONSORED ADS13,048$4.98 萬<0.1%−598−4.4%減碼歷史
IAFAbrdn Australia Equity Fund, Inc.COM12,100$5.07 萬<0.1%00.0%不變歷史
PLUGPlug Power IncStock24,688$5.26 萬<0.1%−17,679−41.7%減碼歷史
BBBLACKBERRY LtdCOM16,326$6.17 萬<0.1%00.0%不變歷史
GABGabelli Equity Trust IncCOM11,832$6.37 萬<0.1%+28+0.2%加碼歷史
AGFirst Majestic Silver CorpCOM11,650$6.40 萬<0.1%−3,026−20.6%減碼歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT16,728$6.46 萬<0.1%−1,378−7.6%減碼歷史
PHKPIMCO High Income FundCOM SHS15,070$7.32 萬<0.1%−19,484−56.4%減碼歷史
AURAurora Innovation, Inc.CLASS A COM11,637$7.33 萬<0.1%+950+8.9%加碼歷史
NXHNeighborhood Intelligence, Inc.COM15,250$7.52 萬<0.1%+15,250新進歷史
UAUnder Armour, Inc.CL C10,933$8.16 萬<0.1%+10,933新進歷史
NATNordic American Tankers LtdCOM32,909$8.23 萬<0.1%+3,602+12.3%加碼歷史
MPTMedical Properties Trust IncCOM22,831$9.02 萬<0.1%−1,422−5.9%減碼歷史
IGRCbre Global Real Estate Income FundCOM18,798$9.04 萬<0.1%+901+5.0%加碼歷史
LTRNLantern Pharma Inc.COM28,450$9.08 萬<0.1%−200−0.7%減碼歷史
CIKUBS Asset Management Income Fund, Inc.COM31,435$9.08 萬<0.1%+139+0.4%加碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,474$9.12 萬<0.1%00.0%不變歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS10,976$9.37 萬<0.1%+147+1.4%加碼歷史
INTSIntensity Therapeutics, Inc.COM54,837$9.65 萬<0.1%+7,093+14.9%加碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM12,537$9.85 萬<0.1%+102+0.8%加碼歷史
CLFCleveland-Cliffs Inc.COM10,585$9.95 萬<0.1%−1,355−11.3%減碼歷史
VMOInvesco Municipal Opportunity TrustCOM10,853$10.5 萬<0.1%+44+0.4%加碼歷史
FSCOFS Credit Opportunities Corp.COMMON STOCK15,732$10.7 萬<0.1%00.0%不變歷史
iShares Global Clean Energy ETF464288224ETF10,186$11.6 萬<0.1%+72+0.7%加碼–
PFLTPennantPark Floating Rate Capital Ltd.COM10,891$11.9 萬<0.1%+10,891新進歷史
EVVEaton Vance Ltd Duration Income FundCOM12,289$12.0 萬<0.1%+12,289新進歷史
SCWO374Water Inc.Common Stock183,960$12.6 萬<0.1%+48,767+36.1%加碼歷史
ACTUActuate Therapeutics, Inc.COM16,075$12.8 萬<0.1%+16,075新進歷史
HLHecla Mining CoCOM26,389$13.0 萬<0.1%+18+0.1%加碼歷史
VanEck ETF Trust92189F452MORTGAGE REIT12,450$13.2 萬<0.1%00.0%不變–
SFLSFL Corp Ltd.SHS13,669$14.0 萬<0.1%−7,092−34.2%減碼歷史
First Tr Exchange-Traded FD33735T109COMMON SHS12,587$14.2 萬<0.1%+734+6.2%加碼–
UWMCUWM Holdings CorpCOM CL A24,521$14.4 萬<0.1%+24+0.1%加碼歷史
Golden Ocean Group LtdG39637205SHS NEW17,384$15.6 萬<0.1%−1,921−10.0%減碼–
APTOAptose Biosciences Inc.COM703,384$15.8 萬<0.1%+301,634+75.1%加碼歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT19,143$16.1 萬<0.1%+5,691+42.3%加碼歷史
CLSKCleanspark, Inc.COM NEW17,518$16.1 萬<0.1%+1,865+11.9%加碼歷史
VSTSVestis CorpCOM SHS10,674$16.3 萬<0.1%−22−0.2%減碼歷史
BBDCBarings BDC, Inc.COM17,861$17.1 萬<0.1%+2,352+15.2%加碼歷史
FLGFlagstar Bank, National AssociationStock18,334$17.1 萬<0.1%−204−1.1%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM13,415$17.2 萬<0.1%+16+0.1%加碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$17.3 萬<0.1%–––
EZPWEzcorp IncCL A NON VTG14,356$17.5 萬<0.1%−130−0.9%減碼歷史
RCATRed Cat Holdings, Inc.Stock13,684$17.6 萬<0.1%00.0%不變歷史
Barrick Gold Corp067901108COM11,560$17.9 萬<0.1%−1,975−14.6%減碼–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,033$18.3 萬<0.1%+278+2.4%加碼歷史
LIVELive Ventures IncCOM NEW19,739$18.4 萬<0.1%+508+2.6%加碼歷史
RIOTRiot Platforms, Inc.COM18,539$18.9 萬<0.1%+102+0.6%加碼歷史
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF16,128$19.4 萬<0.1%−87,952−84.5%減碼–
GNLGlobal Net Lease, Inc.COM NEW26,968$19.7 萬<0.1%−282−1.0%減碼歷史
Innovator ETFs Trust45783Y681NASDAQ 100 MANA6,850$20.0 萬<0.1%+6,850新進–
TSITCW Strategic Income Fund IncCOM41,952$20.2 萬<0.1%00.0%不變歷史
NWLNewell Brands Inc.Stock20,276$20.2 萬<0.1%+954+4.9%加碼歷史
APAMArtisan Partners Asset Management Inc.CL A4,694$20.2 萬<0.1%+4,694新進歷史
YUMYum Brands IncStock1,516$20.3 萬<0.1%−228−13.1%減碼歷史
VALValaris LtdCL A4,623$20.5 萬<0.1%−105−2.2%減碼歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,570$20.6 萬<0.1%+5,570新進–
HAFNHafnia LtdCOMMON STOCK36,950$20.6 萬<0.1%+36,950新進歷史
PSNParsons CorpCOM2,236$20.6 萬<0.1%−3−0.1%減碼歷史
EXPDExpeditors International of Washington IncCOM1,869$20.7 萬<0.1%−1,392−42.7%減碼歷史
Innovator ETFs Trust45782C342US SML CP PWR ET6,342$20.7 萬<0.1%+70+1.1%加碼–
Innovator ETFs Trust45782C649US EQTY ULTRA B5,897$20.8 萬<0.1%−4,049−40.7%減碼–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,964$20.8 萬<0.1%−372−15.9%減碼–
ZSZscaler, Inc.Stock1,154$20.8 萬<0.1%+1,154新進歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM5,311$20.8 萬<0.1%+5,311新進–
DHIHorton D R IncCOM1,493$20.9 萬<0.1%−398−21.0%減碼歷史
CDECoeur Mining, Inc.COM NEW36,645$21.0 萬<0.1%−450−1.2%減碼歷史
COFCapital One Financial CorpStock1,180$21.0 萬<0.1%−990−45.6%減碼歷史
BDXBecton Dickinson & CoStock929$21.1 萬<0.1%−2,169−70.0%減碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,079$21.1 萬<0.1%−445−3.1%減碼歷史
ODFLOld Dominion Freight Line, Inc.COM1,198$21.1 萬<0.1%−28−2.3%減碼歷史
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,838$21.1 萬<0.1%−694−19.6%減碼–
Sprott FDS Tr85208P303URANIUM MINERS E5,250$21.2 萬<0.1%+154+3.0%加碼–
AZOAutoZone IncCOM66$21.2 萬<0.1%−39−37.1%減碼歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,013$21.3 萬<0.1%00.0%不變–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF5,700$21.3 萬<0.1%−648−10.2%減碼–
WABWestinghouse Air Brake Technologies CorpStock1,126$21.3 萬<0.1%−7−0.6%減碼歷史
iShares Tr464287739U.S. REAL ES ETF2,295$21.4 萬<0.1%−318−12.2%減碼–
HCAHCA Healthcare, Inc.COM714$21.4 萬<0.1%+147+25.9%加碼歷史
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US4,317$21.4 萬<0.1%+238+5.8%加碼–
SRTSSensus Healthcare, Inc.COM31,000$21.5 萬<0.1%+31,000新進歷史
PDMPiedmont Realty Trust, Inc.COM CL A23,522$21.5 萬<0.1%−2,800−10.6%減碼歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,216$21.6 萬<0.1%+5,216新進–
BRBroadridge Financial Solutions, Inc.Stock957$21.6 萬<0.1%+957新進歷史
ALLYAlly Financial Inc.Stock6,010$21.6 萬<0.1%−79−1.3%減碼歷史
OCOwens CorningStock1,271$21.7 萬<0.1%−1−0.1%減碼歷史
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,303$21.7 萬<0.1%−1,006−23.3%減碼–

選擇權(4 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 4 季的選擇權部位
證券類別賣權買權
OLEDUniversal Display CorpCOM$9.73 萬–
INTCIntel CorpStock–$5.22 萬
XRXXerox Holdings CorpCOM NEW$4,566–
UBSUBS Group AGStock–$250

2024 年第 3 季之後清倉(113 檔)

2024 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 113 檔。

Sigma Planning Corp 在 2024 年第 3 季之後清倉的部位
證券類別2024 年第 3 季股數2024 年第 3 季市值2024 年第 3 季佔組合 %紀錄
SPDR Index Shs FDS78463X202ST STR EU 50 ETF71,422$380.3 萬0.1%–
CASYCaseys General Stores IncCOM6,146$230.9 萬0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT45,014$216.6 萬0.1%–
VRSNVerisign IncCOM11,125$211.3 萬0.1%歷史
iShares Tr46434VBG4IBONDS DEC24 ETF69,545$175.3 萬0.1%–
CGCarlyle Group Inc.COM33,136$142.7 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F516FT VEST US EQT35,574$134.6 萬<0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF37,321$124.0 萬<0.1%–
VKTXViking Therapeutics, Inc.COM15,119$95.7 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB42,326$89.4 萬<0.1%–
EQIXEquinix IncCOM968$85.9 萬<0.1%歷史
iShares Tr46436E874IBONDS 24 TRM TS28,173$67.6 萬<0.1%–
Invesco Actively Managed Exc46090A879VAR RATE INVT23,863$59.9 萬<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG23,449$54.6 萬<0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF21,559$51.8 萬<0.1%–
Capital Group Dividend Growe14021L109SHS ETF16,581$50.9 萬<0.1%–
BF.BBrown Forman CorpStock9,768$48.1 萬<0.1%歷史
HUNHuntsman CORPCOM18,964$45.9 萬<0.1%歷史
RVTRoyce Small-Cap Trust, Inc.COM28,972$45.5 萬<0.1%歷史
VMIValmont Industries IncCOM1,539$44.6 萬<0.1%歷史
iShares Tr464288273EAFE SML CP ETF6,538$44.3 萬<0.1%–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF18,476$43.3 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM68,650$42.6 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT6,200$41.1 萬<0.1%–
MROMarathon Oil CorpCOM15,299$40.7 萬<0.1%歷史
BMAMacro Bank Inc.SPON ADR B6,275$39.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT12,291$39.6 萬<0.1%–
Aim ETF Products Trust00888H646ALLIANZIM U S LA14,799$38.9 萬<0.1%–
Innovator ETFs Trust45782C367INTRNL DEV APRL13,292$37.8 萬<0.1%–
LEVILevi Strauss & CoCL A COM STK17,241$37.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT7,693$37.4 萬<0.1%–
Innovator ETFs Trust45784N304US SMALL CAP POW14,375$36.7 萬<0.1%–
WFRDWeatherford International plcORD SHS4,317$36.7 萬<0.1%歷史
DGDollar General CorpCOM4,299$36.4 萬<0.1%歷史
Dimensional ETF Trust25434V823US REAL ESTA ETF14,117$36.2 萬<0.1%–
CARAvis Budget Group, Inc.COM4,025$35.3 萬<0.1%歷史
BKHBlack Hills CorpCOM5,571$34.1 萬<0.1%歷史
ILMNIllumina, Inc.COM2,559$33.4 萬<0.1%歷史
iShares Tr464289420RUS TP200 VL ETF3,856$31.3 萬<0.1%–
iShares Tr46435G524INTL DIV GRWTH4,201$31.3 萬<0.1%–
ADMAAdma Biologics, Inc.COM15,000$30.0 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK11,182$28.6 萬<0.1%–
Innovator ETFs Trust45782C748US EQTY PWR BUF7,709$28.4 萬<0.1%–
DINOHF Sinclair CorpCOM6,309$28.1 萬<0.1%歷史
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,632$28.1 萬<0.1%–
CFLTConfluent, Inc.CLASS A COM13,639$27.8 萬<0.1%歷史
BLDRBuilders FirstSource, Inc.Stock1,432$27.8 萬<0.1%歷史
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,355$27.7 萬<0.1%–
ASPNAspen Aerogels IncCOM9,880$27.4 萬<0.1%歷史
NEMNEWMONT CorpStock5,083$27.2 萬<0.1%歷史
iShares Core MSCI Europe ETF46434V738ETF4,387$26.7 萬<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR13,943$26.4 萬<0.1%–
STRSitio Royalties Corp.CLASS A COM12,564$26.2 萬<0.1%歷史
PINSPinterest, Inc.CL A8,047$26.0 萬<0.1%歷史
PHMPultegroup IncCOM1,802$25.9 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,119$25.6 萬<0.1%歷史
Fidelity MSCI Materials Index ETF316092881ETF4,728$25.6 萬<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,750$25.3 萬<0.1%–
Vanguard Mun BD FDS922907738INTERMEDIATE TRM2,475$25.0 萬<0.1%–
MURMurphy Oil CorpCOM7,395$25.0 萬<0.1%歷史
ICLRIcon PLCCOM852$24.5 萬<0.1%歷史
MGMMGM Resorts InternationalStock6,186$24.2 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,467$24.2 萬<0.1%歷史
SOLVSolventum CorpStock3,450$24.1 萬<0.1%歷史
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,571$23.9 萬<0.1%–
PSAPublic StorageCOM654$23.8 萬<0.1%歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR8,524$23.7 萬<0.1%–
BHPBHP Group LtdADR3,767$23.5 萬<0.1%歷史
WBSWebster Financial CorpCOM5,029$23.4 萬<0.1%歷史
WDAYWorkday, Inc.CL A954$23.3 萬<0.1%歷史
iShares Tr464288612INTRM GOV CR ETF2,173$23.3 萬<0.1%–
LUVSouthwest Airlines CoCOM7,843$23.2 萬<0.1%歷史
LKQLKQ CorpCOM5,813$23.2 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock2,000$23.0 萬<0.1%歷史
Etfis Ser Tr I26923G772INFRAC ACT MLP5,517$22.4 萬<0.1%–
PPLPPL CorpCOM6,730$22.3 萬<0.1%歷史
OMCOmnicom Group Inc.COM2,153$22.3 萬<0.1%歷史
SCCOSouthern Copper CorpStock1,914$22.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,660$22.0 萬<0.1%–
EBAYeBay IncCOM3,328$21.7 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF2,811$21.6 萬<0.1%–
HIGHartford Insurance Group, Inc.Stock1,825$21.5 萬<0.1%歷史
JDJD.com, Inc.SPON ADS CL A5,363$21.5 萬<0.1%歷史
SYBTStock Yards Bancorp, Inc.COM3,455$21.4 萬<0.1%歷史
NMAINuveen Multi-Asset Income FundCOM16,167$21.4 萬<0.1%歷史
OTISOtis Worldwide CorpStock2,048$21.3 萬<0.1%歷史
GPKGraphic Packaging Holding CoCOM7,145$21.1 萬<0.1%歷史
CNCCentene CorpStock2,803$21.1 萬<0.1%歷史
MCHPMicrochip Technology IncStock2,621$21.0 萬<0.1%歷史
ENPHEnphase Energy, Inc.Stock1,859$21.0 萬<0.1%歷史
RRyder System IncCOM1,429$20.8 萬<0.1%歷史
AEMAgnico Eagle Mines LtdStock2,580$20.8 萬<0.1%歷史
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,963$20.7 萬<0.1%–
GNRCGenerac Holdings Inc.Stock1,302$20.7 萬<0.1%歷史
KEYKeycorpCOM12,285$20.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT4,474$20.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF10,546$20.4 萬<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI8,426$20.3 萬<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K19,935$20.3 萬<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,174$20.3 萬<0.1%–