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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 1 季持倉

持倉截至 2025/3/31,2025/5/2 申報。只含多頭部位,變化是跟 2024 年第 4 季比股數。

機構總覽
持股檔數
1,190
較 2024 年第 4 季 +32
總值
$31.3 億
較 2024 年第 4 季 −$4,976 萬 (−1.6%)
申報日
2025/5/2
SEC
Sigma Planning Corp 在 2025 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF322,719$1.81 億5.8%−10,729−3.2%減碼–
AAPLApple Inc.Stock694,515$1.54 億4.9%+781+0.1%加碼歷史
NVDANVIDIA CorpStock694,988$7,532 萬2.4%+12,804+1.9%加碼歷史
AMZNAmazon Com IncStock344,459$6,554 萬2.1%+9,971+3.0%加碼歷史
Invesco QQQ Trust Series I46090E103ETF136,317$6,392 萬2.0%−2,216−1.6%減碼–
MSFTMicrosoft CorpStock151,701$5,695 萬1.8%+2,425+1.6%加碼歷史
SPYSPDR S&P 500 ETF TrustETF94,481$5,285 萬1.7%+1,354+1.5%加碼歷史
Vanguard S&P 500 ETF922908363ETF99,204$5,098 萬1.6%+1,579+1.6%加碼–
iShares Core Dividend Growth ETF46434V621ETF809,093$4,999 萬1.6%+204,363+33.8%加碼–
iShares S&P 500 Growth ETF464287309ETF416,632$3,868 萬1.2%−53,824−11.4%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF317,716$3,453 萬1.1%+11,019+3.6%加碼–
BRK.BBerkshire Hathaway IncStock60,089$3,200 萬1.0%+1,484+2.5%加碼歷史
Pacer US Cash Cows 100 ETF69374H881ETF506,971$2,776 萬0.9%−33,987−6.3%減碼–
Schwab US Dividend Equity ETF808524797ETF882,844$2,468 萬0.8%−24,697−2.7%減碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF935,361$2,342 萬0.7%−8,491−0.9%減碼–
GOOGAlphabet Inc.Stock145,763$2,277 萬0.7%−566−0.4%減碼歷史
METAMeta Platforms, Inc.Stock38,843$2,239 萬0.7%+6,211+19.0%加碼歷史
ABBVAbbVie Inc.Stock106,146$2,224 萬0.7%−992−0.9%減碼歷史
iShares S&P 500 Value ETF464287408ETF116,249$2,215 萬0.7%+8,063+7.5%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF359,567$2,098 萬0.7%−19,358−5.1%減碼–
iShares Tr4642874571 3 YR TREAS BD250,256$2,070 萬0.7%+15,857+6.8%加碼–
iShares Core S&P Small Cap ETF464287804ETF182,659$1,910 萬0.6%−17,120−8.6%減碼–
First Tr Exchange Traded FD33741X102SMID RISNG ETF557,301$1,867 萬0.6%+36,251+7.0%加碼–
GLDSPDR Gold TrustETF63,981$1,844 萬0.6%+2,669+4.4%加碼歷史
COSTCostco Wholesale CorpStock19,442$1,839 萬0.6%+2,331+13.6%加碼歷史
iShares Tr46429B655FLTG RATE NT ETF351,431$1,794 萬0.6%+105,222+42.7%加碼–
JPMJPMorgan Chase & CoStock72,632$1,782 萬0.6%+1,674+2.4%加碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF178,494$1,766 萬0.6%+843+0.5%加碼–
VanEck Morningstar Wide Moat ETF92189F643ETF185,920$1,636 萬0.5%−15,554−7.7%減碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF548,129$1,627 萬0.5%+71,190+14.9%加碼–
iShares Tr464288638ISHS 5-10YR INVT301,446$1,583 萬0.5%+48,793+19.3%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF163,872$1,535 萬0.5%+7,222+4.6%加碼–
HDHome Depot, Inc.Stock38,174$1,399 萬0.4%+481+1.3%加碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT80,420$1,393 萬0.4%−9,738−10.8%減碼–
VVisa Inc.Stock39,442$1,382 萬0.4%+522+1.3%加碼歷史
LLYEli Lilly & CoStock16,699$1,379 萬0.4%−640−3.7%減碼歷史
GOOGLAlphabet Inc.Stock87,716$1,356 萬0.4%+5,328+6.5%加碼歷史
iShares Tr464288414NATIONAL MUN ETF125,060$1,319 萬0.4%−7,646−5.8%減碼–
Vanguard Morningstar Value ETF922908744ETF75,151$1,298 萬0.4%+6,458+9.4%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM227,110$1,298 萬0.4%+14,008+6.6%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF47,129$1,295 萬0.4%+1,092+2.4%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF75,291$1,287 萬0.4%+1,615+2.2%加碼–
AVGOBroadcom Inc.Stock74,858$1,253 萬0.4%+13,839+22.7%加碼歷史
TSLATesla, Inc.Stock46,565$1,207 萬0.4%+2,211+5.0%加碼歷史
Schwab U.S. Large-Cap ETF808524201ETF544,607$1,202 萬0.4%−29,208−5.1%減碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF55,477$1,145 萬0.4%+3,853+7.5%加碼–
iShares Core S&P US Value ETF464287663ETF123,992$1,144 萬0.4%−1,737−1.4%減碼–
IAUiShares Gold TrustETF193,360$1,140 萬0.4%+35,614+22.6%加碼歷史
iShares Tr464287572GLOBAL 100 ETF110,019$1,059 萬0.3%−30,836−21.9%減碼–
XOMExxonMobil Holdings CorpCOM86,951$1,034 萬0.3%+407+0.5%加碼歷史
WMTWalmart Inc.Stock116,647$1,024 萬0.3%+8,151+7.5%加碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF132,905$1,018 萬0.3%−135−0.1%減碼–
iShares Tr464288646ISHS 1-5YR INVS193,256$1,012 萬0.3%+101,226+110.0%加碼–
PGProcter & Gamble CoStock59,353$1,012 萬0.3%−172−0.3%減碼歷史
JNJJohnson & JohnsonStock59,236$982.4 萬0.3%−1,383−2.3%減碼歷史
IBMInternational Business Machines CorpStock39,118$972.7 萬0.3%+3,015+8.4%加碼歷史
Capital Group Dividend Value14020W106SHS CREAT UNIT271,474$967.7 萬0.3%−10,939−3.9%減碼–
CVXChevron CorpStock55,972$936.4 萬0.3%−838−1.5%減碼歷史
WMWaste Management IncStock40,064$927.5 萬0.3%+1,734+4.5%加碼歷史
iShares Tr464288307MRGSTR MD CP GRW128,755$919.7 萬0.3%−3,033−2.3%減碼–
Vanguard Total International Bond ETF92203J407ETF183,555$896.1 萬0.3%+16,571+9.9%加碼–
iShares Core MSCI Eafe ETF46432F842ETF118,441$896.0 萬0.3%−16,643−12.3%減碼–
ABTAbbott LaboratoriesStock66,478$881.8 萬0.3%−3,592−5.1%減碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF150,079$878.6 萬0.3%+14,800+10.9%加碼–
VZVerizon Communications IncStock192,292$872.2 萬0.3%−18,660−8.8%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF174,973$871.5 萬0.3%+17,451+11.1%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF59,631$870.7 萬0.3%+1,016+1.7%加碼–
PLTRPalantir Technologies Inc.Stock103,109$870.2 萬0.3%+17,450+20.4%加碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF169,957$863.9 萬0.3%+15,767+10.2%加碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF167,223$854.2 萬0.3%+47,588+39.8%加碼–
First Tr Exchange Traded FD33738R118NASD TECH DIV114,296$841.3 萬0.3%+7,691+7.2%加碼–
CATCaterpillar IncStock24,915$821.7 萬0.3%−1,438−5.5%減碼歷史
First Tr Exchange Traded FD33738R704RBA INDL ETF119,093$812.3 萬0.3%+13,849+13.2%加碼–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF147,605$809.8 萬0.3%+9,239+6.7%加碼–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500158,024$798.3 萬0.3%+9,723+6.6%加碼–
UNHUnitedHealth Group IncStock15,048$788.1 萬0.3%+457+3.1%加碼歷史
NEENextera Energy IncStock109,414$775.6 萬0.2%−5,388−4.7%減碼歷史
DTEDte Energy CoCOM55,992$774.2 萬0.2%+991+1.8%加碼歷史
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN153,449$772.7 萬0.2%+11,346+8.0%加碼–
Vanguard Dividend Appreciation ETF921908844ETF39,013$756.8 萬0.2%+283+0.7%加碼–
Pacer FDS Tr69374H568SWAN SOS FD OF255,285$728.8 萬0.2%+6,305+2.5%加碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD90,557$714.9 萬0.2%+609+0.7%加碼–
iShares Core High Dividend ETF46429B663ETF58,785$712.0 萬0.2%−217−0.4%減碼–
iShares Tr464287150CORE S&P TTL STK58,270$710.9 萬0.2%−2,919−4.8%減碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF155,003$707.6 萬0.2%−14,323−8.5%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT141,946$697.8 萬0.2%−2,250−1.6%減碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF75,201$674.1 萬0.2%+59+0.1%加碼–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF377,633$664.3 萬0.2%+1,596+0.4%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF81,607$643.5 萬0.2%−852−1.0%減碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF192,008$638.2 萬0.2%+5,544+3.0%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF68,070$636.1 萬0.2%−939−1.4%減碼–
First Tr Exchange-Traded FD33738D788CORE INVESTMENT301,512$632.9 萬0.2%+301,512新進–
iShares Tr46436E7180-3 MTH TREASURY62,239$626.6 萬0.2%−641−1.0%減碼–
NFLXNetflix IncStock6,692$624.1 萬0.2%+1,120+20.1%加碼歷史
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF251,356$622.1 萬0.2%+12,984+5.4%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF114,833$619.8 萬0.2%+3,467+3.1%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF23,840$616.5 萬0.2%+979+4.3%加碼–
iShares Tr46435U853BROAD USD HIGH167,249$615.6 萬0.2%+3,276+2.0%加碼–
CRMSalesforce, Inc.Stock22,873$613.8 萬0.2%−2,747−10.7%減碼歷史
MCDMcDonalds CorpStock19,580$611.6 萬0.2%+321+1.7%加碼歷史

選擇權(13 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 1 季的選擇權部位
證券類別賣權買權
TSLATesla, Inc.Stock$32.5 萬–
NVDANVIDIA CorpStock$28.7 萬–
AMDAdvanced Micro Devices IncStock–$12.4 萬
SMCISuper Micro Computer, Inc.Stock–$11.2 萬
XRXXerox Holdings CorpCOM NEW$10.5 萬–
FFord Motor CoStock–$7.53 萬
OLEDUniversal Display CorpCOM$4.63 萬–
LULUlululemon athletica inc.Stock–$4.20 萬
AIC3.ai, Inc.Stock–$3.54 萬
BFHBread Financial Holdings, Inc.COM$5,406–
ECPGEncore Capital Group IncCOM$2,276–
NWLNewell Brands Inc.Stock$1,924–
QCOMQualcomm IncStock–$600

2024 年第 4 季之後清倉(99 檔)

2024 年第 4 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 4 季之後清倉的部位
證券類別2024 年第 4 季股數2024 年第 4 季市值2024 年第 4 季佔組合 %紀錄
ALABAstera Labs, Inc.Stock20,520$271.8 萬0.1%歷史
T Rowe Price Exchange-Traded87283Q826SMALL MID CAP56,868$183.4 萬0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF45,545$160.7 萬0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV29,771$151.0 萬<0.1%–
CLHClean Harbors IncCOM6,446$148.3 萬<0.1%歷史
iShares U S ETF Tr46431W606IT RT HDG HGYL17,018$146.9 萬<0.1%–
Invesco Exchange Traded FD T46137V290S&P500 EQL REL40,618$142.9 萬<0.1%–
Etfis Ser Tr I26923G806VIRTUS REAVES UT21,463$136.8 萬<0.1%–
J P Morgan Exchange Traded F46654Q781EQUITY FOCUS ETF17,615$118.2 萬<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS40,084$115.2 萬<0.1%–
ARMKAramarkCOM23,028$85.9 萬<0.1%歷史
SLVMSylvamo CorpCOMMON STOCK9,375$74.1 萬<0.1%歷史
VMCVulcan Materials COCOM2,642$68.0 萬<0.1%歷史
RBLXRoblox CorpStock11,165$64.6 萬<0.1%歷史
TRUPTrupanion, Inc.COM12,007$57.9 萬<0.1%歷史
PKGPackaging Corp of AmericaStock2,568$57.8 萬<0.1%歷史
BNSBank of Nova ScotiaCOM10,267$55.2 萬<0.1%歷史
FNFabrinetSHS2,499$54.9 萬<0.1%歷史
Innovator ETFs Trust45784N866US SMALL CAP PWR21,434$54.5 萬<0.1%–
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF23,518$54.4 萬<0.1%–
Etfis Ser Tr I26923G798VIRTUS PVT CR24,061$52.3 萬<0.1%–
NICENICE Ltd.SPONSORED ADR3,045$51.7 萬<0.1%歷史
HUTHut 8 Corp.COM22,000$45.1 萬<0.1%歷史
State Street SPDR S&P Biotech ETF78464A870ETF5,000$45.0 萬<0.1%–
AIGAmerican International Group, Inc.Stock6,124$44.6 萬<0.1%歷史
iShares Tr46435G425ESG AWR MSCI USA3,435$44.3 萬<0.1%–
PRPermian Resources CorpCLASS A COM27,241$39.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,273$38.3 萬<0.1%–
IONQIonQ, Inc.COM8,837$36.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN7,707$34.9 萬<0.1%–
First Tr Exchange-Traded Alp33734K109COM SHS3,152$32.9 萬<0.1%–
STLDSteel Dynamics IncCOM2,822$32.2 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR6,392$31.9 萬<0.1%–
ONBOld National BancorpStock14,522$31.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF3,004$30.6 萬<0.1%–
ALBAlbemarle CorpStock3,536$30.4 萬<0.1%歷史
SNPSSynopsys IncCOM617$29.9 萬<0.1%歷史
DDOGDatadog, Inc.CL A COM2,092$29.9 萬<0.1%歷史
DECKDeckers Outdoor CorpCOM1,447$29.4 萬<0.1%歷史
WLKWestlake CorpCOM2,531$29.0 萬<0.1%歷史
Global X Lithium & Battery Tech ETF37954Y855ETF7,081$28.9 萬<0.1%–
Neos ETF Trust Nasdaq 100 HDGD78433H667ETF10,927$28.5 萬<0.1%–
JBHTHunt J B Transport Services IncCOM1,634$27.9 萬<0.1%歷史
GNTXGentex CorpCOM9,462$27.2 萬<0.1%歷史
JCIJohnson Controls International plcStock3,439$27.1 萬<0.1%歷史
Innovator ETFs Trust45782C870US EQT PWR BUF7,354$27.0 萬<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B9,081$26.7 萬<0.1%–
iShares Inc464286525MSCI GBL MIN VOL2,339$25.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F771FT VEST US5,849$25.0 萬<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF9,311$24.3 萬<0.1%–
ONONOn Holding AGStock4,407$24.1 萬<0.1%歷史
ASIXAdvanSix Inc.COM8,460$24.1 萬<0.1%歷史
ARK Next Generation Technology ETF00214Q401ETF2,231$24.1 萬<0.1%–
CHTRCharter Communications, Inc.CL A701$24.0 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM2,835$24.0 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock2,698$23.9 萬<0.1%歷史
iShares Inc464286475EM MKT SM-CP ETF4,105$23.9 萬<0.1%–
UNGUnited States Natural Gas Fund, LPETF14,049$23.6 萬<0.1%歷史
WBAWalgreens Boots Alliance, Inc.COM24,763$23.1 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock1,295$22.8 萬<0.1%歷史
HALHalliburton CoStock8,383$22.8 萬<0.1%歷史
ProShares Tr74347R842PSHS ULTRUSS20005,384$22.5 萬<0.1%–
Pacer Trendpilot US Mid Cap ETF69374H204ETF6,093$22.5 萬<0.1%–
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM5,929$22.4 萬<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF4,646$22.3 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF8,950$22.3 萬<0.1%–
Cyberark Software LtdM2682V108SHS665$22.2 萬<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF817$22.1 萬<0.1%–
OCOwens CorningStock1,271$21.7 萬<0.1%歷史
ALLYAlly Financial Inc.Stock6,010$21.6 萬<0.1%歷史
SRTSSensus Healthcare, Inc.COM31,000$21.5 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM714$21.4 萬<0.1%歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF5,700$21.3 萬<0.1%–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,013$21.3 萬<0.1%–
Sprott FDS Tr85208P303URANIUM MINERS E5,250$21.2 萬<0.1%–
ODFLOld Dominion Freight Line, Inc.COM1,198$21.1 萬<0.1%歷史
DHIHorton D R IncCOM1,493$20.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM5,311$20.8 萬<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,964$20.8 萬<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B5,897$20.8 萬<0.1%–
PSNParsons CorpCOM2,236$20.6 萬<0.1%歷史
VALValaris LtdCL A4,623$20.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A4,694$20.2 萬<0.1%歷史
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF16,128$19.4 萬<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,033$18.3 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$17.3 萬<0.1%–
VSTSVestis CorpCOM SHS10,674$16.3 萬<0.1%歷史
APTOAptose Biosciences Inc.COM703,384$15.8 萬<0.1%歷史
iShares Global Clean Energy ETF464288224ETF10,186$11.6 萬<0.1%–
FSCOFS Credit Opportunities Corp.COMMON STOCK15,732$10.7 萬<0.1%歷史
VMOInvesco Municipal Opportunity TrustCOM10,853$10.5 萬<0.1%歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS10,976$9.37 萬<0.1%歷史
UAUnder Armour, Inc.CL C10,933$8.16 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM15,250$7.52 萬<0.1%歷史
PHKPIMCO High Income FundCOM SHS15,070$7.32 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS13,048$4.98 萬<0.1%歷史
Amplify ETF Tr032108631AMPLIFY ALTERNAT14,757$3.31 萬<0.1%–
ZOMDFZomedica Corp.COM180,400$2.16 萬<0.1%歷史
WKSPWorksport LtdCOM NEW11,304$1.04 萬<0.1%歷史