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Livermore
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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 1 季持倉

持倉截至 2025/3/31，2025/5/2 申報。只含多頭部位，變化是跟 2024 年第 4 季比股數。

機構總覽
持股檔數
1,190
較 2024 年第 4 季 +32
總值
$31.3 億
較 2024 年第 4 季 −$4,976 萬 (−1.6%)
申報日
2025/5/2
SEC
Sigma Planning Corp 在 2025 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$350<0.1%00.0%不變歷史
CMLSQCumulus Media IncCOM CL A14,119$6,241<0.1%−7,581−34.9%減碼歷史
TLRYTilray Brands, Inc.COM CL 213,584$8,931<0.1%+378+2.9%加碼歷史
DNNDenison Mines Corp.COM12,000$1.56 萬<0.1%00.0%不變歷史
ESPREsperion Therapeutics, Inc.COM12,250$1.76 萬<0.1%−178,191−93.6%減碼歷史
OPKOpko Health, Inc.COM17,972$2.98 萬<0.1%00.0%不變歷史
PLUGPlug Power IncStock23,257$3.14 萬<0.1%−1,431−5.8%減碼歷史
PLGPlatinum Group Metals LtdCOM25,500$3.16 萬<0.1%+2,000+8.5%加碼歷史
ACHVAchieve Life Sciences, Inc.COM12,950$3.46 萬<0.1%+2,350+22.2%加碼歷史
BBDBank BradescoSP ADR PFD NEW19,463$4.34 萬<0.1%+19,463新進歷史
SBSafe Bulkers, Inc.COM11,799$4.35 萬<0.1%+14+0.1%加碼歷史
GGBGerdau S.A.SPON ADR REP PFD16,311$4.63 萬<0.1%+16,311新進歷史
IAFAbrdn Australia Equity Fund, Inc.COM12,100$4.88 萬<0.1%00.0%不變歷史
IBRXImmunityBio, Inc.COM17,000$5.12 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM20,472$5.34 萬<0.1%+265+1.3%加碼歷史
APTOAptose Biosciences Inc.COM NEW17,389$5.48 萬<0.1%+17,389新進歷史
XRXXerox Holdings CorpCOM NEW11,450$5.53 萬<0.1%+11,450新進歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT16,477$6.39 萬<0.1%−251−1.5%減碼歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM17,226$6.86 萬<0.1%+17,226新進歷史
BGSB&G Foods, Inc.COM10,050$6.90 萬<0.1%+10,050新進歷史
GABGabelli Equity Trust IncCOM12,887$7.10 萬<0.1%+1,055+8.9%加碼歷史
LUNRIntuitive Machines, Inc.CLASS A COM10,415$7.76 萬<0.1%+10,415新進歷史
RCATRed Cat Holdings, Inc.Stock13,684$8.05 萬<0.1%00.0%不變歷史
NATNordic American Tankers LtdCOM32,711$8.05 萬<0.1%−198−0.6%減碼歷史
CIKUBS Asset Management Income Fund, Inc.COM31,435$9.12 萬<0.1%00.0%不變歷史
BBBLACKBERRY LtdCOM24,326$9.17 萬<0.1%+8,000+49.0%加碼歷史
SCWO374Water Inc.Common Stock270,693$9.20 萬<0.1%+86,733+47.1%加碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,474$9.76 萬<0.1%00.0%不變歷史
JPCNuveen Preferred & Income Opportunities FundCOM12,541$9.98 萬<0.1%+40.0%加碼歷史
CLSKCleanspark, Inc.COM NEW14,923$10.0 萬<0.1%−2,595−14.8%減碼歷史
AGFirst Majestic Silver CorpCOM15,030$10.1 萬<0.1%+3,380+29.0%加碼歷史
IGRCbre Global Real Estate Income FundCOM19,603$10.1 萬<0.1%+805+4.3%加碼歷史
TWITitan International IncCOM12,069$10.1 萬<0.1%+12,069新進歷史
LTRNLantern Pharma Inc.COM28,650$10.1 萬<0.1%+200+0.7%加碼歷史
RGTIRigetti Computing, Inc.COMMON STOCK12,893$10.2 萬<0.1%−5,361−29.4%減碼歷史
INTSIntensity Therapeutics, Inc.COM54,837$10.8 萬<0.1%00.0%不變歷史
LANDGladstone Land CorpCOM10,491$11.0 萬<0.1%+10,491新進歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT13,629$11.4 萬<0.1%−5,514−28.8%減碼歷史
CLFCleveland-Cliffs Inc.COM14,026$11.5 萬<0.1%+3,441+32.5%加碼歷史
PFLTPennantPark Floating Rate Capital Ltd.COM10,384$11.6 萬<0.1%−507−4.7%減碼歷史
INABIN8BIO, Inc.COM700,680$11.6 萬<0.1%−340,700−32.7%減碼歷史
EVVEaton Vance Ltd Duration Income FundCOM12,211$12.2 萬<0.1%−78−0.6%減碼歷史
MARAMARA Holdings, Inc.COM10,629$12.2 萬<0.1%+10,629新進歷史
CIMChimera Investment CorpCOM SHS10,229$13.1 萬<0.1%+10,229新進歷史
UWMCUWM Holdings CorpCOM CL A24,554$13.4 萬<0.1%+33+0.1%加碼歷史
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU13,770$13.7 萬<0.1%+13,770新進歷史
Golden Ocean Group LtdG39637205SHS NEW17,755$14.2 萬<0.1%+371+2.1%加碼–
PDMPiedmont Realty Trust, Inc.COM CL A19,322$14.2 萬<0.1%−4,200−17.9%減碼歷史
VanEck ETF Trust92189F452MORTGAGE REIT12,950$14.5 萬<0.1%+500+4.0%加碼–
RIOTRiot Platforms, Inc.COM20,343$14.5 萬<0.1%+1,804+9.7%加碼歷史
RCReady Capital CorpCOM28,511$14.5 萬<0.1%+28,511新進歷史
BEATHeartBeam, Inc.COM73,450$14.8 萬<0.1%+73,450新進歷史
MPTMedical Properties Trust IncCOM24,466$14.8 萬<0.1%+1,635+7.2%加碼歷史
HLHecla Mining CoCOM27,493$15.3 萬<0.1%+1,104+4.2%加碼歷史
LIVELive Ventures IncCOM NEW20,096$15.3 萬<0.1%+357+1.8%加碼歷史
RCKTRocket Pharmaceuticals, Inc.COM23,575$15.7 萬<0.1%+200+0.9%加碼歷史
RUMRUM Group Inc.Stock22,255$15.7 萬<0.1%−4,077−15.5%減碼歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$16.0 萬<0.1%+27,018新進歷史
ACTUActuate Therapeutics, Inc.COM23,675$16.0 萬<0.1%+7,600+47.3%加碼歷史
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$16.1 萬<0.1%−4,534−27.2%減碼歷史
QXOQXO, Inc.COM NEW12,189$16.5 萬<0.1%+12,189新進歷史
EFREaton Vance Senior Floating-Rate TrustCOM14,198$17.4 萬<0.1%+783+5.8%加碼歷史
PSECProspect Capital CorpCOM43,745$17.9 萬<0.1%−25,443−36.8%減碼歷史
HAFNHafnia LtdCOMMON STOCK44,450$18.5 萬<0.1%+7,500+20.3%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW23,587$19.0 萬<0.1%−3,381−12.5%減碼歷史
NWLNewell Brands Inc.Stock31,428$19.5 萬<0.1%+11,152+55.0%加碼歷史
ATOMAtomera IncCOM49,010$19.6 萬<0.1%−800−1.6%減碼歷史
Innovator ETFs Trust45782C342US SML CP PWR ET6,542$20.2 萬<0.1%+200+3.2%加碼–
LTCLTC Properties IncREIT5,697$20.2 萬<0.1%+5,697新進歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$20.2 萬<0.1%−1,023−19.2%減碼–
iShares Tr464287374NORTH AMERN NAT4,470$20.3 萬<0.1%+4,470新進–
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,839$20.4 萬<0.1%+10.0%加碼–
TSITCW Strategic Income Fund IncCOM41,952$20.4 萬<0.1%00.0%不變歷史
SCCOSouthern Copper CorpStock2,191$20.5 萬<0.1%+2,191新進歷史
LKQLKQ CorpCOM4,824$20.5 萬<0.1%+4,824新進歷史
Schwab U.S. Small-Cap ETF808524607ETF8,763$20.5 萬<0.1%+8,763新進–
PCARPaccar IncCOM2,133$20.8 萬<0.1%+37+1.8%加碼歷史
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS6,406$20.8 萬<0.1%+6,406新進歷史
SNDXSyndax Pharmaceuticals IncCOM16,985$20.9 萬<0.1%−800−4.5%減碼歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,397$20.9 萬<0.1%+4,397新進–
NEANuveen AMT-Free Quality Municipal Income FundCOM18,645$20.9 萬<0.1%−2,796−13.0%減碼歷史
iShares Tr46438G406IBONDS OCT 20258,160$20.9 萬<0.1%+8,160新進–
MSIMotorola Solutions, Inc.Stock479$21.0 萬<0.1%+479新進歷史
iShares Tr46435G250HIGH YLD SYSTM B4,457$21.0 萬<0.1%+4,457新進–
EZPWEzcorp IncCL A NON VTG14,279$21.0 萬<0.1%−77−0.5%減碼歷史
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$21.1 萬<0.1%+965+14.1%加碼–
NEMNEWMONT CorpStock4,380$21.1 萬<0.1%+4,380新進歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$21.2 萬<0.1%00.0%不變歷史
Abrdn ETFs003261104BBRG ALL COMD K19,866$21.2 萬<0.1%+9,866新進–
IFNAberdeen India Fund, Inc.COM13,431$21.2 萬<0.1%+13,431新進歷史
IDXXIDEXX Laboratories IncCOM505$21.2 萬<0.1%−210−29.4%減碼歷史
Innovator ETFs Trust45782C334GRWT100 PWR BF4,455$21.3 萬<0.1%−1,452−24.6%減碼–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$21.3 萬<0.1%+6,993新進–
AAAUGoldman Sachs Physical Gold ETFUNIT6,890$21.3 萬<0.1%+6,890新進歷史
Fidelity Covington Trust31609A503ENH MID COR ETF6,808$21.3 萬<0.1%−1,763−20.6%減碼–
WHRWhirlpool CorpStock2,368$21.3 萬<0.1%+201+9.3%加碼歷史
Vanguard Wellington FD921935508US MOMENTUM1,418$21.5 萬<0.1%−442−23.8%減碼–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,958$21.6 萬<0.1%−25−1.3%減碼–
SPDR Series Trust78468R531SPDR S&P 500 ESG4,032$21.6 萬<0.1%+22+0.5%加碼–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$21.7 萬<0.1%+10,750新進–

選擇權（13 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 1 季的選擇權部位
證券類別賣權買權
TSLATesla, Inc.Stock$32.5 萬–
NVDANVIDIA CorpStock$28.7 萬–
AMDAdvanced Micro Devices IncStock–$12.4 萬
SMCISuper Micro Computer, Inc.Stock–$11.2 萬
XRXXerox Holdings CorpCOM NEW$10.5 萬–
FFord Motor CoStock–$7.53 萬
OLEDUniversal Display CorpCOM$4.63 萬–
LULUlululemon athletica inc.Stock–$4.20 萬
AIC3.ai, Inc.Stock–$3.54 萬
BFHBread Financial Holdings, Inc.COM$5,406–
ECPGEncore Capital Group IncCOM$2,276–
NWLNewell Brands Inc.Stock$1,924–
QCOMQualcomm IncStock–$600

2024 年第 4 季之後清倉（99 檔）

2024 年第 4 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 4 季之後清倉的部位
證券類別2024 年第 4 季股數2024 年第 4 季市值2024 年第 4 季佔組合 %紀錄
ALABAstera Labs, Inc.Stock20,520$271.8 萬0.1%歷史
T Rowe Price Exchange-Traded87283Q826SMALL MID CAP56,868$183.4 萬0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF45,545$160.7 萬0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV29,771$151.0 萬<0.1%–
CLHClean Harbors IncCOM6,446$148.3 萬<0.1%歷史
iShares U S ETF Tr46431W606IT RT HDG HGYL17,018$146.9 萬<0.1%–
Invesco Exchange Traded FD T46137V290S&P500 EQL REL40,618$142.9 萬<0.1%–
Etfis Ser Tr I26923G806VIRTUS REAVES UT21,463$136.8 萬<0.1%–
J P Morgan Exchange Traded F46654Q781EQUITY FOCUS ETF17,615$118.2 萬<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS40,084$115.2 萬<0.1%–
ARMKAramarkCOM23,028$85.9 萬<0.1%歷史
SLVMSylvamo CorpCOMMON STOCK9,375$74.1 萬<0.1%歷史
VMCVulcan Materials COCOM2,642$68.0 萬<0.1%歷史
RBLXRoblox CorpStock11,165$64.6 萬<0.1%歷史
TRUPTrupanion, Inc.COM12,007$57.9 萬<0.1%歷史
PKGPackaging Corp of AmericaStock2,568$57.8 萬<0.1%歷史
BNSBank of Nova ScotiaCOM10,267$55.2 萬<0.1%歷史
FNFabrinetSHS2,499$54.9 萬<0.1%歷史
Innovator ETFs Trust45784N866US SMALL CAP PWR21,434$54.5 萬<0.1%–
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF23,518$54.4 萬<0.1%–
Etfis Ser Tr I26923G798VIRTUS PVT CR24,061$52.3 萬<0.1%–
NICENICE Ltd.SPONSORED ADR3,045$51.7 萬<0.1%歷史
HUTHut 8 Corp.COM22,000$45.1 萬<0.1%歷史
State Street SPDR S&P Biotech ETF78464A870ETF5,000$45.0 萬<0.1%–
AIGAmerican International Group, Inc.Stock6,124$44.6 萬<0.1%歷史
iShares Tr46435G425ESG AWR MSCI USA3,435$44.3 萬<0.1%–
PRPermian Resources CorpCLASS A COM27,241$39.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,273$38.3 萬<0.1%–
IONQIonQ, Inc.COM8,837$36.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN7,707$34.9 萬<0.1%–
First Tr Exchange-Traded Alp33734K109COM SHS3,152$32.9 萬<0.1%–
STLDSteel Dynamics IncCOM2,822$32.2 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR6,392$31.9 萬<0.1%–
ONBOld National BancorpStock14,522$31.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF3,004$30.6 萬<0.1%–
ALBAlbemarle CorpStock3,536$30.4 萬<0.1%歷史
SNPSSynopsys IncCOM617$29.9 萬<0.1%歷史
DDOGDatadog, Inc.CL A COM2,092$29.9 萬<0.1%歷史
DECKDeckers Outdoor CorpCOM1,447$29.4 萬<0.1%歷史
WLKWestlake CorpCOM2,531$29.0 萬<0.1%歷史
Global X Lithium & Battery Tech ETF37954Y855ETF7,081$28.9 萬<0.1%–
Neos ETF Trust Nasdaq 100 HDGD78433H667ETF10,927$28.5 萬<0.1%–
JBHTHunt J B Transport Services IncCOM1,634$27.9 萬<0.1%歷史
GNTXGentex CorpCOM9,462$27.2 萬<0.1%歷史
JCIJohnson Controls International plcStock3,439$27.1 萬<0.1%歷史
Innovator ETFs Trust45782C870US EQT PWR BUF7,354$27.0 萬<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B9,081$26.7 萬<0.1%–
iShares Inc464286525MSCI GBL MIN VOL2,339$25.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F771FT VEST US5,849$25.0 萬<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF9,311$24.3 萬<0.1%–
ONONOn Holding AGStock4,407$24.1 萬<0.1%歷史
ASIXAdvanSix Inc.COM8,460$24.1 萬<0.1%歷史
ARK Next Generation Technology ETF00214Q401ETF2,231$24.1 萬<0.1%–
CHTRCharter Communications, Inc.CL A701$24.0 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM2,835$24.0 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock2,698$23.9 萬<0.1%歷史
iShares Inc464286475EM MKT SM-CP ETF4,105$23.9 萬<0.1%–
UNGUnited States Natural Gas Fund, LPETF14,049$23.6 萬<0.1%歷史
WBAWalgreens Boots Alliance, Inc.COM24,763$23.1 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock1,295$22.8 萬<0.1%歷史
HALHalliburton CoStock8,383$22.8 萬<0.1%歷史
ProShares Tr74347R842PSHS ULTRUSS20005,384$22.5 萬<0.1%–
Pacer Trendpilot US Mid Cap ETF69374H204ETF6,093$22.5 萬<0.1%–
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM5,929$22.4 萬<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF4,646$22.3 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF8,950$22.3 萬<0.1%–
Cyberark Software LtdM2682V108SHS665$22.2 萬<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF817$22.1 萬<0.1%–
OCOwens CorningStock1,271$21.7 萬<0.1%歷史
ALLYAlly Financial Inc.Stock6,010$21.6 萬<0.1%歷史
SRTSSensus Healthcare, Inc.COM31,000$21.5 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM714$21.4 萬<0.1%歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF5,700$21.3 萬<0.1%–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,013$21.3 萬<0.1%–
Sprott FDS Tr85208P303URANIUM MINERS E5,250$21.2 萬<0.1%–
ODFLOld Dominion Freight Line, Inc.COM1,198$21.1 萬<0.1%歷史
DHIHorton D R IncCOM1,493$20.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM5,311$20.8 萬<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,964$20.8 萬<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B5,897$20.8 萬<0.1%–
PSNParsons CorpCOM2,236$20.6 萬<0.1%歷史
VALValaris LtdCL A4,623$20.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A4,694$20.2 萬<0.1%歷史
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF16,128$19.4 萬<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,033$18.3 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$17.3 萬<0.1%–
VSTSVestis CorpCOM SHS10,674$16.3 萬<0.1%歷史
APTOAptose Biosciences Inc.COM703,384$15.8 萬<0.1%歷史
iShares Global Clean Energy ETF464288224ETF10,186$11.6 萬<0.1%–
FSCOFS Credit Opportunities Corp.COMMON STOCK15,732$10.7 萬<0.1%歷史
VMOInvesco Municipal Opportunity TrustCOM10,853$10.5 萬<0.1%歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS10,976$9.37 萬<0.1%歷史
UAUnder Armour, Inc.CL C10,933$8.16 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM15,250$7.52 萬<0.1%歷史
PHKPIMCO High Income FundCOM SHS15,070$7.32 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS13,048$4.98 萬<0.1%歷史
Amplify ETF Tr032108631AMPLIFY ALTERNAT14,757$3.31 萬<0.1%–
ZOMDFZomedica Corp.COM180,400$2.16 萬<0.1%歷史
WKSPWorksport LtdCOM NEW11,304$1.04 萬<0.1%歷史