Sigma Planning Corp
- SEC CIK
- 0001449126
- 最新申報
- 2026/8/7
2024 年第 1 季持倉
持倉截至 2024/3/31，2024/5/2 申報。只含多頭部位，變化是跟 2023 年第 4 季比股數。
- 持股檔數
- 1,215
- 較 2023 年第 4 季 +375
- 總值
- $31.8 億
- 較 2023 年第 4 季 +$19.0 億 (+148.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SQFTWPresidio Property Trust, Inc. | *W EXP 01/24/202 | 10,218 | $705 | <0.1% | 00.0% | 不變 | 歷史 |
| Portage Biotech IncG7185A128 | COM | 10,680 | $6,016 | <0.1% | +10,680 | 新進 | – |
| RCATRed Cat Holdings, Inc. | Stock | 13,683 | $1.05 萬 | <0.1% | +13,683 | 新進 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 11,007 | $1.72 萬 | <0.1% | +11,007 | 新進 | 歷史 |
| PLGPlatinum Group Metals Ltd | COM | 18,500 | $2.16 萬 | <0.1% | +3,000+19.4% | 加碼 | 歷史 |
| OPKOpko Health, Inc. | COM | 18,189 | $2.18 萬 | <0.1% | +18,189 | 新進 | 歷史 |
| DNNDenison Mines Corp. | COM | 12,000 | $2.34 萬 | <0.1% | +2,000+20.0% | 加碼 | 歷史 |
| ZOMDFZomedica Corp. | COM | 160,500 | $2.34 萬 | <0.1% | +160,500 | 新進 | 歷史 |
| NKLANikola Corp | COM | 22,549 | $2.35 萬 | <0.1% | −4,110−15.4% | 減碼 | 歷史 |
| EVGNEvogene Ltd. | SHS | 31,785 | $2.38 萬 | <0.1% | +8,698+37.7% | 加碼 | 歷史 |
| RGTIRigetti Computing, Inc. | COMMON STOCK | 17,416 | $2.66 萬 | <0.1% | +17,416 | 新進 | 歷史 |
| TLRYTilray Brands, Inc. | COM CL 2 | 11,004 | $2.72 萬 | <0.1% | +11,004 | 新進 | 歷史 |
| TPICQTpi Composites, Inc | COM | 10,061 | $2.93 萬 | <0.1% | +50+0.5% | 加碼 | 歷史 |
| BBBLACKBERRY Ltd | COM | 12,326 | $3.40 萬 | <0.1% | +12,326 | 新進 | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 10,710 | $4.16 萬 | <0.1% | +10,710 | 新進 | 歷史 |
| OXSQOxford Square Capital Corp. | COM | 13,525 | $4.29 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GGBGerdau S.A. | SPON ADR REP PFD | 10,378 | $4.59 萬 | <0.1% | +10,378 | 新進 | 歷史 |
| STEMStem, Inc. | CL A | 20,955 | $4.59 萬 | <0.1% | +7,180+52.1% | 加碼 | 歷史 |
| JMIAJumia Technologies AG | SPONSORED ADS | 10,343 | $5.30 萬 | <0.1% | +10,343 | 新進 | 歷史 |
| BBDBank Bradesco | SP ADR PFD NEW | 19,463 | $5.57 萬 | <0.1% | +19,463 | 新進 | 歷史 |
| Amplify ETF Tr032108631 | AMPLIFY ALTERNAT | 13,548 | $5.66 萬 | <0.1% | +13,548 | 新進 | – |
| SBSafe Bulkers, Inc. | COM | 11,658 | $5.78 萬 | <0.1% | +11,658 | 新進 | 歷史 |
| GABGabelli Equity Trust Inc | COM | 11,749 | $6.49 萬 | <0.1% | +11,749 | 新進 | 歷史 |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 16,447 | $6.51 萬 | <0.1% | +2,965+22.0% | 加碼 | 歷史 |
| CIKUBS Asset Management Income Fund, Inc. | COM | 22,168 | $6.54 萬 | <0.1% | −25,309−53.3% | 減碼 | 歷史 |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 12,419 | $6.69 萬 | <0.1% | +12,419 | 新進 | – |
| IBRXImmunityBio, Inc. | COM | 12,920 | $6.94 萬 | <0.1% | +12,920 | 新進 | 歷史 |
| CIMChimera Investment Corp | COM NEW | 16,185 | $7.46 萬 | <0.1% | +2,829+21.2% | 加碼 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 14,344 | $7.72 萬 | <0.1% | +14,344 | 新進 | 歷史 |
| MTTRMatterport, Inc. | COM CL A | 35,675 | $8.06 萬 | <0.1% | +12,350+52.9% | 加碼 | 歷史 |
| AGFirst Majestic Silver Corp | COM | 14,720 | $8.66 萬 | <0.1% | +3,019+25.8% | 加碼 | 歷史 |
| RWTRedwood Trust Inc | COM | 13,880 | $8.84 萬 | <0.1% | +13,880 | 新進 | 歷史 |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 15,157 | $8.99 萬 | <0.1% | +15,157 | 新進 | 歷史 |
| FLYYSpirit Aviation Holdings, Inc. | COM | 19,535 | $9.46 萬 | <0.1% | +19,535 | 新進 | 歷史 |
| PLUGPlug Power Inc | Stock | 28,055 | $9.65 萬 | <0.1% | +11,014+64.6% | 加碼 | 歷史 |
| EDITEditas Medicine, Inc. | COM | 13,290 | $9.86 萬 | <0.1% | +13,290 | 新進 | 歷史 |
| HLHecla Mining Co | COM | 21,847 | $10.5 萬 | <0.1% | +11,229+105.8% | 加碼 | 歷史 |
| NWLNewell Brands Inc. | Stock | 13,365 | $10.7 萬 | <0.1% | +13,365 | 新進 | 歷史 |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 13,180 | $10.9 萬 | <0.1% | +13,180 | 新進 | 歷史 |
| VMOInvesco Municipal Opportunity Trust | COM | 11,637 | $11.3 萬 | <0.1% | +11,637 | 新進 | 歷史 |
| BBDCBarings BDC, Inc. | COM | 12,336 | $11.5 萬 | <0.1% | +12,336 | 新進 | 歷史 |
| WBDWarner Bros. Discovery, Inc. | Stock | 13,222 | $11.5 萬 | <0.1% | +13,222 | 新進 | 歷史 |
| HLNHaleon plc | ADR | 13,998 | $11.9 萬 | <0.1% | +13,998 | 新進 | 歷史 |
| VGRVector Group Ltd | COM | 11,146 | $12.2 萬 | <0.1% | +11,146 | 新進 | 歷史 |
| First Tr MLP & Energy Incom33739B104 | COM | 12,732 | $12.3 萬 | <0.1% | +266+2.1% | 加碼 | – |
| MPTMedical Properties Trust Inc | COM | 26,789 | $12.6 萬 | <0.1% | +10,849+68.1% | 加碼 | 歷史 |
| CRMDCorMedix Inc. | COM | 31,324 | $13.3 萬 | <0.1% | +31,324 | 新進 | 歷史 |
| BLEBlackRock Municipal Income Trust II | COM | 12,436 | $13.5 萬 | <0.1% | +12,436 | 新進 | 歷史 |
| SCWO374Water Inc. | Common Stock | 108,693 | $13.7 萬 | <0.1% | +32,350+42.4% | 加碼 | 歷史 |
| CMLSQCumulus Media Inc | COM CL A | 38,221 | $13.7 萬 | <0.1% | +20,867+120.2% | 加碼 | 歷史 |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,310 | $13.7 萬 | <0.1% | +10,310 | 新進 | 歷史 |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 13,723 | $13.7 萬 | <0.1% | +13,723 | 新進 | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 11,800 | $13.8 萬 | <0.1% | +11,800 | 新進 | – |
| CDECoeur Mining, Inc. | COM NEW | 36,695 | $13.8 萬 | <0.1% | +19,745+116.5% | 加碼 | 歷史 |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 51,040 | $14.3 萬 | <0.1% | +18,350+56.1% | 加碼 | 歷史 |
| PDMPiedmont Realty Trust, Inc. | COM CL A | 21,321 | $15.0 萬 | <0.1% | +11,321+113.2% | 加碼 | 歷史 |
| RIVNRivian Automotive, Inc. | Stock | 13,719 | $15.0 萬 | <0.1% | +13,719 | 新進 | 歷史 |
| Crescent PT Energy Corp22576C101 | COM | 18,831 | $15.4 萬 | <0.1% | −24,169−56.2% | 減碼 | – |
| First Tr Exchange-Traded FD33735T109 | COMMON SHS | 13,372 | $15.8 萬 | <0.1% | +2,045+18.1% | 加碼 | – |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 13,771 | $15.9 萬 | <0.1% | +13,771 | 新進 | 歷史 |
| ATOMAtomera Inc | COM | 26,600 | $16.4 萬 | <0.1% | +15,000+129.3% | 加碼 | 歷史 |
| EZPWEzcorp Inc | CL A NON VTG | 14,473 | $16.4 萬 | <0.1% | +14,473 | 新進 | 歷史 |
| NOTVInotiv, Inc. | COM | 15,000 | $16.4 萬 | <0.1% | +15,000 | 新進 | 歷史 |
| HRHealthcare Realty Trust Inc | CL A COM | 11,723 | $16.6 萬 | <0.1% | +11,723 | 新進 | 歷史 |
| iShares Global Clean Energy ETF464288224 | ETF | 11,911 | $16.7 萬 | <0.1% | +11,911 | 新進 | – |
| XERSXeris Biopharma Holdings, Inc. | COM | 76,550 | $16.9 萬 | <0.1% | +76,550 | 新進 | 歷史 |
| GFNew Germany Fund Inc | COM | 19,576 | $17.1 萬 | <0.1% | +129+0.7% | 加碼 | 歷史 |
| PCTPureCycle Technologies, Inc. | COM | 28,081 | $17.5 萬 | <0.1% | +28,081 | 新進 | 歷史 |
| UWMCUWM Holdings Corp | COM CL A | 24,444 | $17.7 萬 | <0.1% | +24,444 | 新進 | 歷史 |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $18.0 萬 | <0.1% | – | – | – |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 11,207 | $18.2 萬 | <0.1% | +11,207 | 新進 | 歷史 |
| SVCService Properties Trust | COM SH BEN INT | 27,353 | $18.5 萬 | <0.1% | +27,353 | 新進 | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 20,528 | $18.6 萬 | <0.1% | +20,528 | 新進 | 歷史 |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 10,453 | $19.1 萬 | <0.1% | +10,453 | 新進 | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 14,764 | $19.2 萬 | <0.1% | +14,764 | 新進 | 歷史 |
| GLUGabelli Global Utility & Income Trust | COM SH BEN INT | 13,545 | $19.7 萬 | <0.1% | +13,545 | 新進 | 歷史 |
| Bondbloxx ETF Trust09789C820 | BLOOMBERG SEVEN | 4,233 | $20.1 萬 | <0.1% | +4,233 | 新進 | – |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 4,376 | $20.1 萬 | <0.1% | +4,376 | 新進 | – |
| EGLEEagle Bulk Shipping Inc. | COM | 3,220 | $20.1 萬 | <0.1% | +3,220 | 新進 | 歷史 |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 6,300 | $20.1 萬 | <0.1% | +6,300 | 新進 | – |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 7,817 | $20.1 萬 | <0.1% | +7,817 | 新進 | – |
| TSITCW Strategic Income Fund Inc | COM | 41,951 | $20.2 萬 | <0.1% | +30,090+253.7% | 加碼 | 歷史 |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 2,859 | $20.2 萬 | <0.1% | +2,859 | 新進 | – |
| ANSSAnsys Inc | COM | 583 | $20.2 萬 | <0.1% | +583 | 新進 | 歷史 |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 6,161 | $20.3 萬 | <0.1% | +6,161 | 新進 | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 8,040 | $20.4 萬 | <0.1% | +8,040 | 新進 | – |
| OMCOmnicom Group Inc. | COM | 2,112 | $20.4 萬 | <0.1% | +2,112 | 新進 | 歷史 |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 3,219 | $20.6 萬 | <0.1% | +3,219 | 新進 | – |
| OXLCOxford Lane Capital Corp. | COM | 40,496 | $20.6 萬 | <0.1% | +15,016+58.9% | 加碼 | 歷史 |
| RUMRUM Group Inc. | Stock | 25,472 | $20.6 萬 | <0.1% | +6,099+31.5% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 4,807 | $20.6 萬 | <0.1% | −11,605−70.7% | 減碼 | – |
| NMAINuveen Multi-Asset Income Fund | COM | 16,572 | $20.6 萬 | <0.1% | +16,572 | 新進 | 歷史 |
| PHMPultegroup Inc | COM | 1,709 | $20.6 萬 | <0.1% | +1,709 | 新進 | 歷史 |
| NEMNEWMONT Corp | Stock | 5,765 | $20.7 萬 | <0.1% | +5,765 | 新進 | 歷史 |
| Trust for Professional Manag89834G729 | ACTIVEPASSIVE US | 6,478 | $20.9 萬 | <0.1% | +6,478 | 新進 | – |
| ASIXAdvanSix Inc. | COM | 7,332 | $21.0 萬 | <0.1% | +7,332 | 新進 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 479 | $21.0 萬 | <0.1% | +479 | 新進 | 歷史 |
| NTGTortoise Midstream Energy Fund, Inc. | COM | 5,516 | $21.1 萬 | <0.1% | +5,516 | 新進 | 歷史 |
| iShares Core MSCI Europe ETF46434V738 | ETF | 3,663 | $21.2 萬 | <0.1% | +3,663 | 新進 | – |
| FSLRFirst Solar, Inc. | Stock | 1,256 | $21.2 萬 | <0.1% | +1,256 | 新進 | 歷史 |
選擇權（7 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
2023 年第 4 季之後清倉（34 檔）
2023 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2023 年第 4 季股數 | 2023 年第 4 季市值 | 2023 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 36,987 | $153.8 萬 | 0.1% | – |
| STLAStellantis N.V. | SHS | 31,696 | $73.9 萬 | 0.1% | 歷史 |
| First Tr Exchng Traded FD VI33740F391 | FT VEST U.S | 19,220 | $60.3 萬 | <0.1% | – |
| EFCEllington Financial Inc. | COM | 40,726 | $51.8 萬 | <0.1% | 歷史 |
| SCMStellus Capital Investment Corp | COM | 36,473 | $46.9 萬 | <0.1% | 歷史 |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 15,629 | $44.8 萬 | <0.1% | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 46,453 | $43.8 萬 | <0.1% | 歷史 |
| NMFCNew Mountain Finance Corp | COM | 33,197 | $42.2 萬 | <0.1% | 歷史 |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 37,440 | $40.7 萬 | <0.1% | 歷史 |
| OFSOFS Capital Corp | COM | 33,561 | $39.3 萬 | <0.1% | 歷史 |
| DSLDoubleLine Income Solutions Fund | COM | 25,088 | $30.7 萬 | <0.1% | 歷史 |
| HESHess Corp | Stock | 2,048 | $29.5 萬 | <0.1% | 歷史 |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 4,463 | $27.0 萬 | <0.1% | – |
| EPREpr Properties | COM SH BEN INT | 5,255 | $25.5 萬 | <0.1% | 歷史 |
| First Tr Exchng Traded FD VI33740F334 | FT VEST U.S. | 7,906 | $24.8 萬 | <0.1% | – |
| XRXXerox Holdings Corp | COM NEW | 13,343 | $24.5 萬 | <0.1% | 歷史 |
| SSentinelOne, Inc. | CL A | 8,600 | $23.6 萬 | <0.1% | 歷史 |
| GNRCGenerac Holdings Inc. | Stock | 1,790 | $23.1 萬 | <0.1% | 歷史 |
| CCJCameco Corp | Stock | 5,002 | $21.6 萬 | <0.1% | 歷史 |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 1,990 | $21.4 萬 | <0.1% | – |
| UTLUnitil Corp | COM | 3,956 | $20.8 萬 | <0.1% | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 19,419 | $19.7 萬 | <0.1% | 歷史 |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 16,204 | $19.6 萬 | <0.1% | 歷史 |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 11,017 | $19.6 萬 | <0.1% | 歷史 |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $15.1 萬 | <0.1% | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 14,154 | $14.2 萬 | <0.1% | – |
| NIONIO Inc. | ADR | 14,316 | $13.0 萬 | <0.1% | 歷史 |
| CRKComstock Resources Inc | COM | 12,760 | $11.3 萬 | <0.1% | 歷史 |
| SERSerina Therapeutics, Inc. | COM | 286,425 | $11.0 萬 | <0.1% | 歷史 |
| BYNDBeyond Meat, Inc. | COM | 10,085 | $8.98 萬 | <0.1% | 歷史 |
| ACXPAcurx Pharmaceuticals, Inc. | COM | 10,000 | $3.83 萬 | <0.1% | 歷史 |
| CHPTChargePoint Holdings, Inc. | COM CL A | 13,973 | $3.27 萬 | <0.1% | 歷史 |
| MBRXMoleculin Biotech, Inc. | COM | 12,000 | $1.03 萬 | <0.1% | 歷史 |
| STEXStreamex Corp. | COM NEW | 15,000 | $7,125 | <0.1% | 歷史 |