跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 2 季持倉

持倉截至 2022/6/30,2022/8/11 申報。只含多頭部位,變化是跟 2022 年第 1 季比股數。

機構總覽
持股檔數
1,275
較 2022 年第 1 季 −71
總值
$27.5 億
較 2022 年第 1 季 −$5.82 億 (−17.5%)
申報日
2022/8/11
SEC
Sigma Planning Corp 在 2022 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock965,352$1.32 億4.8%−51,551−5.1%減碼歷史
iShares Core S&P 500 ETF464287200ETF320,764$1.22 億4.4%−11,024−3.3%減碼–
iShares Core Dividend Growth ETF46434V621ETF1,044,263$4,975 萬1.8%−10,682−1.0%減碼–
MSFTMicrosoft CorpStock190,140$4,883 萬1.8%−22,741−10.7%減碼歷史
AMZNAmazon Com IncStock396,118$4,207 萬1.5%+6,718+1.7%加碼依 20 比 1 拆股換算歷史
Invesco QQQ Trust Series I46090E103ETF137,533$3,855 萬1.4%+589+0.4%加碼–
SPYSPDR S&P 500 ETF TrustETF87,262$3,292 萬1.2%−30,582−26.0%減碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF279,928$2,846 萬1.0%−11,344−3.9%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF245,068$2,697 萬1.0%+3,643+1.5%加碼–
First Tr Exchange-Traded FD33734H106SHS628,128$2,438 萬0.9%+6,375+1.0%加碼–
Schwab US Dividend Equity ETF808524797ETF339,932$2,435 萬0.9%+50,428+17.4%加碼–
GLDSPDR Gold TrustETF144,110$2,428 萬0.9%−43,250−23.1%減碼歷史
Vanguard S&P 500 ETF922908363ETF68,847$2,388 萬0.9%+7,225+11.7%加碼–
iShares Core S&P Small Cap ETF464287804ETF251,116$2,321 萬0.8%−5,561−2.2%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF545,431$2,232 萬0.8%−84,473−13.4%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF96,077$2,174 萬0.8%+442+0.5%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF291,448$2,046 萬0.7%+860+0.3%加碼–
iShares Tips Bond ETF464287176ETF177,800$2,025 萬0.7%−46,671−20.8%減碼–
JNJJohnson & JohnsonStock108,375$1,924 萬0.7%−1,654−1.5%減碼歷史
iShares S&P 500 Growth ETF464287309ETF316,791$1,912 萬0.7%−13,974−4.2%減碼–
GOOGAlphabet Inc.Stock8,469$1,853 萬0.7%+68+0.8%加碼歷史
Pacer US Cash Cows 100 ETF69374H881ETF371,750$1,601 萬0.6%+163,418+78.4%加碼–
GOOGLAlphabet Inc.Stock7,316$1,595 萬0.6%−1,856−20.2%減碼歷史
ABBVAbbVie Inc.Stock103,567$1,586 萬0.6%−21,878−17.4%減碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF216,911$1,551 萬0.6%+12,848+6.3%加碼–
NVDANVIDIA CorpStock100,698$1,527 萬0.6%−23,309−18.8%減碼歷史
iShares Tr464287150CORE S&P TTL STK180,659$1,514 萬0.6%−25,342−12.3%減碼–
iShares S&P 500 Value ETF464287408ETF104,869$1,442 萬0.5%−4,086−3.8%減碼–
iShares Tr46429B655FLTG RATE NT ETF284,739$1,421 萬0.5%+26,127+10.1%加碼–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR436,004$1,400 萬0.5%+46,856+12.0%加碼–
VZVerizon Communications IncStock274,254$1,392 萬0.5%+20,294+8.0%加碼歷史
XOMExxonMobil Holdings CorpCOM161,818$1,386 萬0.5%+46,551+40.4%加碼歷史
iShares Tr464288414NATIONAL MUN ETF129,403$1,376 萬0.5%−418−0.3%減碼–
TSLATesla, Inc.Stock20,098$1,354 萬0.5%+2,373+13.4%加碼歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD491,733$1,316 萬0.5%+42,036+9.3%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF183,060$1,280 萬0.5%+43,646+31.3%加碼–
HDHome Depot, Inc.Stock45,039$1,235 萬0.4%−3,374−7.0%減碼歷史
UNHUnitedHealth Group IncStock23,305$1,197 萬0.4%−2,270−8.9%減碼歷史
PGProcter & Gamble CoStock82,088$1,180 萬0.4%+6,577+8.7%加碼歷史
PFEPfizer IncStock223,705$1,173 萬0.4%−3,753−1.6%減碼歷史
Pacer Trendpilot US Large Cap ETF69374H105ETF311,897$1,172 萬0.4%+285,222+1,069.2%加碼–
BRK.BBerkshire Hathaway IncStock42,830$1,169 萬0.4%+3,444+8.7%加碼歷史
JPMJPMorgan Chase & CoStock103,467$1,165 萬0.4%−3,109−2.9%減碼歷史
iShares Tr46432F859CORE 1 5 YR USD241,786$1,146 萬0.4%−13,478−5.3%減碼–
VVisa Inc.Stock56,500$1,112 萬0.4%−7,055−11.1%減碼歷史
NEENextera Energy IncStock142,289$1,102 萬0.4%−983−0.7%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF340,200$1,070 萬0.4%−8,497−2.4%減碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF180,583$1,047 萬0.4%+13,224+7.9%加碼–
Vanguard Morningstar Value ETF922908744ETF79,039$1,042 萬0.4%+2,227+2.9%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF50,743$999.5 萬0.4%+1,685+3.4%加碼–
iShares Tr46432F388MSCI USA VALUE108,175$979.2 萬0.4%−734−0.7%減碼–
Victory Portfolios II92647N824VCSHS US EQ INCM147,381$974.2 萬0.4%+32,508+28.3%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF195,480$959.0 萬0.3%+2,109+1.1%加碼–
iShares Core MSCI Eafe ETF46432F842ETF158,516$932.9 萬0.3%−6,153−3.7%減碼–
DISWalt Disney CoStock98,026$925.4 萬0.3%−9,598−8.9%減碼歷史
CVXChevron CorpStock63,912$925.3 萬0.3%+4,436+7.5%加碼歷史
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT186,117$898.9 萬0.3%+19,953+12.0%加碼–
METAMeta Platforms, Inc.Stock55,179$889.8 萬0.3%−7,861−12.5%減碼歷史
iShares Core S&P US Value ETF464287663ETF131,774$881.3 萬0.3%+5,982+4.8%加碼–
COSTCostco Wholesale CorpStock18,285$876.4 萬0.3%−1,126−5.8%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF68,786$874.4 萬0.3%−11,467−14.3%減碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF63,989$872.6 萬0.3%−6,847−9.7%減碼–
iShares U.S. Medical Devices ETF464288810ETF171,935$867.2 萬0.3%−20,037−10.4%減碼–
Vanguard Morningstar Small-Cap ETF922908751ETF47,959$844.6 萬0.3%+3,804+8.6%加碼–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB390,567$827.6 萬0.3%+242,433+163.7%加碼–
BABoeing CoStock60,422$826.1 萬0.3%−4,724−7.3%減碼歷史
WMWaste Management IncStock52,873$808.9 萬0.3%−378−0.7%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT59,713$801.5 萬0.3%−119,505−66.7%減碼–
MRKMerck & Co., Inc.Stock87,337$796.3 萬0.3%+7,198+9.0%加碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD168,932$783.3 萬0.3%−29,616−14.9%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF40,979$773.0 萬0.3%+2,851+7.5%加碼–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW127,121$754.8 萬0.3%+34,766+37.6%加碼–
KOCoca Cola CoStock119,894$754.3 萬0.3%−4,089−3.3%減碼歷史
First Tr Exchange-Traded Alp33735J101COM SHS117,144$727.6 萬0.3%+21,073+21.9%加碼–
iShares S&P Small-Cap 600 Value ETF464287879ETF81,626$726.7 萬0.3%+2,151+2.7%加碼–
Vanguard High Dividend Yield Index ETF921946406ETF69,645$708.3 萬0.3%+2,200+3.3%加碼–
BMYBristol Myers Squibb CoStock91,951$708.0 萬0.3%+6,965+8.2%加碼歷史
iShares Tr46429B7470-5 YR TIPS ETF68,862$698.5 萬0.3%+10,452+17.9%加碼–
TAT&T Inc.Stock331,561$695.0 萬0.3%−35,614−9.7%減碼歷史
iShares MSCI Eafe ETF464287465ETF111,033$693.8 萬0.3%−3,034−2.7%減碼–
MCDMcDonalds CorpStock27,679$683.4 萬0.2%+112+0.4%加碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF107,176$678.5 萬0.2%−4,636−4.1%減碼–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD237,385$663.7 萬0.2%+237,385新進歷史
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL106,543$660.6 萬0.2%+42,447+66.2%加碼–
WMTWalmart Inc.Stock54,225$659.3 萬0.2%−9,114−14.4%減碼歷史
FFord Motor CoStock584,614$650.7 萬0.2%−21,365−3.5%減碼歷史
BACBank of America CorpStock207,914$647.2 萬0.2%−1,604−0.8%減碼歷史
DTEDte Energy CoCOM51,062$647.2 萬0.2%+784+1.6%加碼歷史
Vanguard Short-Term Bond ETF921937827ETF84,066$645.5 萬0.2%−5,227−5.9%減碼–
Fidelity MSCI Health Care Index ETF316092600ETF106,209$644.4 萬0.2%−5,623−5.0%減碼–
LMTLockheed Martin CorpStock14,985$644.3 萬0.2%+1,733+13.1%加碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD84,466$644.1 萬0.2%+4,734+5.9%加碼–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF262,471$643.1 萬0.2%+59,758+29.5%加碼–
CRMSalesforce, Inc.Stock38,809$640.5 萬0.2%−4,160−9.7%減碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF100,379$639.7 萬0.2%+19,025+23.4%加碼–
IAUiShares Gold TrustETF180,814$620.4 萬0.2%−13,198−6.8%減碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF88,234$618.8 萬0.2%−188−0.2%減碼–
MOAltria Group, Inc.Stock146,929$613.7 萬0.2%+14,645+11.1%加碼歷史
IBMInternational Business Machines CorpStock43,381$612.5 萬0.2%+9,043+26.3%加碼歷史
JPMorgan Ultra-Short Income ETF46641Q837ETF119,521$598.7 萬0.2%−7,057−5.6%減碼–

選擇權(10 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$7,035 萬–
SPYSPDR S&P 500 ETF TrustETF$5,553 萬$75.5 萬
AAPLApple Inc.Stock$32.8 萬$27.3 萬
MSFTMicrosoft CorpStock$25.7 萬$33.4 萬
GOOGAlphabet Inc.Stock–$21.9 萬
MRNAModerna, Inc.Stock$21.4 萬–
HRTXHeron Therapeutics, Inc.COM–$4.90 萬
FCELFuelcell Energy IncCOM–$4.70 萬
AGENAgenus IncCOM NEW–$3.50 萬
VHCVirnetX Holding CorpCOM–$1.30 萬

2022 年第 1 季之後清倉(177 檔)

2022 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 177 檔。

Sigma Planning Corp 在 2022 年第 1 季之後清倉的部位
證券類別2022 年第 1 季股數2022 年第 1 季市值2022 年第 1 季佔組合 %紀錄
iShares Tr4642874571 3 YR TREAS BD248,977$2,075 萬0.6%–
PEPPepsiCo IncStock46,572$779.5 萬0.2%歷史
SPDR Series Trust78464A755ST STR SP METAL81,789$501.3 萬0.2%–
BROBrown & Brown, Inc.Stock56,529$408.5 萬0.1%歷史
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$302.7 萬0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$188.9 萬0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$173.7 萬0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$146.3 萬<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$131.5 萬<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$129.7 萬<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$114.3 萬<0.1%–
MSTRStrategy IncStock2,040$99.2 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM4,717$97.6 萬<0.1%歷史
iShares Tr464287622RUS 1000 ETF3,706$92.7 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$91.1 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$90.7 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$80.6 萬<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$79.6 萬<0.1%歷史
MOSMosaic CoCOM11,847$78.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM143,460$66.7 萬<0.1%歷史
NGNovagold Resources IncCOM NEW85,752$66.3 萬<0.1%歷史
SSRMSSR Mining Inc.Stock30,278$65.9 萬<0.1%歷史
CSGPCostar Group, Inc.COM9,860$65.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$65.1 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$63.4 萬<0.1%歷史
UUnity Software Inc.COM6,299$62.5 萬<0.1%歷史
EQXEquinox Gold Corp.COM75,345$62.3 萬<0.1%歷史
UGIUgi CorpStock17,104$62.0 萬<0.1%歷史
AUAngloGold Ashanti PLCSPONSORED ADR24,334$57.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$56.7 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$55.4 萬<0.1%歷史
ZBRAZebra Technologies CorpCL A1,285$53.2 萬<0.1%歷史
AAAlcoa CorpStock5,826$52.5 萬<0.1%歷史
CPBCAMPBELL'S CoCOM11,657$52.0 萬<0.1%歷史
CHXChampionX CorpCOM20,600$50.4 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock7,740$49.9 萬<0.1%歷史
Osi ETF Tr67110P407OSHARES US QUALT10,332$45.4 萬<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$43.2 萬<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$40.7 萬<0.1%歷史
ASMLASML Holding NVADR602$40.3 萬<0.1%歷史
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$38.9 萬<0.1%–
CRCrane CoCOM3,579$38.8 萬<0.1%歷史
TNDMTandem Diabetes Care IncCOM NEW3,313$38.5 萬<0.1%歷史
ASOAcademy Sports & Outdoors, Inc.COM9,732$38.3 萬<0.1%歷史
AONAon plcCL A1,144$37.3 萬<0.1%歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$35.5 萬<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$35.3 萬<0.1%–
TRGPTarga Resources Corp.COM4,520$34.1 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,930$33.8 萬<0.1%–
CDWCDW CorpCOM1,879$33.6 萬<0.1%歷史
GHGuardant Health, Inc.COM4,932$32.7 萬<0.1%歷史
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$32.1 萬<0.1%–
SCCOSouthern Copper CorpStock4,211$32.0 萬<0.1%歷史
ZENZendesk, Inc.COM2,650$31.9 萬<0.1%歷史
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$31.8 萬<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$31.5 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$31.5 萬<0.1%歷史
Osi ETF Tr67110P704OSHS GBL INTER8,333$31.4 萬<0.1%–
WYNNWynn Resorts LtdCOM3,873$30.9 萬<0.1%歷史
SNAPSnap IncStock8,520$30.7 萬<0.1%歷史
Renaissance Cap Greenwich FD759937204IPO ETF6,890$30.4 萬<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$30.3 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM6,358$29.5 萬<0.1%歷史
STRLSterling Infrastructure, Inc.COM10,950$29.3 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM4,694$29.1 萬<0.1%歷史
JKHYJack Henry & Associates IncStock1,421$28.0 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock2,102$27.8 萬<0.1%歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$27.6 萬<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$27.4 萬<0.1%歷史
PBCTPeople's United Financial, Inc.COM13,553$27.1 萬<0.1%歷史
RILYBRC Group Holdings, Inc.COM3,838$26.9 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$26.8 萬<0.1%–
MURMurphy Oil CorpCOM6,605$26.7 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM6,277$26.6 萬<0.1%歷史
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$26.6 萬<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$26.6 萬<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$26.2 萬<0.1%–
STAGSTAG Industrial, Inc.COM6,280$26.0 萬<0.1%歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$25.9 萬<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$25.9 萬<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$25.6 萬<0.1%–
EXPEExpedia Group, Inc.Stock1,297$25.4 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY5,884$25.4 萬<0.1%歷史
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$25.1 萬<0.1%歷史
CHGGChegg, IncCOM6,878$25.0 萬<0.1%歷史
Global X FDS37954Y442CLOUD COMPUTNG11,273$24.8 萬<0.1%–
LHLabcorp Holdings Inc.COM NEW934$24.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$24.5 萬<0.1%–
KKRKKR & Co. Inc.COM4,131$24.2 萬<0.1%歷史
AGCOAGCO CorpCOM1,626$23.8 萬<0.1%歷史
Amplify ETF Tr032108102ONLIN RETL ETF3,608$23.7 萬<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$23.6 萬<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$23.5 萬<0.1%–
CTASCintas CorpStock544$23.2 萬<0.1%歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$23.2 萬<0.1%–
MNSTMonster Beverage CorpCOM2,892$23.1 萬<0.1%歷史
PFGPrincipal Financial Group IncCOM3,150$23.1 萬<0.1%歷史
BBYBest Buy Co IncStock2,534$23.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$22.9 萬<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$22.9 萬<0.1%歷史