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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 1 季持倉

持倉截至 2022/3/31,2022/4/20 申報。只含多頭部位,變化是跟 2021 年第 4 季比股數。

機構總覽
持股檔數
1,346
較 2021 年第 4 季 −15
總值
$33.3 億
較 2021 年第 4 季 −$2.37 億 (−6.6%)
申報日
2022/4/20
SEC
Sigma Planning Corp 在 2022 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock1,016,903$1.78 億5.3%+12,329+1.2%加碼歷史
iShares Core S&P 500 ETF464287200ETF331,788$1.51 億4.5%+4,637+1.4%加碼–
MSFTMicrosoft CorpStock212,881$6,563 萬2.0%−460−0.2%減碼歷史
AMZNAmazon Com IncStock19,470$6,347 萬1.9%+156+0.8%加碼歷史
iShares Core Dividend Growth ETF46434V621ETF1,054,945$5,635 萬1.7%+222,250+26.7%加碼–
SPYSPDR S&P 500 ETF TrustETF117,844$5,322 萬1.6%−13,579−10.3%減碼歷史
Invesco QQQ Trust Series I46090E103ETF136,944$4,965 萬1.5%−27,426−16.7%減碼–
GLDSPDR Gold TrustETF187,360$3,385 萬1.0%+67,201+55.9%加碼歷史
NVDANVIDIA CorpStock124,007$3,384 萬1.0%+5,414+4.6%加碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF291,272$3,120 萬0.9%−44,516−13.3%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF629,904$3,087 萬0.9%+157,202+33.3%加碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF241,425$2,920 萬0.9%−71,284−22.8%減碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT179,218$2,827 萬0.8%+56,038+45.5%加碼–
iShares Tips Bond ETF464287176ETF224,471$2,796 萬0.8%+56,803+33.9%加碼–
iShares Core S&P Small Cap ETF464287804ETF256,677$2,769 萬0.8%−107,433−29.5%減碼–
First Tr Exchange-Traded FD33734H106SHS621,753$2,630 萬0.8%+346,776+126.1%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF95,635$2,566 萬0.8%−4,490−4.5%減碼–
Vanguard S&P 500 ETF922908363ETF61,622$2,558 萬0.8%+522+0.9%加碼–
GOOGLAlphabet Inc.Stock9,172$2,551 萬0.8%+622+7.3%加碼歷史
iShares S&P 500 Growth ETF464287309ETF330,765$2,526 萬0.8%−155,831−32.0%減碼–
GOOGAlphabet Inc.Stock8,401$2,347 萬0.7%+670+8.7%加碼歷史
Schwab US Dividend Equity ETF808524797ETF289,504$2,284 萬0.7%+123,464+74.4%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF290,588$2,254 萬0.7%+6,645+2.3%加碼–
iShares Tr464287150CORE S&P TTL STK206,001$2,079 萬0.6%−2,270−1.1%減碼–
iShares Tr4642874571 3 YR TREAS BD248,977$2,075 萬0.6%−20,182−7.5%減碼–
ABBVAbbVie Inc.Stock125,445$2,034 萬0.6%−3,579−2.8%減碼歷史
JNJJohnson & JohnsonStock110,029$1,950 萬0.6%−1,335−1.2%減碼歷史
TSLATesla, Inc.Stock17,725$1,910 萬0.6%+348+2.0%加碼歷史
iShares S&P 500 Value ETF464287408ETF108,955$1,697 萬0.5%−66,883−38.0%減碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF204,063$1,560 萬0.5%+54,919+36.8%加碼–
DISWalt Disney CoStock107,624$1,476 萬0.4%+339+0.3%加碼歷史
JPMJPMorgan Chase & CoStock106,576$1,453 萬0.4%−21,860−17.0%減碼歷史
HDHome Depot, Inc.Stock48,413$1,449 萬0.4%−2,366−4.7%減碼歷史
J P Morgan Exchange Traded F46641Q753US VALUE FACTR389,148$1,439 萬0.4%+45,503+13.2%加碼–
iShares Tr464288414NATIONAL MUN ETF129,821$1,423 萬0.4%+6,047+4.9%加碼–
VVisa Inc.Stock63,555$1,410 萬0.4%−1,231−1.9%減碼歷史
METAMeta Platforms, Inc.Stock63,040$1,402 萬0.4%+3,498+5.9%加碼歷史
BRK.BBerkshire Hathaway IncStock39,386$1,390 萬0.4%+3,116+8.6%加碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF348,697$1,336 萬0.4%+42,680+13.9%加碼–
iShares Tr46429B655FLTG RATE NT ETF258,612$1,307 萬0.4%+163,807+172.8%加碼–
UNHUnitedHealth Group IncStock25,575$1,304 萬0.4%−1,249−4.7%減碼歷史
VZVerizon Communications IncStock253,960$1,294 萬0.4%+5,284+2.1%加碼歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD449,697$1,279 萬0.4%+349,961+350.9%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF80,253$1,276 萬0.4%−33,821−29.6%減碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF167,359$1,252 萬0.4%−158,169−48.6%減碼依 2 比 1 拆股換算–
BABoeing CoStock65,146$1,248 萬0.4%−2,173−3.2%減碼歷史
iShares Tr46432F859CORE 1 5 YR USD255,264$1,237 萬0.4%+34,616+15.7%加碼–
NEENextera Energy IncStock143,272$1,214 萬0.4%+2,439+1.7%加碼歷史
iShares MSCI USA Momentum Factor ETF46432F396ETF70,836$1,192 萬0.4%−150,925−68.1%減碼–
PFEPfizer IncStock227,458$1,178 萬0.4%−27,738−10.9%減碼歷史
iShares U.S. Medical Devices ETF464288810ETF191,972$1,170 萬0.4%−1,453−0.8%減碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF49,058$1,167 萬0.4%+2,195+4.7%加碼–
PGProcter & Gamble CoStock75,511$1,154 萬0.3%−10,920−12.6%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF164,669$1,145 萬0.3%−99,546−37.7%減碼–
iShares Tr46432F388MSCI USA VALUE108,909$1,139 萬0.3%−4,232−3.7%減碼–
Vanguard Morningstar Value ETF922908744ETF76,812$1,135 萬0.3%+5,568+7.8%加碼–
COSTCostco Wholesale CorpStock19,411$1,118 萬0.3%−1,576−7.5%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF139,414$1,090 萬0.3%+819+0.6%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF193,371$1,074 萬0.3%−76,437−28.3%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF208,332$1,037 萬0.3%+72,038+52.9%加碼–
FFord Motor CoStock605,979$1,025 萬0.3%+49,073+8.8%加碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD198,548$984.4 萬0.3%−68,160−25.6%減碼–
CVXChevron CorpStock59,476$968.5 萬0.3%−8,831−12.9%減碼歷史
iShares Core S&P US Value ETF464287663ETF125,792$954.4 萬0.3%+7,880+6.7%加碼–
XOMExxonMobil Holdings CorpCOM115,267$952.0 萬0.3%−3,281−2.8%減碼歷史
WMTWalmart Inc.Stock63,339$943.3 萬0.3%−8,606−12.0%減碼歷史
Pacer Trendpilot US Bond ETF69374H642ETF386,653$940.0 萬0.3%−59,704−13.4%減碼–
Vanguard Morningstar Small-Cap ETF922908751ETF44,155$938.4 萬0.3%+2,082+4.9%加碼–
CRMSalesforce, Inc.Stock42,969$912.3 萬0.3%+963+2.3%加碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF38,128$868.1 萬0.3%−789−2.0%減碼–
TAT&T Inc.Stock367,175$867.6 萬0.3%−1,391−0.4%減碼歷史
BACBank of America CorpStock209,518$863.6 萬0.3%−1,938−0.9%減碼歷史
ARK Innovation ETF00214Q104ETF129,224$856.6 萬0.3%+8,896+7.4%加碼–
iShares Tr46435G425ESG AWR MSCI USA84,006$851.4 萬0.3%+24,719+41.7%加碼–
WMWaste Management IncStock53,251$844.0 萬0.3%−961−1.8%減碼歷史
iShares MSCI Eafe ETF464287465ETF114,067$839.5 萬0.3%+7,610+7.1%加碼–
Victory Portfolios II92647N824VCSHS US EQ INCM114,873$825.5 萬0.2%+114,873新進–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF44,125$816.3 萬0.2%+13,361+43.4%加碼–
iShares S&P Small-Cap 600 Value ETF464287879ETF79,475$813.7 萬0.2%+7,687+10.7%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT166,164$813.4 萬0.2%−190,844−53.5%減碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF111,812$806.6 萬0.2%+975+0.9%加碼–
PEPPepsiCo IncStock46,572$779.5 萬0.2%−417−0.9%減碼歷史
KOCoca Cola CoStock123,983$768.7 萬0.2%+741+0.6%加碼歷史
Vanguard High Dividend Yield Index ETF921946406ETF67,445$757.1 萬0.2%+14,385+27.1%加碼–
ADBEAdobe Inc.Stock16,262$740.9 萬0.2%−380−2.3%減碼歷史
CATCaterpillar IncStock33,202$739.8 萬0.2%−4,000−10.8%減碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF111,832$734.3 萬0.2%−74,495−40.0%減碼–
iShares Tr46434V878ULTRA SHORT DUR144,452$724.4 萬0.2%+8,894+6.6%加碼–
TGTTarget CorpStock33,689$715.0 萬0.2%−599−1.7%減碼歷史
IAUiShares Gold TrustETF194,012$714.5 萬0.2%+29,977+18.3%加碼歷史
iShares Tr464288513IBOXX HI YD ETF85,708$705.3 萬0.2%−11,420−11.8%減碼–
Vanguard Short-Term Bond ETF921937827ETF89,293$695.6 萬0.2%+2,231+2.6%加碼–
MOAltria Group, Inc.Stock132,284$691.2 萬0.2%−15,619−10.6%減碼歷史
MCDMcDonalds CorpStock27,567$681.7 萬0.2%+456+1.7%加碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF49,492$678.0 萬0.2%−37,427−43.1%減碼–
First Tr Exchange-Traded Alp33735J101COM SHS96,071$677.5 萬0.2%+43,519+82.8%加碼–
DTEDte Energy CoCOM50,278$664.7 萬0.2%+703+1.4%加碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF88,422$658.4 萬0.2%+5,681+6.9%加碼–
MRKMerck & Co., Inc.Stock80,139$657.5 萬0.2%+913+1.2%加碼歷史
JPMorgan Ultra-Short Income ETF46641Q837ETF126,578$636.3 萬0.2%+14,534+13.0%加碼–

選擇權(14 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 1 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$121.9 萬$90.3 萬
TSLATesla, Inc.Stock$32.3 萬$53.9 萬
GOOGAlphabet Inc.Stock–$83.8 萬
State Street Technology Select Sector SPDR ETF81369Y803ETF–$79.5 萬
AMZNAmazon Com IncStock–$65.2 萬
MSFTMicrosoft CorpStock–$49.3 萬
BABoeing CoStock–$30.6 萬
FDXFedEx CorpStock–$27.8 萬
NFLXNetflix IncStock–$26.2 萬
MRNAModerna, Inc.Stock$25.8 萬–
AAPLApple Inc.Stock–$22.7 萬
CRMSalesforce, Inc.Stock–$21.2 萬
NIONIO Inc.ADR–$21.1 萬
NLYAnnaly Capital Management IncCOM–$7.00 萬

2021 年第 4 季之後清倉(144 檔)

2021 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 144 檔。

Sigma Planning Corp 在 2021 年第 4 季之後清倉的部位
證券類別2021 年第 4 季股數2021 年第 4 季市值2021 年第 4 季佔組合 %紀錄
iShares Tr464288117INTL TREA BD ETF59,794$300.7 萬0.1%–
ETF Managers Tr26924G409PRIME MOBILE PAY28,090$163.1 萬<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN29,575$128.4 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock17,593$112.9 萬<0.1%歷史
AFRMAffirm Holdings, Inc.COM CL A11,198$112.6 萬<0.1%歷史
UCTTUltra Clean Holdings, Inc.COM13,417$77.0 萬<0.1%歷史
American Centy ETF Tr025072810FOCUSED DYNAMIC9,123$73.7 萬<0.1%–
NMRKNewmark Group, Inc.CL A37,895$70.9 萬<0.1%歷史
CENXCentury Aluminum CoCOM42,550$70.5 萬<0.1%歷史
OGNOrganon & Co.Stock21,141$64.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD24,853$64.4 萬<0.1%–
FSLYFastly, Inc.CL A18,118$64.2 萬<0.1%歷史
ZGNXZogenix, Inc.COM NEW39,060$63.5 萬<0.1%歷史
iShares Tr46435G268RUSEL 2500 ETF9,469$62.9 萬<0.1%–
AMHAmerican Homes 4 RentCL A14,328$62.5 萬<0.1%歷史
SNDRSchneider National, Inc.CL B22,790$61.3 萬<0.1%歷史
TITNTitan Machinery Inc.COM17,871$60.2 萬<0.1%歷史
UAUnder Armour, Inc.CL C32,231$58.1 萬<0.1%歷史
ARCHArch Resources, Inc.CL A6,255$57.1 萬<0.1%歷史
ALGMAllegro Microsystems, Inc.COM15,711$56.8 萬<0.1%歷史
BOOTBoot Barn Holdings, Inc.COM4,563$56.1 萬<0.1%歷史
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,857$53.2 萬<0.1%–
INMDInMode Ltd.SHS7,485$52.8 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS28,946$52.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT13,445$52.4 萬<0.1%–
GPNGlobal Payments IncStock3,623$49.0 萬<0.1%歷史
iShares Tr464288182MSCI AC ASIA ETF5,906$48.9 萬<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A11,243$48.8 萬<0.1%–
WUWestern Union COStock26,870$47.9 萬<0.1%歷史
WisdomTree Tr97717W844GLOB EX US QU FD10,953$47.7 萬<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW12,240$45.1 萬<0.1%歷史
FLYYSpirit Aviation Holdings, Inc.COM20,600$45.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,343$44.1 萬<0.1%–
SHAKShake Shack Inc.CL A5,763$41.6 萬<0.1%歷史
AXSAxis Capital Holdings LtdSHS7,626$41.5 萬<0.1%歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT21,187$40.9 萬<0.1%歷史
Flexshares Tr33939L696STOX US ESG SLCT3,473$40.4 萬<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD15,641$40.1 萬<0.1%歷史
MUABlackRock Muniassets Fund, Inc.COM26,233$39.0 萬<0.1%歷史
MGNXMacrogenics IncCOM23,310$37.4 萬<0.1%歷史
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN20,039$35.5 萬<0.1%歷史
ANSSAnsys IncCOM867$34.8 萬<0.1%歷史
Innovator ETFs Trust45782C722INTRNL DEV JULY13,610$33.4 萬<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF6,050$33.3 萬<0.1%–
ECOMChanneladvisor CorpCOM13,502$33.3 萬<0.1%歷史
PRGOPERRIGO Co plcSHS8,455$32.9 萬<0.1%歷史
RESNResonant IncCOM190,900$32.6 萬<0.1%歷史
IEXIdex CorpCOM1,363$32.2 萬<0.1%歷史
RUNSunrun Inc.COM9,349$32.1 萬<0.1%歷史
VanEck ETF Trust92189H201INTRMDT MUNI ETF6,246$32.0 萬<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,668$31.6 萬<0.1%–
KMXCarMax IncCOM2,399$31.2 萬<0.1%歷史
RGENRepligen CorpCOM1,164$30.8 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF6,617$30.3 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC10,525$30.1 萬<0.1%–
TRUPTrupanion, Inc.COM2,274$30.0 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,406$29.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1008,789$29.5 萬<0.1%–
LWLamb Weston Holdings, Inc.Stock4,581$29.0 萬<0.1%歷史
BBWIBath & Body Works, Inc.COM4,078$28.5 萬<0.1%歷史
BJBJ's Wholesale Club Holdings, Inc.COM4,246$28.4 萬<0.1%歷史
TWTradeweb Markets Inc.Stock2,815$28.2 萬<0.1%歷史
Global X FDS37950E549GLB X SUPERDIV22,970$28.2 萬<0.1%–
QRVOQorvo, Inc.Stock1,779$27.8 萬<0.1%歷史
STEMStem, Inc.CL A14,614$27.7 萬<0.1%歷史
MASMasco CorpCOM3,934$27.6 萬<0.1%歷史
RHRHCOM501$26.9 萬<0.1%歷史
JCIJohnson Controls International plcStock3,238$26.3 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM3,712$26.2 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM1,015$26.1 萬<0.1%歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,428$26.0 萬<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN4,506$25.4 萬<0.1%–
EXTRExtreme Networks IncCOM16,038$25.2 萬<0.1%歷史
BWBabcock & Wilcox Enterprises, Inc.COM27,700$25.0 萬<0.1%歷史
EXASExact Sciences CorpCOM3,199$24.9 萬<0.1%歷史
HOLXHologic IncCOM3,254$24.9 萬<0.1%歷史
NDAQNasdaq, Inc.COM1,177$24.7 萬<0.1%歷史
EBAYeBay IncCOM3,708$24.7 萬<0.1%歷史
iShares Tr46435U192GENOMICS IMMUN5,603$24.5 萬<0.1%–
MDCSekisui House U.S., Inc.COM4,392$24.5 萬<0.1%歷史
LPXLouisiana-Pacific CorpCOM3,120$24.4 萬<0.1%歷史
CIENCiena CorpCOM NEW3,163$24.3 萬<0.1%歷史
DOCHealthpeak Properties, Inc.COM6,706$24.2 萬<0.1%歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF5,194$24.2 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,300$24.2 萬<0.1%歷史
NVAXNovavax IncCOM NEW1,685$24.1 萬<0.1%歷史
PTCPTC Inc.Stock1,973$23.9 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL7,096$23.9 萬<0.1%–
Tidal Trust I886364405SOFI SOCIAL 506,300$23.7 萬<0.1%–
WisdomTree Tr97717W703INTL EQUITY FD4,360$23.6 萬<0.1%–
TRIThomson Reuters CorpCOM NEW1,969$23.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED9,108$23.4 萬<0.1%–
iShares Tr464289479CORE LT USDB ETF3,215$23.2 萬<0.1%–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,524$23.2 萬<0.1%–
iShares Tr46428951110+ YR INVST GRD3,333$23.2 萬<0.1%–
MTCHMatch Group, Inc.COM1,748$23.1 萬<0.1%歷史
SPDR Series Trust78464A516ST INTL BBG ETF8,078$22.8 萬<0.1%–
FTVFortive CorpStock2,979$22.7 萬<0.1%歷史
DPZDominos Pizza IncCOM401$22.7 萬<0.1%歷史
AESAES CorpStock9,316$22.6 萬<0.1%歷史