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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/2 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,361
較 2021 年第 3 季 +8
總值
$35.7 億
較 2021 年第 3 季 +$2.79 億 (+8.5%)
申報日
2022/2/2
SEC
Sigma Planning Corp 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock1,004,574$1.78 億5.0%+14,849+1.5%加碼歷史
iShares Core S&P 500 ETF464287200ETF327,151$1.56 億4.4%+28,789+9.6%加碼–
MSFTMicrosoft CorpStock213,341$7,175 萬2.0%−5,654−2.6%減碼歷史
Invesco QQQ Trust Series I46090E103ETF164,370$6,540 萬1.8%+22,783+16.1%加碼–
AMZNAmazon Com IncStock19,314$6,440 萬1.8%+309+1.6%加碼歷史
SPYSPDR S&P 500 ETF TrustETF131,423$6,242 萬1.7%+12,931+10.9%加碼歷史
iShares Core Dividend Growth ETF46434V621ETF832,695$4,628 萬1.3%+33,724+4.2%加碼–
iShares Core S&P Small Cap ETF464287804ETF364,110$4,169 萬1.2%+40,399+12.5%加碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF312,709$4,144 萬1.2%+1,498+0.5%加碼–
iShares S&P 500 Growth ETF464287309ETF486,596$4,071 萬1.1%+30,167+6.6%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF221,761$4,032 萬1.1%−31,326−12.4%減碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF335,788$3,831 萬1.1%+3,425+1.0%加碼–
NVDANVIDIA CorpStock118,593$3,488 萬1.0%+2,963+2.6%加碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF100,125$2,834 萬0.8%+9,808+10.9%加碼–
iShares S&P 500 Value ETF464287408ETF175,838$2,754 萬0.8%+9,418+5.7%加碼–
Vanguard S&P 500 ETF922908363ETF61,100$2,668 萬0.7%+6,693+12.3%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF162,764$2,665 萬0.7%+4,982+3.2%加碼–
GOOGLAlphabet Inc.Stock8,550$2,477 萬0.7%+671+8.5%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF472,702$2,448 萬0.7%+162,866+52.6%加碼–
iShares Tr4642874571 3 YR TREAS BD269,159$2,302 萬0.6%+40,817+17.9%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF283,943$2,297 萬0.6%−9,328−3.2%減碼–
GOOGAlphabet Inc.Stock7,731$2,237 萬0.6%+171+2.3%加碼歷史
iShares Tr464287150CORE S&P TTL STK208,271$2,228 萬0.6%−11,873−5.4%減碼–
iShares Tips Bond ETF464287176ETF167,668$2,166 萬0.6%+50,249+42.8%加碼–
HDHome Depot, Inc.Stock50,779$2,107 萬0.6%−917−1.8%減碼歷史
GLDSPDR Gold TrustETF120,159$2,054 萬0.6%−5,723−4.5%減碼歷史
JPMJPMorgan Chase & CoStock128,436$2,034 萬0.6%+2,907+2.3%加碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT123,180$2,005 萬0.6%−27,834−18.4%減碼–
METAMeta Platforms, Inc.Stock59,542$2,003 萬0.6%+1,307+2.2%加碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF114,074$1,983 萬0.6%+1,118+1.0%加碼–
iShares Core MSCI Eafe ETF46432F842ETF264,215$1,972 萬0.6%+13,739+5.5%加碼–
JNJJohnson & JohnsonStock111,364$1,905 萬0.5%+4,362+4.1%加碼歷史
TSLATesla, Inc.Stock17,377$1,836 萬0.5%−1,211−6.5%減碼歷史
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT357,008$1,785 萬0.5%+184,155+106.5%加碼–
ABBVAbbVie Inc.Stock129,024$1,747 萬0.5%+4,851+3.9%加碼歷史
DISWalt Disney CoStock107,285$1,662 萬0.5%−6,041−5.3%減碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF269,808$1,615 萬0.5%+21,053+8.5%加碼–
PFEPfizer IncStock255,196$1,507 萬0.4%−3,991−1.5%減碼歷史
iShares Tr464288414NATIONAL MUN ETF123,774$1,439 萬0.4%+5,005+4.2%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD266,708$1,419 萬0.4%−30,405−10.2%減碼–
PGProcter & Gamble CoStock86,431$1,414 萬0.4%+8,977+11.6%加碼歷史
VVisa Inc.Stock64,786$1,404 萬0.4%−346−0.5%減碼歷史
BABoeing CoStock67,319$1,355 萬0.4%−1,462−2.1%減碼歷史
UNHUnitedHealth Group IncStock26,824$1,347 萬0.4%+1,020+4.0%加碼歷史
Schwab US Dividend Equity ETF808524797ETF166,040$1,342 萬0.4%+23,309+16.3%加碼–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW223,217$1,335 萬0.4%+159,070+248.0%加碼–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR343,645$1,320 萬0.4%+37,422+12.2%加碼–
NEENextera Energy IncStock140,833$1,315 萬0.4%+17,985+14.6%加碼歷史
VZVerizon Communications IncStock248,676$1,292 萬0.4%+494+0.2%加碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF186,327$1,279 萬0.4%+18,925+11.3%加碼–
iShares U.S. Medical Devices ETF464288810ETF193,425$1,274 萬0.4%+1,179+0.6%加碼–
iShares Tr46432F388MSCI USA VALUE113,141$1,239 萬0.3%+1,879+1.7%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF86,919$1,225 萬0.3%+24,253+38.7%加碼–
Pacer Trendpilot US Bond ETF69374H642ETF446,357$1,202 萬0.3%−136,771−23.5%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF306,017$1,195 萬0.3%+54,597+21.7%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF46,863$1,194 萬0.3%+7,258+18.3%加碼–
COSTCostco Wholesale CorpStock20,987$1,192 萬0.3%+1,796+9.4%加碼歷史
First Tr Exchange-Traded FD33734H106SHS274,977$1,184 萬0.3%+11,195+4.2%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF138,595$1,172 萬0.3%−19,500−12.3%減碼–
FFord Motor CoStock556,906$1,157 萬0.3%+23,414+4.4%加碼歷史
ARK Innovation ETF00214Q104ETF120,328$1,138 萬0.3%+5,284+4.6%加碼–
First Trust Dow Jones Internet Index Fund33733E302ETF50,219$1,136 萬0.3%+450+0.9%加碼–
iShares Tr46432F859CORE 1 5 YR USD220,648$1,113 萬0.3%−8,045−3.5%減碼–
BRK.BBerkshire Hathaway IncStock36,270$1,085 萬0.3%−702−1.9%減碼歷史
CRMSalesforce, Inc.Stock42,006$1,068 萬0.3%+1,452+3.6%加碼歷史
Vanguard Morningstar Value ETF922908744ETF71,244$1,048 萬0.3%+5,703+8.7%加碼–
WMTWalmart Inc.Stock71,945$1,041 萬0.3%−2,968−4.0%減碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF42,073$950.9 萬0.3%+2,586+6.5%加碼–
ADBEAdobe Inc.Stock16,642$943.7 萬0.3%+695+4.4%加碼歷史
BACBank of America CorpStock211,456$940.8 萬0.3%+14,679+7.5%加碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF38,917$939.6 萬0.3%+5,309+15.8%加碼–
PYPLPayPal Holdings, Inc.Stock49,569$934.8 萬0.3%−12,227−19.8%減碼歷史
BXBlackstone Inc.COM71,091$919.9 萬0.3%−21,685−23.4%減碼歷史
iShares Semiconductor ETF464287523ETF16,782$910.1 萬0.3%+320+1.9%加碼–
TAT&T Inc.Stock368,566$906.7 萬0.3%−18,531−4.8%減碼歷史
WMWaste Management IncStock54,212$904.8 萬0.3%−3,278−5.7%減碼歷史
iShares Core S&P US Value ETF464287663ETF117,912$900.1 萬0.3%+21,761+22.6%加碼–
UPSUnited Parcel Service IncStock41,651$892.8 萬0.3%+2,936+7.6%加碼歷史
NKENIKE, Inc.Stock52,204$870.1 萬0.2%+27,847+114.3%加碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF110,837$850.9 萬0.2%+3,852+3.6%加碼–
iShares Tr464288513IBOXX HI YD ETF97,128$845.1 萬0.2%−6,756−6.5%減碼–
iShares MSCI Eafe ETF464287465ETF106,457$837.6 萬0.2%+6,785+6.8%加碼–
AMDAdvanced Micro Devices IncStock58,051$835.4 萬0.2%+1,651+2.9%加碼歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF410,654$834.4 萬0.2%+136,396+49.7%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF149,144$827.8 萬0.2%+30,254+25.4%加碼–
PEPPepsiCo IncStock46,989$816.2 萬0.2%+1,597+3.5%加碼歷史
CVXChevron CorpStock68,307$801.6 萬0.2%+18,121+36.1%加碼歷史
SBUXStarbucks CorpStock68,262$798.5 萬0.2%+2,733+4.2%加碼歷史
TGTTarget CorpStock34,288$793.6 萬0.2%+92+0.3%加碼歷史
CATCaterpillar IncStock37,202$769.1 萬0.2%−5,371−12.6%減碼歷史
iShares S&P Small-Cap 600 Value ETF464287879ETF71,788$750.1 萬0.2%−12,535−14.9%減碼–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN57,521$734.3 萬0.2%+2,615+4.8%加碼–
KOCoca Cola CoStock123,242$729.7 萬0.2%+4,338+3.6%加碼歷史
MCDMcDonalds CorpStock27,111$726.8 萬0.2%+164+0.6%加碼歷史
XOMExxonMobil Holdings CorpCOM118,548$725.4 萬0.2%+6,103+5.4%加碼歷史
Vanguard Dividend Appreciation ETF921908844ETF41,642$715.2 萬0.2%+1,007+2.5%加碼–
Vanguard Short-Term Bond ETF921937827ETF87,062$703.7 萬0.2%+6,326+7.8%加碼–
MOAltria Group, Inc.Stock147,903$700.9 萬0.2%−6,754−4.4%減碼歷史
TTDTrade Desk, Inc.Stock75,167$688.8 萬0.2%−1,223−1.6%減碼歷史
SHOPShopify Inc.Stock4,995$688.0 萬0.2%+99+2.0%加碼歷史

選擇權(21 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$766.9 萬
Invesco QQQ Trust Series I46090E103ETF$417.7 萬–
SPYSPDR S&P 500 ETF TrustETF$114.0 萬$66.5 萬
NFLXNetflix IncStock–$132.5 萬
AAPLApple Inc.Stock–$88.8 萬
TWTRTwitter, Inc.COM–$86.4 萬
GOOGAlphabet Inc.Stock–$57.9 萬
MSFTMicrosoft CorpStock–$53.8 萬
FDXFedEx CorpStock–$51.7 萬
ADBEAdobe Inc.Stock$39.7 萬–
ROKURoku, IncCOM CL A–$36.5 萬
BABoeing CoStock–$34.2 萬
TSLATesla, Inc.Stock$31.7 萬–
NVDANVIDIA CorpStock$26.5 萬–
ABBVAbbVie Inc.Stock$25.7 萬–
VEEVVeeva Systems IncStock–$25.5 萬
METAMeta Platforms, Inc.Stock–$23.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$6.30 萬
NOKNokia CorpSPONSORED ADR–$6.20 萬
AGENAgenus IncCOM NEW–$4.40 萬
SOSSOS LtdSPNSORD ADS NEW–$1.30 萬

2021 年第 3 季之後清倉(128 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 128 檔。

Sigma Planning Corp 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PKOPIMCO Income Opportunity FundCOM127,597$312.7 萬0.1%歷史
First Tr Exchange-Traded FD33734G108COM89,943$254.4 萬0.1%–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC27,288$231.3 萬0.1%–
ITGartner IncCOM6,773$205.8 萬0.1%歷史
Kraneshares Tr500767736QUADRTC INT RT64,474$179.7 萬0.1%–
BILLBILL Holdings, Inc.Stock4,803$128.2 萬<0.1%歷史
DOCSDoximity, Inc.CL A14,199$114.6 萬<0.1%歷史
SFLSFL Corp Ltd.SHS111,728$93.6 萬<0.1%歷史
iShares Future AI & Tech ETF46435U556ETF21,120$89.4 萬<0.1%–
CVLTCommvault Systems IncCOM10,704$80.6 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock16,711$66.8 萬<0.1%歷史
Global X FDS37950E127REIT ETF69,864$66.4 萬<0.1%–
RETAReata Pharmaceuticals IncCL A6,544$65.8 萬<0.1%歷史
CCJCameco CorpStock28,999$63.0 萬<0.1%歷史
PNRPENTAIR plcSHS8,495$61.7 萬<0.1%歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF18,686$60.9 萬<0.1%–
CARAvis Budget Group, Inc.COM5,115$59.6 萬<0.1%歷史
UAAUnder Armour, Inc.Stock29,366$59.3 萬<0.1%歷史
KOFCoca Cola Femsa SAB de CVSPONS ADS REP10,444$58.8 萬<0.1%歷史
CMRECostamare Inc.SHS36,896$57.2 萬<0.1%歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,102$55.6 萬<0.1%–
Global X Uranium ETF37954Y871ETF23,168$55.1 萬<0.1%–
Pretium Res Inc74139C102COM57,054$55.0 萬<0.1%–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP9,990$54.3 萬<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I14,845$53.3 萬<0.1%–
FSMFortuna Mining Corp.COM133,399$52.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD20,741$51.7 萬<0.1%–
Mag Silver Corp55903Q104COM31,283$50.7 萬<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN62,338$50.6 萬<0.1%–
TEITempleton Emerging Markets Income FundCOM64,470$49.9 萬<0.1%歷史
VXXBarclays Bank PLCETF17,829$49.6 萬<0.1%歷史
UUUUEnergy Fuels IncCOM NEW70,452$49.5 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM49,347$48.4 萬<0.1%–
MGAMagna International IncCOM6,182$46.5 萬<0.1%歷史
SKINSkinHealth Systems Inc.COM CL A16,700$43.4 萬<0.1%歷史
CVNACarvana Co.CL A1,433$43.2 萬<0.1%歷史
BZUNBaozun Inc.SPONSORED ADR23,007$40.3 萬<0.1%歷史
Innovator ETFs Tr45783Y509GROWTH ACCELE14,206$40.2 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM37,598$39.0 萬<0.1%–
USOUnited States Oil Fund, LPUNITS7,246$38.1 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT12,846$37.7 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB17,522$37.0 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK4,124$36.3 萬<0.1%歷史
AZTAAzenta, Inc.COM3,454$35.4 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO3,628$35.1 萬<0.1%–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL3,756$34.2 萬<0.1%–
TDYTeledyne Technologies IncCOM788$33.9 萬<0.1%歷史
Graniteshares ETF Tr38747R108BBG COMMD K 111,241$33.8 萬<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM21,335$33.8 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS15,932$33.7 萬<0.1%歷史
iShares Tr46435G342MORTGE REL ETF9,225$33.4 萬<0.1%–
PKGPackaging Corp of AmericaStock2,414$33.2 萬<0.1%歷史
SPDR Series Trust78464A607ST STR DOW REIT3,114$32.8 萬<0.1%–
DELLDell Technologies Inc.Stock3,126$32.5 萬<0.1%歷史
NARIInari Medical, Inc.Stock3,975$32.2 萬<0.1%歷史
HAPNHappen, Inc.COM NEW10,374$29.3 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS6,425$28.6 萬<0.1%歷史
DRNADicerna Pharmaceuticals IncCOM14,016$28.3 萬<0.1%歷史
TXRHTexas Roadhouse, Inc.COM3,077$28.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,863$28.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT2,472$27.7 萬<0.1%歷史
Royal Dutch Shell PLC780259107SPON ADR B6,135$27.2 萬<0.1%–
RSIRush Street Interactive, Inc.COM13,945$26.8 萬<0.1%歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF5,389$26.7 萬<0.1%–
MWAMueller Water Products, Inc.COM SER A17,518$26.7 萬<0.1%歷史
ASANAsana, Inc.CL A2,489$25.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,930$25.4 萬<0.1%–
iShares Tr46435G755IBONDS DEC20229,718$25.4 萬<0.1%–
iShares Tr46434V761MSCI UAE ETF17,000$25.2 萬<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,870$25.2 萬<0.1%–
BLMNBloomin' Brands, Inc.COM9,740$24.4 萬<0.1%歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS8,948$23.9 萬<0.1%歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF13,719$23.1 萬<0.1%–
ATRAptargroup, Inc.Stock1,925$23.0 萬<0.1%歷史
LBRTLiberty Energy Inc.COM CL A19,000$23.0 萬<0.1%歷史
PTONPeloton Interactive, Inc.CL A COM2,625$22.9 萬<0.1%歷史
APTVAptiv PLCSHS1,536$22.9 萬<0.1%歷史
iShares Tr46435G318IBONDS DEC20238,721$22.7 萬<0.1%–
iShares Tr46435U697IBONDS DEC8,423$22.7 萬<0.1%–
TTCFTattooed Chef, Inc.COM CL A12,340$22.7 萬<0.1%歷史
ZGZillow Group, Inc.CL A2,555$22.6 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,101$22.6 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD11,700$22.4 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM2,218$22.4 萬<0.1%歷史
TELTE Connectivity plcREG SHS1,629$22.4 萬<0.1%歷史
CHWYChewy, Inc.CL A3,210$21.9 萬<0.1%歷史
LBTYALiberty Global Ltd.SHS CL A7,300$21.8 萬<0.1%歷史
SUISun Communities IncCOM1,155$21.4 萬<0.1%歷史
FANGDiamondback Energy, Inc.Stock2,230$21.1 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock425$21.1 萬<0.1%歷史
Global X FDS37954Y657US PFD ETF8,118$20.9 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF4,320$20.8 萬<0.1%–
Echo Global Logistics, Inc.27875T101COM4,365$20.8 萬<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT5,166$20.7 萬<0.1%–
BGFVBig 5 Sporting Goods CorpCOM8,955$20.6 萬<0.1%歷史
BLFSBiolife Solutions IncCOM NEW4,850$20.5 萬<0.1%歷史
MITKMitek Systems IncCOM NEW11,000$20.4 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,374$20.3 萬<0.1%歷史
ELEstee Lauder Companies IncCL A673$20.2 萬<0.1%歷史
RSReliance, Inc.COM1,414$20.1 萬<0.1%歷史