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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/10/28 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,353
較 2021 年第 2 季 −35
總值
$32.9 億
較 2021 年第 2 季 −$4,435 萬 (−1.3%)
申報日
2021/10/28
SEC
Sigma Planning Corp 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock989,725$1.40 億4.3%+3,848+0.4%加碼歷史
iShares Core S&P 500 ETF464287200ETF298,362$1.29 億3.9%+2,671+0.9%加碼–
AMZNAmazon Com IncStock19,005$6,243 萬1.9%+126+0.7%加碼歷史
MSFTMicrosoft CorpStock218,995$6,174 萬1.9%+1,533+0.7%加碼歷史
SPYSPDR S&P 500 ETF TrustETF118,492$5,085 萬1.5%+13,204+12.5%加碼歷史
Invesco QQQ Trust Series I46090E103ETF141,587$5,068 萬1.5%+1,630+1.2%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF253,087$4,444 萬1.4%+35,436+16.3%加碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF311,211$4,140 萬1.3%−13,198−4.1%減碼–
iShares Core Dividend Growth ETF46434V621ETF798,971$4,014 萬1.2%+36,841+4.8%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF332,363$3,817 萬1.2%+31,769+10.6%加碼–
iShares Core S&P Small Cap ETF464287804ETF323,711$3,535 萬1.1%+19,904+6.6%加碼–
iShares S&P 500 Growth ETF464287309ETF456,429$3,374 萬1.0%−12,367−2.6%減碼–
iShares S&P 500 Value ETF464287408ETF166,420$2,420 萬0.7%+5,023+3.1%加碼–
NVDANVIDIA CorpStock115,630$2,395 萬0.7%+14,642+14.5%加碼依 4 比 1 拆股換算歷史
iShares Core S&P Mid-Cap ETF464287507ETF90,317$2,376 萬0.7%+5,043+5.9%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF157,782$2,337 萬0.7%+89,725+131.8%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT151,014$2,263 萬0.7%+4,775+3.3%加碼–
iShares Tr464287150CORE S&P TTL STK220,144$2,166 萬0.7%−10,809−4.7%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF293,271$2,156 萬0.7%−2,082−0.7%減碼–
Vanguard S&P 500 ETF922908363ETF54,407$2,146 萬0.7%+968+1.8%加碼–
GOOGLAlphabet Inc.Stock7,879$2,107 萬0.6%+1,760+28.8%加碼歷史
GLDSPDR Gold TrustETF125,882$2,067 萬0.6%−14,247−10.2%減碼歷史
JPMJPMorgan Chase & CoStock125,529$2,055 萬0.6%−1,513−1.2%減碼歷史
GOOGAlphabet Inc.Stock7,560$2,015 萬0.6%+182+2.5%加碼歷史
METAMeta Platforms, Inc.Stock58,235$1,976 萬0.6%+3,072+5.6%加碼歷史
iShares Tr4642874571 3 YR TREAS BD228,342$1,967 萬0.6%−1,248−0.5%減碼–
DISWalt Disney CoStock113,326$1,917 萬0.6%+6,603+6.2%加碼歷史
iShares Core MSCI Eafe ETF46432F842ETF250,476$1,860 萬0.6%+15,432+6.6%加碼–
JNJJohnson & JohnsonStock107,002$1,728 萬0.5%+781+0.7%加碼歷史
HDHome Depot, Inc.Stock51,696$1,697 萬0.5%−127−0.2%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF112,956$1,687 萬0.5%+55,166+95.5%加碼–
PYPLPayPal Holdings, Inc.Stock61,796$1,608 萬0.5%−1,027−1.6%減碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD297,113$1,591 萬0.5%−12,259−4.0%減碼–
Pacer Trendpilot US Bond ETF69374H642ETF583,128$1,581 萬0.5%+17,682+3.1%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF248,755$1,536 萬0.5%−1,257−0.5%減碼–
BABoeing CoStock68,781$1,513 萬0.5%−2,093−3.0%減碼歷史
iShares Tips Bond ETF464287176ETF117,419$1,499 萬0.5%+29,046+32.9%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF309,836$1,471 萬0.4%+124,454+67.1%加碼–
VVisa Inc.Stock65,132$1,451 萬0.4%+688+1.1%加碼歷史
TSLATesla, Inc.Stock18,588$1,442 萬0.4%−309−1.6%減碼歷史
iShares Tr464288414NATIONAL MUN ETF118,769$1,380 萬0.4%+5,356+4.7%加碼–
VZVerizon Communications IncStock248,182$1,340 萬0.4%−5,664−2.2%減碼歷史
ABBVAbbVie Inc.Stock124,173$1,340 萬0.4%+910+0.7%加碼歷史
ARK Innovation ETF00214Q104ETF115,044$1,272 萬0.4%−31,962−21.7%減碼–
iShares U.S. Medical Devices ETF464288810ETF192,246$1,207 萬0.4%−5,802−2.9%減碼依 6 比 1 拆股換算–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF158,095$1,183 萬0.4%+22,355+16.5%加碼–
First Trust Dow Jones Internet Index Fund33733E302ETF49,769$1,174 萬0.4%+1,129+2.3%加碼–
iShares Tr46432F859CORE 1 5 YR USD228,693$1,168 萬0.4%+4,469+2.0%加碼–
iShares Tr46432F388MSCI USA VALUE111,262$1,120 萬0.3%+77,419+228.8%加碼–
PFEPfizer IncStock259,187$1,115 萬0.3%+10,907+4.4%加碼歷史
CRMSalesforce, Inc.Stock40,554$1,100 萬0.3%+5,061+14.3%加碼歷史
J P Morgan Exchange Traded F46641Q753US VALUE FACTR306,223$1,088 萬0.3%+264,870+640.5%加碼–
PGProcter & Gamble CoStock77,454$1,083 萬0.3%−579−0.7%減碼歷史
BXBlackstone Inc.COM92,776$1,079 萬0.3%+29,625+46.9%加碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF167,402$1,068 萬0.3%+16,101+10.6%加碼–
Schwab US Dividend Equity ETF808524797ETF142,731$1,060 萬0.3%+9,865+7.4%加碼–
MRNAModerna, Inc.Stock27,198$1,047 萬0.3%+13,973+105.7%加碼歷史
TAT&T Inc.Stock387,097$1,046 萬0.3%−28,311−6.8%減碼歷史
WMTWalmart Inc.Stock74,913$1,044 萬0.3%+2,169+3.0%加碼歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF142,661$1,043 萬0.3%−161,315−53.1%減碼–
First Tr Exchange-Traded FD33734H106SHS263,782$1,034 萬0.3%−166,482−38.7%減碼–
BRK.BBerkshire Hathaway IncStock36,972$1,009 萬0.3%−7,514−16.9%減碼歷史
UNHUnitedHealth Group IncStock25,804$1,008 萬0.3%+2,957+12.9%加碼歷史
NEENextera Energy IncStock122,848$964.6 萬0.3%−4,427−3.5%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF251,420$943.6 萬0.3%−6,515−2.5%減碼–
ROKURoku, IncCOM CL A30,008$940.3 萬0.3%+716+2.4%加碼歷史
Vanguard Morningstar Mid-Cap ETF922908629ETF39,605$937.7 萬0.3%+1,027+2.7%加碼–
ADBEAdobe Inc.Stock15,947$918.1 萬0.3%−87−0.5%減碼歷史
iShares Tr464288513IBOXX HI YD ETF103,884$908.9 萬0.3%−22,894−18.1%減碼–
Vanguard Morningstar Value ETF922908744ETF65,541$887.2 萬0.3%−46,615−41.6%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT172,853$874.3 萬0.3%+1,443+0.8%加碼–
CROXCrocs, Inc.COM60,467$867.6 萬0.3%−983−1.6%減碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF39,487$863.5 萬0.3%+1,765+4.7%加碼–
COSTCostco Wholesale CorpStock19,191$862.4 萬0.3%−1,091−5.4%減碼歷史
WMWaste Management IncStock57,490$858.7 萬0.3%+566+1.0%加碼歷史
iShares S&P Small-Cap 600 Value ETF464287879ETF84,323$848.9 萬0.3%−24,980−22.9%減碼–
XYZBlock, Inc.CL A35,185$843.9 萬0.3%−609−1.7%減碼歷史
BACBank of America CorpStock196,777$835.3 萬0.3%+3,348+1.7%加碼歷史
State Street Industrial Select Sector SPDR ETF81369Y704ETF83,644$818.4 萬0.2%−12,779−13.3%減碼–
CATCaterpillar IncStock42,573$817.3 萬0.2%+1,516+3.7%加碼歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP127,004$813.7 萬0.2%+6,234+5.2%加碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF106,985$806.0 萬0.2%+5,837+5.8%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF62,666$797.7 萬0.2%+7,616+13.8%加碼–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN54,906$789.4 萬0.2%−804−1.4%減碼–
TGTTarget CorpStock34,196$782.3 萬0.2%+1,373+4.2%加碼歷史
iShares MSCI Eafe ETF464287465ETF99,672$777.5 萬0.2%+3,759+3.9%加碼–
First Tr Exchange-Traded Alp33734K109COM SHS90,738$774.0 萬0.2%−26,672−22.7%減碼–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT39,426$759.2 萬0.2%+36,870+1,442.5%加碼–
FFord Motor CoStock533,492$755.4 萬0.2%−126,103−19.1%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF33,608$746.3 萬0.2%+1,416+4.4%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF82,921$741.6 萬0.2%+11,165+15.6%加碼–
iShares Semiconductor ETF464287523ETF16,462$734.0 萬0.2%+6,983+73.7%加碼–
SBUXStarbucks CorpStock65,529$722.9 萬0.2%−4,139−5.9%減碼歷史
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF70,297$716.5 萬0.2%+1,332+1.9%加碼–
UPSUnited Parcel Service IncStock38,715$705.0 萬0.2%+2,495+6.9%加碼歷史
MOAltria Group, Inc.Stock154,657$704.0 萬0.2%−7,260−4.5%減碼歷史
iShares Tr46434V878ULTRA SHORT DUR136,761$690.7 萬0.2%+1,169+0.9%加碼–
PEPPepsiCo IncStock45,392$682.8 萬0.2%−633−1.4%減碼歷史
iShares Core S&P US Value ETF464287663ETF96,151$681.5 萬0.2%+4,498+4.9%加碼–
SHOPShopify Inc.Stock4,896$663.8 萬0.2%−61−1.2%減碼歷史

選擇權(18 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$2,004 萬
Invesco QQQ Trust Series I46090E103ETF$511.9 萬–
VanEck ETF Trust92189H607OIL SERVICES ETF–$472.8 萬
SPYSPDR S&P 500 ETF TrustETF$154.5 萬$90.1 萬
XUnited States Steel CorpCOM–$87.9 萬
ROKURoku, IncCOM CL A–$78.3 萬
NFLXNetflix IncStock–$61.0 萬
GOOGAlphabet Inc.Stock–$53.3 萬
AAPLApple Inc.Stock–$35.4 萬
BABoeing CoStock–$30.8 萬
MSFTMicrosoft CorpStock–$28.2 萬
FDXFedEx CorpStock–$26.3 萬
MRNAModerna, Inc.Stock$23.1 萬–
SRNESorrento Therapeutics, Inc.COM NEW–$20.9 萬
VHCVirnetX Holding CorpCOM–$10.3 萬
AGENAgenus IncCOM NEW–$6.10 萬
NOKNokia CorpSPONSORED ADR–$5.40 萬
SOSSOS LtdSPNSORD ADS NEW–$5.00 萬

2021 年第 2 季之後清倉(157 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 157 檔。

Sigma Planning Corp 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL95,116$734.0 萬0.2%–
TPRTapestry, Inc.COM143,583$624.3 萬0.2%歷史
Innovator U.S. Equity Buffer ETF - October45782C771ETF82,676$266.8 萬0.1%–
iShares Tr464287838U.S. BAS MTL ETF17,403$226.9 萬0.1%–
DXCDXC Technology CoStock48,152$187.5 萬0.1%歷史
ARLOArlo Technologies, Inc.COM246,200$166.7 萬0.1%歷史
WORKSlack Technologies, Inc.COM CL A29,956$132.7 萬<0.1%歷史
WisdomTree Tr97717X578EM EX ST-OWNED30,235$127.2 萬<0.1%–
WKHSWorkhorse Group Inc.COM NEW66,193$109.8 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW14,266$108.5 萬<0.1%歷史
Kirkland Lake Gold Ltd49741E100COM25,703$99.0 萬<0.1%–
EXKEndeavour Silver CorpCOM155,115$94.9 萬<0.1%歷史
UPWKUpwork, IncCOM15,675$91.4 萬<0.1%歷史
WPMWheaton Precious Metals Corp.COM19,801$87.3 萬<0.1%歷史
MUXMcEwen Inc.COM597,288$82.4 萬<0.1%歷史
BIIBBiogen Inc.COM2,365$81.9 萬<0.1%歷史
DBXDropbox, Inc.CL A25,092$76.1 萬<0.1%歷史
ABBNYABB LtdSPONSORED ADR22,296$75.8 萬<0.1%歷史
IQVIQVIA Holdings Inc.Stock2,981$72.2 萬<0.1%歷史
Sandstorm Gold Ltd Com New80013R206Stock90,263$71.2 萬<0.1%–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL25,540$69.7 萬<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY7,968$67.1 萬<0.1%–
BSETBassett Furniture Industries IncCOM25,280$61.6 萬<0.1%歷史
KGCKinross Gold CorpCOM93,865$59.6 萬<0.1%歷史
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR20,770$57.9 萬<0.1%–
STMPStamps.com IncCOM NEW2,828$56.6 萬<0.1%歷史
MANUManchester United plcORD CL A37,049$56.3 萬<0.1%歷史
SPDR Series Trust78464A714ST STR SP RETAIL5,612$54.6 萬<0.1%–
TCOMTrip.com Group LtdADS15,302$54.3 萬<0.1%歷史
BMBLBumble Inc.COM CL A9,309$53.6 萬<0.1%歷史
MMYTMakeMyTrip LtdStock17,818$53.5 萬<0.1%歷史
Hoegh LNG Partners LPY3262R100COM UNIT LTD30,265$53.2 萬<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY18,086$53.1 萬<0.1%歷史
GATOGatos Silver, Inc.COM29,619$51.8 萬<0.1%歷史
New Gold Inc Cda644535106COM285,749$51.7 萬<0.1%–
FSLRFirst Solar, Inc.Stock5,584$50.5 萬<0.1%歷史
Alps Clean Energy ETF00162Q460ETF6,544$49.6 萬<0.1%–
IBNIcici Bank LtdADR28,608$48.9 萬<0.1%歷史
SNBRQSleep Number CorpCOM4,437$48.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV5,370$47.5 萬<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF9,484$47.0 萬<0.1%–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR21,507$46.6 萬<0.1%歷史
IRBTiRobot CorpCOM4,884$45.6 萬<0.1%歷史
Global X FDS37954Y434GENOMIC BIOTECH18,296$45.5 萬<0.1%–
STLDSteel Dynamics IncCOM7,263$43.3 萬<0.1%歷史
GENGen Digital Inc.Stock15,743$42.9 萬<0.1%歷史
AEVAAeva Technologies, Inc.COM38,770$41.0 萬<0.1%歷史
Liberty Media Corp531229409COM A SIRIUSXM8,736$40.7 萬<0.1%–
SEDGSolaredge Technologies, Inc.COM1,463$40.4 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A13,844$39.9 萬<0.1%–
FUTUFutu Holdings LtdSPON ADS CL A2,162$38.7 萬<0.1%歷史
JWNNordstrom IncStock10,078$36.9 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,770$35.6 萬<0.1%–
TRTNTriton International LtdCL A6,764$35.4 萬<0.1%歷史
TWOU2U, LLCCOM8,304$34.6 萬<0.1%歷史
TPICQTpi Composites, IncCOM7,017$34.0 萬<0.1%歷史
EOGEOG Resources IncStock4,032$33.6 萬<0.1%歷史
PGRProgressive CorpStock3,344$32.8 萬<0.1%歷史
OGNOrganon & Co.Stock10,167$30.8 萬<0.1%歷史
VUZIVuzix CorpCOM NEW16,795$30.8 萬<0.1%歷史
JEFJefferies Financial Group Inc.COM8,961$30.6 萬<0.1%歷史
HOGHarley-Davidson, Inc.COM6,529$29.9 萬<0.1%歷史
REIRing Energy, Inc.COM100,000$29.8 萬<0.1%歷史
ESGREnstar Group LTDSHS1,245$29.7 萬<0.1%歷史
YAlleghany CorpCOM442$29.5 萬<0.1%歷史
Innovator ETFs Trust45782C524INTRNL DEV JAN10,812$28.9 萬<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S5,733$28.3 萬<0.1%–
BRSLBrightstar Lottery PLCSHS USD11,557$27.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A10,246$27.5 萬<0.1%歷史
NWLNewell Brands Inc.Stock9,985$27.4 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F748FT VEST US EQT7,521$27.2 萬<0.1%–
FWONALiberty Media CorpCOM SER A FRMLA6,371$27.2 萬<0.1%歷史
VanEck Vectors ETF Tr92189F205STEEL ETF4,356$27.0 萬<0.1%–
CFCF Industries Holdings, Inc.COM5,211$26.8 萬<0.1%歷史
LVSLas Vegas Sands CorpCOM5,065$26.7 萬<0.1%歷史
FLNAFilana Therapeutics, Inc.COM3,123$26.7 萬<0.1%歷史
AVOMission Produce, Inc.COM12,790$26.5 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM2,513$26.5 萬<0.1%歷史
CRUSCirrus Logic, Inc.Stock3,090$26.3 萬<0.1%歷史
JAZZJazz Pharmaceuticals plcSHS USD1,478$26.3 萬<0.1%歷史
TRUPTrupanion, Inc.COM2,288$26.3 萬<0.1%歷史
COHRCoherent Corp.COM3,602$26.1 萬<0.1%歷史
Abraxas Pete Corp003830304COM NEW80,490$26.0 萬<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,726$25.9 萬<0.1%–
PGNYProgyny, Inc.COM4,371$25.8 萬<0.1%歷史
Farfetch Ltd30744W107ORD SH CL A5,095$25.7 萬<0.1%–
BBIGVinco Ventures, Inc.COM64,370$25.4 萬<0.1%歷史
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Flexshares Tr33939L407MORNSTAR UPSTR6,338$24.3 萬<0.1%–
iShares Tr464288430ASIA 50 ETF2,642$24.2 萬<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM1,598$23.7 萬<0.1%歷史
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM905$23.5 萬<0.1%歷史
Cornerstone Building Brands, Inc.21925D109COM12,870$23.4 萬<0.1%–
Cambria ETF Tr132061201SHSHLD YIELD ETF3,614$23.1 萬<0.1%–
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