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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock985,877$1.35 億4.1%−11,681−1.2%減碼歷史
iShares Core S&P 500 ETF464287200ETF295,691$1.27 億3.8%+8,847+3.1%加碼–
AMZNAmazon Com IncStock18,879$6,495 萬1.9%+73+0.4%加碼歷史
MSFTMicrosoft CorpStock217,462$5,891 萬1.8%+24,941+13.0%加碼歷史
Invesco QQQ Trust Series I46090E103ETF139,957$4,961 萬1.5%+25,209+22.0%加碼–
SPYSPDR S&P 500 ETF TrustETF105,288$4,507 萬1.4%−60,056−36.3%減碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF324,409$4,359 萬1.3%+27,281+9.2%加碼–
iShares Core Dividend Growth ETF46434V621ETF762,130$3,838 萬1.2%+36,437+5.0%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF217,651$3,775 萬1.1%−4,586−2.1%減碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF300,594$3,467 萬1.0%+12,650+4.4%加碼–
iShares Core S&P Small Cap ETF464287804ETF303,807$3,432 萬1.0%+51,325+20.3%加碼–
iShares S&P 500 Growth ETF464287309ETF468,796$3,410 萬1.0%+8,201+1.8%加碼–
iShares S&P 500 Value ETF464287408ETF161,397$2,383 萬0.7%+8,242+5.4%加碼–
GLDSPDR Gold TrustETF140,129$2,321 萬0.7%+47,467+51.2%加碼歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF303,976$2,297 萬0.7%+67,664+28.6%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF85,274$2,292 萬0.7%+4,861+6.0%加碼–
iShares Tr464287150CORE S&P TTL STK230,953$2,281 萬0.7%+17,110+8.0%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT146,239$2,204 萬0.7%+37,210+34.1%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF295,353$2,174 萬0.7%−5,735−1.9%減碼–
Vanguard S&P 500 ETF922908363ETF53,439$2,103 萬0.6%−730−1.3%減碼–
NVDANVIDIA CorpStock25,247$2,020 萬0.6%+1,999+8.6%加碼歷史
iShares Tr4642874571 3 YR TREAS BD229,590$1,978 萬0.6%+1,935+0.8%加碼–
JPMJPMorgan Chase & CoStock127,042$1,976 萬0.6%+1,859+1.5%加碼歷史
ARK Innovation ETF00214Q104ETF147,006$1,923 萬0.6%+16,174+12.4%加碼–
METAMeta Platforms, Inc.Stock55,163$1,918 萬0.6%+1,078+2.0%加碼歷史
DISWalt Disney CoStock106,723$1,876 萬0.6%+13,955+15.0%加碼歷史
GOOGAlphabet Inc.Stock7,378$1,849 萬0.6%+67+0.9%加碼歷史
PYPLPayPal Holdings, Inc.Stock62,823$1,831 萬0.5%+1,687+2.8%加碼歷史
iShares Core MSCI Eafe ETF46432F842ETF235,044$1,760 萬0.5%+23,492+11.1%加碼–
JNJJohnson & JohnsonStock106,221$1,750 萬0.5%−8,794−7.6%減碼歷史
iShares Russell 2000 ETF464287655ETF75,172$1,724 萬0.5%−9,569−11.3%減碼–
First Tr Exchange-Traded FD33734H106SHS430,264$1,711 萬0.5%−17,562−3.9%減碼–
BABoeing CoStock70,874$1,698 萬0.5%+9,938+16.3%加碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF250,012$1,675 萬0.5%+15,581+6.6%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD309,372$1,659 萬0.5%+3,007+1.0%加碼–
HDHome Depot, Inc.Stock51,823$1,653 萬0.5%+3,763+7.8%加碼歷史
Pacer Trendpilot US Bond ETF69374H642ETF565,446$1,567 萬0.5%+63,916+12.7%加碼–
Vanguard Morningstar Value ETF922908744ETF112,156$1,542 萬0.5%+6,486+6.1%加碼–
VVisa Inc.Stock64,444$1,507 萬0.5%+4,578+7.6%加碼歷史
GOOGLAlphabet Inc.Stock6,119$1,494 萬0.4%+480+8.5%加碼歷史
VZVerizon Communications IncStock253,846$1,422 萬0.4%+2,390+1.0%加碼歷史
ABBVAbbVie Inc.Stock123,263$1,388 萬0.4%+8,588+7.5%加碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF252,852$1,362 萬0.4%+12,505+5.2%加碼–
ROKURoku, IncCOM CL A29,292$1,345 萬0.4%+876+3.1%加碼歷史
iShares Tr464288414NATIONAL MUN ETF113,413$1,329 萬0.4%+4,498+4.1%加碼–
TSLATesla, Inc.Stock18,897$1,284 萬0.4%+148+0.8%加碼歷史
BRK.BBerkshire Hathaway IncStock44,486$1,236 萬0.4%−1,046−2.3%減碼歷史
TAT&T Inc.Stock415,408$1,196 萬0.4%−16,670−3.9%減碼歷史
iShares U.S. Medical Devices ETF464288810ETF33,008$1,192 萬0.4%−2,006−5.7%減碼–
First Trust Dow Jones Internet Index Fund33733E302ETF48,640$1,191 萬0.4%+2,134+4.6%加碼–
iShares S&P Small-Cap 600 Value ETF464287879ETF109,303$1,152 萬0.3%−13,600−11.1%減碼–
iShares Tr46432F859CORE 1 5 YR USD224,224$1,150 萬0.3%+13,518+6.4%加碼–
iShares Tips Bond ETF464287176ETF88,373$1,131 萬0.3%+17,819+25.3%加碼–
iShares Tr464288513IBOXX HI YD ETF126,778$1,116 萬0.3%+10,837+9.3%加碼–
PGProcter & Gamble CoStock78,033$1,053 萬0.3%−4,935−5.9%減碼歷史
WMTWalmart Inc.Stock72,744$1,026 萬0.3%−10,985−13.1%減碼歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF135,740$1,026 萬0.3%−13,759−9.2%減碼–
First Tr Exchange-Traded Alp33734K109COM SHS117,410$1,008 萬0.3%+9,499+8.8%加碼–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL165,097$1,006 萬0.3%−10,399−5.9%減碼–
Schwab US Dividend Equity ETF808524797ETF132,866$1,005 萬0.3%+8,907+7.2%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF68,057$993.4 萬0.3%+2,736+4.2%加碼–
State Street Industrial Select Sector SPDR ETF81369Y704ETF96,423$987.4 萬0.3%+1,122+1.2%加碼–
FFord Motor CoStock659,595$980.2 萬0.3%+107,521+19.5%加碼歷史
PFEPfizer IncStock248,280$972.3 萬0.3%−2,240−0.9%減碼歷史
Fidelity MSCI Health Care Index ETF316092600ETF151,301$964.4 萬0.3%−13,012−7.9%減碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF72,334$959.4 萬0.3%−17,985−19.9%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF257,935$946.4 萬0.3%+30,092+13.2%加碼–
ADBEAdobe Inc.Stock16,034$939.0 萬0.3%+501+3.2%加碼歷史
NEENextera Energy IncStock127,275$932.7 萬0.3%−19,281−13.2%減碼歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN55,710$918.2 萬0.3%−1,242−2.2%減碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF38,578$915.7 萬0.3%+238+0.6%加碼–
UNHUnitedHealth Group IncStock22,847$914.9 萬0.3%+635+2.9%加碼歷史
CATCaterpillar IncStock41,057$893.5 萬0.3%+9,635+30.7%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF185,382$890.6 萬0.3%+50,648+37.6%加碼–
BBWIBath & Body Works, Inc.COM121,828$877.9 萬0.3%−18,449−13.2%減碼歷史
XYZBlock, Inc.CL A35,794$872.7 萬0.3%+5,372+17.7%加碼歷史
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT171,410$872.5 萬0.3%+37,357+27.9%加碼–
CRMSalesforce, Inc.Stock35,493$867.0 萬0.3%−1,068−2.9%減碼歷史
NUENucor CorpCOM89,888$862.3 萬0.3%+75,584+528.4%加碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF57,790$853.3 萬0.3%−1,895−3.2%減碼–
Vanguard Morningstar Small-Cap ETF922908751ETF37,722$849.8 萬0.3%+2,270+6.4%加碼–
iShares S&P Mid-Cap 400 Value ETF464287705ETF80,411$847.1 萬0.3%−26,173−24.6%減碼–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP120,770$825.8 萬0.2%+36,608+43.5%加碼–
COSTCostco Wholesale CorpStock20,282$802.5 萬0.2%−2,642−11.5%減碼歷史
DVNDevon Energy CorpStock273,908$799.5 萬0.2%+273,908新進歷史
WMWaste Management IncStock56,924$797.6 萬0.2%+282+0.5%加碼歷史
BACBank of America CorpStock193,429$797.5 萬0.2%+13,791+7.7%加碼歷史
TGTTarget CorpStock32,823$793.5 萬0.2%−785−2.3%減碼歷史
SBUXStarbucks CorpStock69,668$779.0 萬0.2%−5,243−7.0%減碼歷史
MOAltria Group, Inc.Stock161,917$772.0 萬0.2%−2,555−1.6%減碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF101,148$764.1 萬0.2%−3,514−3.4%減碼–
iShares MSCI Eafe ETF464287465ETF95,913$756.6 萬0.2%+8,606+9.9%加碼–
UPSUnited Parcel Service IncStock36,220$753.3 萬0.2%+926+2.6%加碼歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL95,116$734.0 萬0.2%+91,094+2,264.9%加碼–
SHOPShopify Inc.Stock4,957$724.2 萬0.2%+183+3.8%加碼歷史
XOMExxonMobil Holdings CorpCOM114,637$723.1 萬0.2%+12,456+12.2%加碼歷史
Schwab U.S. Mid-Cap ETF808524508ETF92,229$721.9 萬0.2%+79,814+642.9%加碼–
COFCapital One Financial CorpStock46,505$719.4 萬0.2%+44,494+2,212.5%加碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF32,192$717.3 萬0.2%+1,181+3.8%加碼–
CROXCrocs, Inc.COM61,450$716.0 萬0.2%+3,079+5.3%加碼歷史

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
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HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
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KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
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KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
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LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史