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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Blackstone Mtg Tr Inc09257WAB6NOTE 4.375% 5/015,000$1.50 萬<0.1%00.0%不變–
RMTIRockwell Medical, Inc.COM16,612$1.50 萬<0.1%00.0%不變歷史
XCURExicure, Inc.COM15,000$2.30 萬<0.1%+15,000新進歷史
Second Sight Med Prods Inc81362J126*W EXP 03/14/20219,056$2.30 萬<0.1%−1,098−5.4%減碼–
CFORCapForce Inc.COM11,600$2.60 萬<0.1%+11,600新進歷史
REEDReed's, Inc.COM27,789$2.80 萬<0.1%+300+1.1%加碼歷史
GLGGLGHK LtdCOM28,000$2.80 萬<0.1%+1,000+3.7%加碼歷史
Boqi Intl Med Inc099501108COM22,500$3.00 萬<0.1%+1,500+7.1%加碼–
Remark Hldgs Inc75955K102COM16,250$3.00 萬<0.1%−17,250−51.5%減碼–
LITBLightInTheBox Holding Co., Ltd.SPONSORED ADR18,200$3.60 萬<0.1%−45,900−71.6%減碼歷史
ONCSOncosec Medical IncCOM13,502$3.80 萬<0.1%−1,000−6.9%減碼歷史
ITRMIterum Therapeutics plcSHS17,153$4.00 萬<0.1%+17,153新進歷史
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR10,209$4.30 萬<0.1%+10,209新進歷史
SBSafe Bulkers, Inc.COM11,843$4.70 萬<0.1%+11,843新進歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/148,000$4.90 萬<0.1%00.0%不變–
CEMIChembio Diagnostics, Inc.COM NEW17,800$5.30 萬<0.1%−4,000−18.3%減碼歷史
Xinyuan Real Estate Co Ltd98417P105SPONS ADR20,658$5.50 萬<0.1%+20,658新進–
SJTSan Juan Basin Royalty TrustUNIT BEN INT10,800$5.60 萬<0.1%+410+3.9%加碼歷史
TELLTellurian Inc.COM12,305$5.70 萬<0.1%+12,305新進歷史
AYTUAytu Biopharma, IncCOM NEW11,674$5.80 萬<0.1%+952+8.9%加碼歷史
CRBPCorbus Pharmaceuticals Holdings, Inc.COM32,000$5.90 萬<0.1%00.0%不變歷史
TOMZTOMI Environmental Solutions, Inc.COM NEW21,000$6.00 萬<0.1%−30,400−59.1%減碼歷史
ONCTOncternal Therapeutics, Inc.COM12,658$6.00 萬<0.1%+12,658新進歷史
Portman Ridge Fin Corp73688F102COM25,450$6.10 萬<0.1%+25,450新進–
OPKOpko Health, Inc.COM15,402$6.20 萬<0.1%00.0%不變歷史
LOTZCarLotz, Inc.COM CL A11,500$6.30 萬<0.1%+11,500新進歷史
NSLNuveen Senior Income FundCOM10,815$6.40 萬<0.1%00.0%不變歷史
EZPWEzcorp IncCL A NON VTG10,758$6.50 萬<0.1%−10−0.1%減碼歷史
RIGTransocean Ltd.REGISTERED SHS15,159$6.90 萬<0.1%+1,075+7.6%加碼歷史
Yamana Gold Inc98462Y100COM16,676$7.00 萬<0.1%−1,594−8.7%減碼–
ACTGAcacia Research CorpACACIA TCH COM10,700$7.20 萬<0.1%−4,000−27.2%減碼歷史
PPSIPioneer Power Solutions, Inc.COM NEW15,720$7.30 萬<0.1%+15,720新進歷史
PLGPlatinum Group Metals LtdCOM20,250$7.30 萬<0.1%+20,250新進歷史
LYGLloyds Banking Group plcSPONSORED ADR28,864$7.40 萬<0.1%+18,500+178.5%加碼歷史
IAFAbrdn Australia Equity Fund, Inc.COM11,789$7.60 萬<0.1%+1,353+13.0%加碼歷史
SCPXScorpius Holdings, Inc.COM11,457$7.70 萬<0.1%−14,600−56.0%減碼歷史
VVRInvesco Senior Income TrustCOM17,618$7.90 萬<0.1%+2,214+14.4%加碼歷史
ABUSArbutus Biopharma CorpCOM26,000$7.90 萬<0.1%−290−1.1%減碼歷史
Mogo Inc60800C109COM10,000$7.90 萬<0.1%−40,186−80.1%減碼–
SERSerina Therapeutics, Inc.COM51,700$8.00 萬<0.1%+28,200+120.0%加碼歷史
ZOMDFZomedica Corp.COM98,450$8.20 萬<0.1%−10,000−9.2%減碼歷史
NOKNokia CorpSPONSORED ADR15,996$8.50 萬<0.1%−3,772−19.1%減碼歷史
CLWTEuro Tech Holdings Co LtdSHS NEW24,600$8.50 萬<0.1%+24,600新進歷史
EVGNEvogene Ltd.SHS25,110$8.60 萬<0.1%−400−1.6%減碼歷史
MV Oil Tr553859109TR UNITS10,326$8.80 萬<0.1%+10,326新進–
Adamas Trust, Inc.649604501COM PAR $.0220,504$9.20 萬<0.1%+4,498+28.1%加碼–
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,382$9.40 萬<0.1%−800−6.6%減碼歷史
SQFTPresidio Property Trust, Inc.COM CL A24,930$9.80 萬<0.1%−5,301−17.5%減碼歷史
LQDALiquidia CorpCOM NEW34,490$9.90 萬<0.1%+6,100+21.5%加碼歷史
GEOGeo Group IncCOM13,990$10.0 萬<0.1%+13,990新進歷史
TUSKMammoth Energy Services, Inc.COM22,000$10.1 萬<0.1%+500+2.3%加碼歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,021$10.2 萬<0.1%00.0%不變歷史
TTITetra Technologies IncCOM24,481$10.6 萬<0.1%+150+0.6%加碼歷史
BBDCBarings BDC, Inc.COM10,136$10.7 萬<0.1%+10,136新進歷史
VETVermilion Energy Inc.COM12,300$10.8 萬<0.1%+12,300新進歷史
STEXStreamex Corp.COM NEW29,120$11.2 萬<0.1%+4,698+19.2%加碼歷史
IVRInvesco Mortgage Capital Inc.COM28,660$11.2 萬<0.1%+120.0%加碼歷史
OXSQOxford Square Capital Corp.COM22,998$11.3 萬<0.1%−1,978−7.9%減碼歷史
VHCVirnetX Holding CorpCOM27,317$11.7 萬<0.1%+958+3.6%加碼歷史
RWTRedwood Trust IncCOM10,000$12.1 萬<0.1%00.0%不變歷史
ELMSElectric Last Mile Solutions, Inc.CLASS A COM12,048$12.1 萬<0.1%+12,048新進歷史
IGRCbre Global Real Estate Income FundCOM14,005$12.3 萬<0.1%+42+0.3%加碼歷史
RVPRetractable Technologies IncCOM10,650$12.3 萬<0.1%+10,650新進歷史
AQMSAqua Metals, Inc.COM41,250$12.4 萬<0.1%+750+1.9%加碼歷史
SDSandridge Energy IncCOM NEW20,128$12.6 萬<0.1%+20,128新進歷史
SRNESorrento Therapeutics, Inc.COM NEW13,330$12.9 萬<0.1%−2,050−13.3%減碼歷史
Two Harbors Investment Corp.90187B408COM NEW17,141$13.0 萬<0.1%−436−2.5%減碼–
PFLPIMCO Income Strategy FundCOM10,464$13.3 萬<0.1%+10,464新進歷史
VWTRVidler Water Resources, Inc.COM10,000$13.3 萬<0.1%−7,500−42.9%減碼歷史
EIGREiger BioPharmaceuticals, Inc.COM15,950$13.6 萬<0.1%+750+4.9%加碼歷史
OGIOrganigram Global Inc.COM47,878$13.7 萬<0.1%−1,760−3.5%減碼歷史
Guggenheim Enhanced Equity I40167B100COM16,317$14.0 萬<0.1%−13,572−45.4%減碼–
JRONuveen Floating Rate Income Opportunity FundCOM SHS14,405$14.1 萬<0.1%+623+4.5%加碼歷史
Golden Ocean Group LtdG39637205SHS NEW13,056$14.4 萬<0.1%+13,056新進–
MFAMfa Financial, Inc.COM31,676$14.5 萬<0.1%−5,947−15.8%減碼歷史
ANGIAngi Inc.COM CL A NEW10,925$14.8 萬<0.1%+10,925新進歷史
SIRISirius XM Holdings Inc.COM22,688$14.8 萬<0.1%+2,475+12.2%加碼歷史
AHTAshford Hospitality Trust IncCOM SHS32,950$15.0 萬<0.1%+32,950新進歷史
VTRSViatris IncStock10,654$15.2 萬<0.1%−3,052−22.3%減碼歷史
NIDNuveen Intermediate Duration Municipal Term FundCOM10,200$15.3 萬<0.1%+10,200新進歷史
BBBLACKBERRY LtdCOM12,566$15.4 萬<0.1%+2,086+19.9%加碼歷史
ARIApollo Commercial Real Estate Finance, Inc.COM10,015$16.0 萬<0.1%+10,015新進歷史
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM11,608$16.3 萬<0.1%+11,608新進歷史
ARLPAlliance Resource Partners LPStock22,750$16.4 萬<0.1%+7,150+45.8%加碼歷史
RFICohen & Steers Total Return Realty Fund IncCOM10,048$16.4 萬<0.1%−1,244−11.0%減碼歷史
SABRSabre CorpCOM13,379$16.7 萬<0.1%−850−6.0%減碼歷史
UWMCUWM Holdings CorpCOM CL A19,732$16.7 萬<0.1%−10,918−35.6%減碼歷史
EGOEldorado Gold CorpCOM17,032$16.9 萬<0.1%+3,497+25.8%加碼歷史
GABGabelli Equity Trust IncCOM24,450$16.9 萬<0.1%+12,253+100.5%加碼歷史
Hyperscale Data, Inc.05150X104COM62,100$17.5 萬<0.1%+2,600+4.4%加碼–
GPPGreen Plains Partners LPCOM REP PTR IN13,679$17.5 萬<0.1%−1,839−11.9%減碼歷史
OBDCBlue Owl Capital CorpCOM12,442$17.8 萬<0.1%+12,442新進歷史
RITMRithm Capital Corp.REIT17,034$18.0 萬<0.1%+3,986+30.5%加碼歷史
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM10,700$18.0 萬<0.1%+10,700新進歷史
Vivopower International PLCG9376R100SHS25,000$18.2 萬<0.1%−7,200−22.4%減碼–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT18,103$18.4 萬<0.1%+18,103新進歷史
POWWOutdoor Holding CoCOM19,010$18.6 萬<0.1%+19,010新進歷史
RLJRLJ Lodging TrustCOM12,342$18.8 萬<0.1%−224−1.8%減碼歷史
VMOInvesco Municipal Opportunity TrustCOM13,897$18.9 萬<0.1%+68+0.5%加碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0175,000$18.9 萬<0.1%00.0%不變–

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史