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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 2 季持倉

持倉截至 2022/6/30,2022/8/11 申報。只含多頭部位,變化是跟 2022 年第 1 季比股數。

機構總覽
持股檔數
1,275
較 2022 年第 1 季 −71
總值
$27.5 億
較 2022 年第 1 季 −$5.82 億 (−17.5%)
申報日
2022/8/11
SEC
Sigma Planning Corp 在 2022 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20215,814$3,000<0.1%+15,814新進歷史
TLPHTalphera, Inc.COM12,900$3,000<0.1%+12,900新進歷史
AMPEAmpio Pharmaceuticals, Inc.COM17,442$3,000<0.1%−2,406−12.1%減碼歷史
CHGAChange Agents Corporation.COM11,265$5,000<0.1%+11,265新進歷史
REEDReed's, Inc.COM30,145$5,000<0.1%+1,694+6.0%加碼歷史
Second Sight Med Prods Inc81362J126*W EXP 03/14/20219,056$5,000<0.1%00.0%不變–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM32,000$8,000<0.1%00.0%不變歷史
CFORCapForce Inc.COM17,500$1.00 萬<0.1%00.0%不變歷史
Bitfarms Ltd Com09173B107Stock10,000$1.10 萬<0.1%−3,481−25.8%減碼–
WPRTWestport Fuel Systems Inc.COM NEW12,200$1.20 萬<0.1%+800+7.0%加碼歷史
HOFVHall of Fame Resort & Entertainment CoCOM23,800$1.40 萬<0.1%−7,000−22.7%減碼歷史
LOGCContextLogic Inc.COM CL A10,500$1.70 萬<0.1%00.0%不變歷史
STEXStreamex Corp.COM NEW27,000$1.80 萬<0.1%+5,000+22.7%加碼歷史
ZOMDFZomedica Corp.COM82,750$1.80 萬<0.1%+2,500+3.1%加碼歷史
Avaya Hldgs Corp05351XAB7NOTE 2.250% 6/120,000$1.90 萬<0.1%+20,000新進–
HCDIHarbor Custom Development, Inc.COM14,003$1.90 萬<0.1%+4,003+40.0%加碼歷史
ONCTOncternal Therapeutics, Inc.COM20,025$2.20 萬<0.1%00.0%不變歷史
CLOVClover Health Investments, Corp.COM CL A10,700$2.30 萬<0.1%−250−2.3%減碼歷史
AMRSAmyris, Inc.COM NEW12,506$2.30 萬<0.1%+12,506新進歷史
EVGNEvogene Ltd.SHS31,810$2.40 萬<0.1%+400+1.3%加碼歷史
AGENAgenus IncCOM NEW12,825$2.50 萬<0.1%−975−7.1%減碼歷史
PLGPlatinum Group Metals LtdCOM19,500$2.60 萬<0.1%+1,000+5.4%加碼歷史
ABUSArbutus Biopharma CorpCOM11,000$3.00 萬<0.1%00.0%不變歷史
SDCSmileDirectClub, Inc.CL A COM29,284$3.00 萬<0.1%+250+0.9%加碼歷史
AQMSAqua Metals, Inc.COM39,800$3.20 萬<0.1%−890−2.2%減碼歷史
TELLTellurian Inc.COM10,730$3.20 萬<0.1%−100−0.9%減碼歷史
ASRTAssertio Holdings, Inc.COM NEW11,000$3.20 萬<0.1%+11,000新進歷史
LYGLloyds Banking Group plcSPONSORED ADR17,347$3.50 萬<0.1%−2,180−11.2%減碼歷史
OPKOpko Health, Inc.COM15,402$3.90 萬<0.1%00.0%不變歷史
IBRXImmunityBio, Inc.COM10,750$4.00 萬<0.1%+300+2.9%加碼歷史
CGCCanopy Growth CorpCOM14,305$4.10 萬<0.1%−328−2.2%減碼歷史
OGIOrganigram Global Inc.COM44,488$4.10 萬<0.1%+6,000+15.6%加碼歷史
RIGTransocean Ltd.REGISTERED SHS13,984$4.70 萬<0.1%−100−0.7%減碼歷史
TLRYTilray Brands, Inc.COM CL 215,616$4.90 萬<0.1%−105−0.7%減碼歷史
TTITetra Technologies IncCOM12,331$5.00 萬<0.1%−12,150−49.6%減碼歷史
NSLNuveen Senior Income FundCOM10,365$5.00 萬<0.1%00.0%不變歷史
SQFTPresidio Property Trust, Inc.COM CL A15,887$5.10 萬<0.1%−2,644−14.3%減碼歷史
HNRGHallador Energy CoStock10,000$5.40 萬<0.1%+10,000新進歷史
JQCNuveen Credit Strategies Income FundCOM SHS10,411$5.40 萬<0.1%−1,307−11.2%減碼歷史
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR11,845$5.60 萬<0.1%−4,455−27.3%減碼歷史
NVTAInvitae CorpCOM23,012$5.60 萬<0.1%+23,012新進歷史
CHSChico's Fas, Inc.COM11,500$5.70 萬<0.1%+11,500新進歷史
Adamas Trust, Inc.649604501COM PAR $.0220,648$5.70 萬<0.1%−20,846−50.2%減碼–
IAFAbrdn Australia Equity Fund, Inc.COM12,853$5.90 萬<0.1%+32+0.2%加碼歷史
RIOTRiot Platforms, Inc.COM14,806$6.20 萬<0.1%−19,380−56.7%減碼歷史
BTGB2GOLD CorpCOM18,236$6.20 萬<0.1%−6,244−25.5%減碼歷史
Advisorshares Tr00768Y495PURE CANNABIS12,244$6.40 萬<0.1%−698−5.4%減碼–
GTBPGT Biopharma, Inc.COM NEW21,400$6.40 萬<0.1%00.0%不變歷史
MNTSMomentus Inc.COM CL A29,775$6.40 萬<0.1%+1,000+3.5%加碼歷史
SERSerina Therapeutics, Inc.COM116,650$6.70 萬<0.1%+29,000+33.1%加碼歷史
CDECoeur Mining, Inc.COM NEW22,350$6.80 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM18,979$6.90 萬<0.1%+1,059+5.9%加碼歷史
TUPTupperware Brands CorpCOM11,072$7.00 萬<0.1%+11,072新進歷史
HLHecla Mining CoCOM18,431$7.20 萬<0.1%−106,905−85.3%減碼歷史
ANGIAngi Inc.COM CL A NEW15,700$7.20 萬<0.1%00.0%不變歷史
NOKNokia CorpSPONSORED ADR16,165$7.50 萬<0.1%+94+0.6%加碼歷史
ORCOrchid Island Capital, Inc.COM26,216$7.50 萬<0.1%+185+0.7%加碼歷史
VVRInvesco Senior Income TrustCOM20,522$8.00 萬<0.1%+842+4.3%加碼歷史
CLVSClovis Oncology, Inc.COM44,498$8.00 萬<0.1%+13,000+41.3%加碼歷史
RWTRedwood Trust IncCOM10,510$8.10 萬<0.1%+10+0.1%加碼歷史
Portage Biotech IncG7185A128COM11,688$8.20 萬<0.1%+300+2.6%加碼–
MBRXMoleculin Biotech, Inc.COM57,500$8.30 萬<0.1%00.0%不變歷史
AGFirst Majestic Silver CorpCOM11,661$8.40 萬<0.1%−44,022−79.1%減碼歷史
IGRCbre Global Real Estate Income FundCOM12,016$8.70 萬<0.1%+167+1.4%加碼歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM12,563$9.70 萬<0.1%+2,256+21.9%加碼歷史
LTRNLantern Pharma Inc.COM17,600$10.0 萬<0.1%00.0%不變歷史
AXIAYAXIA Energia S.A.SPONSORED ADR11,340$10.1 萬<0.1%+11,340新進歷史
DCGODocGo Inc.COM14,200$10.1 萬<0.1%+14,200新進歷史
JPCNuveen Preferred & Income Opportunities FundCOM13,566$10.4 萬<0.1%+13,566新進歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT11,389$10.5 萬<0.1%+107+0.9%加碼歷史
SOFISoFi Technologies, Inc.Stock20,679$10.9 萬<0.1%−4,371−17.4%減碼歷史
GAPGap IncCOM13,275$10.9 萬<0.1%+13,275新進歷史
RESRPC IncCOM15,900$11.0 萬<0.1%−20,780−56.7%減碼歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM40,128$11.7 萬<0.1%+4,466+12.5%加碼歷史
EZPWEzcorp IncCL A NON VTG15,724$11.8 萬<0.1%+1,619+11.5%加碼歷史
HEQJohn Hancock Diversified Income FundCOM10,217$12.0 萬<0.1%+10,217新進歷史
NKLANikola CorpCOM25,209$12.0 萬<0.1%−160−0.6%減碼歷史
SIRISirius XM Holdings Inc.COM19,590$12.0 萬<0.1%+252+1.3%加碼歷史
QUIKQUICKLOGIC CorpCOM NEW14,600$12.4 萬<0.1%+14,600新進歷史
QSQuantumScape CorpCOM CL A14,609$12.5 萬<0.1%+14,609新進歷史
KIOKKR Income Opportunities FundCOM10,991$12.8 萬<0.1%−1,926−14.9%減碼歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF28,754$13.0 萬<0.1%+28,754新進–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,462$13.1 萬<0.1%+10,462新進歷史
PLTRPalantir Technologies Inc.Stock14,561$13.2 萬<0.1%−3,305−18.5%減碼歷史
PNTPOINT Biopharma Global Inc.COM19,480$13.3 萬<0.1%+4,765+32.4%加碼歷史
ECCEagle Point Credit CoCOM11,850$14.0 萬<0.1%+11,850新進歷史
GABGabelli Equity Trust IncCOM23,330$14.2 萬<0.1%+161+0.7%加碼歷史
FCELFuelcell Energy IncCOM37,975$14.2 萬<0.1%+342+0.9%加碼歷史
NAVINavient CorpCOM10,212$14.3 萬<0.1%+60+0.6%加碼歷史
CF Acquisition Corp VI12521J103COM CL A14,493$14.4 萬<0.1%−1,552−9.7%減碼–
Advisorshares Tr00768Y453PURE US CANN ETF14,088$14.6 萬<0.1%+397+2.9%加碼–
ONBOld National BancorpStock10,076$14.9 萬<0.1%+10,076新進歷史
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,790$14.9 萬<0.1%+10,790新進歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT30,674$15.1 萬<0.1%+3,167+11.5%加碼歷史
CIMChimera Investment CorpCOM NEW17,288$15.2 萬<0.1%+3,529+25.6%加碼歷史
Two Harbors Investment Corp.90187B408COM NEW30,833$15.4 萬<0.1%+42+0.1%加碼–
WOOFPetco Health & Wellness Company, Inc.CL A COM10,528$15.5 萬<0.1%−13,515−56.2%減碼歷史
SWBISmith & Wesson Brands, Inc.COM11,917$15.6 萬<0.1%+100+0.8%加碼歷史
CHPTChargePoint Holdings, Inc.COM CL A11,384$15.6 萬<0.1%−27,276−70.6%減碼歷史
NIDNuveen Intermediate Duration Municipal Term FundCOM12,000$15.6 萬<0.1%00.0%不變歷史

選擇權(10 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$7,035 萬–
SPYSPDR S&P 500 ETF TrustETF$5,553 萬$75.5 萬
AAPLApple Inc.Stock$32.8 萬$27.3 萬
MSFTMicrosoft CorpStock$25.7 萬$33.4 萬
GOOGAlphabet Inc.Stock–$21.9 萬
MRNAModerna, Inc.Stock$21.4 萬–
HRTXHeron Therapeutics, Inc.COM–$4.90 萬
FCELFuelcell Energy IncCOM–$4.70 萬
AGENAgenus IncCOM NEW–$3.50 萬
VHCVirnetX Holding CorpCOM–$1.30 萬

2022 年第 1 季之後清倉(177 檔)

2022 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 177 檔。

Sigma Planning Corp 在 2022 年第 1 季之後清倉的部位
證券類別2022 年第 1 季股數2022 年第 1 季市值2022 年第 1 季佔組合 %紀錄
iShares Tr4642874571 3 YR TREAS BD248,977$2,075 萬0.6%–
PEPPepsiCo IncStock46,572$779.5 萬0.2%歷史
SPDR Series Trust78464A755ST STR SP METAL81,789$501.3 萬0.2%–
BROBrown & Brown, Inc.Stock56,529$408.5 萬0.1%歷史
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$302.7 萬0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$188.9 萬0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$173.7 萬0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$146.3 萬<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$131.5 萬<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$129.7 萬<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$114.3 萬<0.1%–
MSTRStrategy IncStock2,040$99.2 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM4,717$97.6 萬<0.1%歷史
iShares Tr464287622RUS 1000 ETF3,706$92.7 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$91.1 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$90.7 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$80.6 萬<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$79.6 萬<0.1%歷史
MOSMosaic CoCOM11,847$78.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM143,460$66.7 萬<0.1%歷史
NGNovagold Resources IncCOM NEW85,752$66.3 萬<0.1%歷史
SSRMSSR Mining Inc.Stock30,278$65.9 萬<0.1%歷史
CSGPCostar Group, Inc.COM9,860$65.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$65.1 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$63.4 萬<0.1%歷史
UUnity Software Inc.COM6,299$62.5 萬<0.1%歷史
EQXEquinox Gold Corp.COM75,345$62.3 萬<0.1%歷史
UGIUgi CorpStock17,104$62.0 萬<0.1%歷史
AUAngloGold Ashanti PLCSPONSORED ADR24,334$57.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$56.7 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$55.4 萬<0.1%歷史
ZBRAZebra Technologies CorpCL A1,285$53.2 萬<0.1%歷史
AAAlcoa CorpStock5,826$52.5 萬<0.1%歷史
CPBCAMPBELL'S CoCOM11,657$52.0 萬<0.1%歷史
CHXChampionX CorpCOM20,600$50.4 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock7,740$49.9 萬<0.1%歷史
Osi ETF Tr67110P407OSHARES US QUALT10,332$45.4 萬<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$43.2 萬<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$40.7 萬<0.1%歷史
ASMLASML Holding NVADR602$40.3 萬<0.1%歷史
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$38.9 萬<0.1%–
CRCrane CoCOM3,579$38.8 萬<0.1%歷史
TNDMTandem Diabetes Care IncCOM NEW3,313$38.5 萬<0.1%歷史
ASOAcademy Sports & Outdoors, Inc.COM9,732$38.3 萬<0.1%歷史
AONAon plcCL A1,144$37.3 萬<0.1%歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$35.5 萬<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$35.3 萬<0.1%–
TRGPTarga Resources Corp.COM4,520$34.1 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,930$33.8 萬<0.1%–
CDWCDW CorpCOM1,879$33.6 萬<0.1%歷史
GHGuardant Health, Inc.COM4,932$32.7 萬<0.1%歷史
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$32.1 萬<0.1%–
SCCOSouthern Copper CorpStock4,211$32.0 萬<0.1%歷史
ZENZendesk, Inc.COM2,650$31.9 萬<0.1%歷史
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$31.8 萬<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$31.5 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$31.5 萬<0.1%歷史
Osi ETF Tr67110P704OSHS GBL INTER8,333$31.4 萬<0.1%–
WYNNWynn Resorts LtdCOM3,873$30.9 萬<0.1%歷史
SNAPSnap IncStock8,520$30.7 萬<0.1%歷史
Renaissance Cap Greenwich FD759937204IPO ETF6,890$30.4 萬<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$30.3 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM6,358$29.5 萬<0.1%歷史
STRLSterling Infrastructure, Inc.COM10,950$29.3 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM4,694$29.1 萬<0.1%歷史
JKHYJack Henry & Associates IncStock1,421$28.0 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock2,102$27.8 萬<0.1%歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$27.6 萬<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$27.4 萬<0.1%歷史
PBCTPeople's United Financial, Inc.COM13,553$27.1 萬<0.1%歷史
RILYBRC Group Holdings, Inc.COM3,838$26.9 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$26.8 萬<0.1%–
MURMurphy Oil CorpCOM6,605$26.7 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM6,277$26.6 萬<0.1%歷史
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$26.6 萬<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$26.6 萬<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$26.2 萬<0.1%–
STAGSTAG Industrial, Inc.COM6,280$26.0 萬<0.1%歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$25.9 萬<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$25.9 萬<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$25.6 萬<0.1%–
EXPEExpedia Group, Inc.Stock1,297$25.4 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY5,884$25.4 萬<0.1%歷史
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$25.1 萬<0.1%歷史
CHGGChegg, IncCOM6,878$25.0 萬<0.1%歷史
Global X FDS37954Y442CLOUD COMPUTNG11,273$24.8 萬<0.1%–
LHLabcorp Holdings Inc.COM NEW934$24.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$24.5 萬<0.1%–
KKRKKR & Co. Inc.COM4,131$24.2 萬<0.1%歷史
AGCOAGCO CorpCOM1,626$23.8 萬<0.1%歷史
Amplify ETF Tr032108102ONLIN RETL ETF3,608$23.7 萬<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$23.6 萬<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$23.5 萬<0.1%–
CTASCintas CorpStock544$23.2 萬<0.1%歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$23.2 萬<0.1%–
MNSTMonster Beverage CorpCOM2,892$23.1 萬<0.1%歷史
PFGPrincipal Financial Group IncCOM3,150$23.1 萬<0.1%歷史
BBYBest Buy Co IncStock2,534$23.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$22.9 萬<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$22.9 萬<0.1%歷史