Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,275
−71 vs. Q1 2022
Portfolio value
$2.75B
−$581.6M (−17.5%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Sigma Planning Corp in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock965,352$132.0M4.8%−51,551−5.1%ReducedHistory
iShares Core S&P 500 ETF464287200ETF320,764$121.6M4.4%−11,024−3.3%Reduced–
iShares Core Dividend Growth ETF46434V621ETF1,044,263$49.7M1.8%−10,682−1.0%Reduced–
MSFTMicrosoft CorpStock190,140$48.8M1.8%−22,741−10.7%ReducedHistory
AMZNAmazon Com IncStock396,118$42.1M1.5%+6,718+1.7%AddedConverted for a 20-for-1 splitHistory
Invesco QQQ Trust Series I46090E103ETF137,533$38.5M1.4%+589+0.4%Added–
SPYSPDR S&P 500 ETF TrustETF87,262$32.9M1.2%−30,582−26.0%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF279,928$28.5M1.0%−11,344−3.9%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF245,068$27.0M1.0%+3,643+1.5%Added–
First Tr Exchange-Traded FD33734H106SHS628,128$24.4M0.9%+6,375+1.0%Added–
Schwab US Dividend Equity ETF808524797ETF339,932$24.3M0.9%+50,428+17.4%Added–
GLDSPDR Gold TrustETF144,110$24.3M0.9%−43,250−23.1%ReducedHistory
Vanguard S&P 500 ETF922908363ETF68,847$23.9M0.9%+7,225+11.7%Added–
iShares Core S&P Small Cap ETF464287804ETF251,116$23.2M0.8%−5,561−2.2%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF545,431$22.3M0.8%−84,473−13.4%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF96,077$21.7M0.8%+442+0.5%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF291,448$20.5M0.7%+860+0.3%Added–
iShares Tips Bond ETF464287176ETF177,800$20.3M0.7%−46,671−20.8%Reduced–
JNJJohnson & JohnsonStock108,375$19.2M0.7%−1,654−1.5%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF316,791$19.1M0.7%−13,974−4.2%Reduced–
GOOGAlphabet Inc.Stock8,469$18.5M0.7%+68+0.8%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF371,750$16.0M0.6%+163,418+78.4%Added–
GOOGLAlphabet Inc.Stock7,316$15.9M0.6%−1,856−20.2%ReducedHistory
ABBVAbbVie Inc.Stock103,567$15.9M0.6%−21,878−17.4%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF216,911$15.5M0.6%+12,848+6.3%Added–
NVDANVIDIA CorpStock100,698$15.3M0.6%−23,309−18.8%ReducedHistory
iShares Tr464287150CORE S&P TTL STK180,659$15.1M0.6%−25,342−12.3%Reduced–
iShares S&P 500 Value ETF464287408ETF104,869$14.4M0.5%−4,086−3.8%Reduced–
iShares Tr46429B655FLTG RATE NT ETF284,739$14.2M0.5%+26,127+10.1%Added–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR436,004$14.0M0.5%+46,856+12.0%Added–
VZVerizon Communications IncStock274,254$13.9M0.5%+20,294+8.0%AddedHistory
XOMExxonMobil Holdings CorpCOM161,818$13.9M0.5%+46,551+40.4%AddedHistory
iShares Tr464288414NATIONAL MUN ETF129,403$13.8M0.5%−418−0.3%Reduced–
TSLATesla, Inc.Stock20,098$13.5M0.5%+2,373+13.4%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD491,733$13.2M0.5%+42,036+9.3%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF183,060$12.8M0.5%+43,646+31.3%Added–
HDHome Depot, Inc.Stock45,039$12.4M0.4%−3,374−7.0%ReducedHistory
UNHUnitedHealth Group IncStock23,305$12.0M0.4%−2,270−8.9%ReducedHistory
PGProcter & Gamble CoStock82,088$11.8M0.4%+6,577+8.7%AddedHistory
PFEPfizer IncStock223,705$11.7M0.4%−3,753−1.6%ReducedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF311,897$11.7M0.4%+285,222+1,069.2%Added–
BRK.BBerkshire Hathaway IncStock42,830$11.7M0.4%+3,444+8.7%AddedHistory
JPMJPMorgan Chase & CoStock103,467$11.7M0.4%−3,109−2.9%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD241,786$11.5M0.4%−13,478−5.3%Reduced–
VVisa Inc.Stock56,500$11.1M0.4%−7,055−11.1%ReducedHistory
NEENextera Energy IncStock142,289$11.0M0.4%−983−0.7%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF340,200$10.7M0.4%−8,497−2.4%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF180,583$10.5M0.4%+13,224+7.9%Added–
Vanguard Morningstar Value ETF922908744ETF79,039$10.4M0.4%+2,227+2.9%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF50,743$9.99M0.4%+1,685+3.4%Added–
iShares Tr46432F388MSCI USA VALUE108,175$9.79M0.4%−734−0.7%Reduced–
Victory Portfolios II92647N824VCSHS US EQ INCM147,381$9.74M0.4%+32,508+28.3%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF195,480$9.59M0.3%+2,109+1.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF158,516$9.33M0.3%−6,153−3.7%Reduced–
DISWalt Disney CoStock98,026$9.25M0.3%−9,598−8.9%ReducedHistory
CVXChevron CorpStock63,912$9.25M0.3%+4,436+7.5%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT186,117$8.99M0.3%+19,953+12.0%Added–
METAMeta Platforms, Inc.Stock55,179$8.90M0.3%−7,861−12.5%ReducedHistory
iShares Core S&P US Value ETF464287663ETF131,774$8.81M0.3%+5,982+4.8%Added–
COSTCostco Wholesale CorpStock18,285$8.76M0.3%−1,126−5.8%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF68,786$8.74M0.3%−11,467−14.3%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF63,989$8.73M0.3%−6,847−9.7%Reduced–
iShares U.S. Medical Devices ETF464288810ETF171,935$8.67M0.3%−20,037−10.4%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF47,959$8.45M0.3%+3,804+8.6%Added–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB390,567$8.28M0.3%+242,433+163.7%Added–
BABoeing CoStock60,422$8.26M0.3%−4,724−7.3%ReducedHistory
WMWaste Management IncStock52,873$8.09M0.3%−378−0.7%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT59,713$8.02M0.3%−119,505−66.7%Reduced–
MRKMerck & Co., Inc.Stock87,337$7.96M0.3%+7,198+9.0%AddedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD168,932$7.83M0.3%−29,616−14.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF40,979$7.73M0.3%+2,851+7.5%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW127,121$7.55M0.3%+34,766+37.6%Added–
KOCoca Cola CoStock119,894$7.54M0.3%−4,089−3.3%ReducedHistory
First Tr Exchange-Traded Alp33735J101COM SHS117,144$7.28M0.3%+21,073+21.9%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF81,626$7.27M0.3%+2,151+2.7%Added–
Vanguard High Dividend Yield Index ETF921946406ETF69,645$7.08M0.3%+2,200+3.3%Added–
BMYBristol Myers Squibb CoStock91,951$7.08M0.3%+6,965+8.2%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF68,862$6.99M0.3%+10,452+17.9%Added–
TAT&T Inc.Stock331,561$6.95M0.3%−35,614−9.7%ReducedHistory
iShares MSCI Eafe ETF464287465ETF111,033$6.94M0.3%−3,034−2.7%Reduced–
MCDMcDonalds CorpStock27,679$6.83M0.2%+112+0.4%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF107,176$6.79M0.2%−4,636−4.1%Reduced–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD237,385$6.64M0.2%+237,385NewHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL106,543$6.61M0.2%+42,447+66.2%Added–
WMTWalmart Inc.Stock54,225$6.59M0.2%−9,114−14.4%ReducedHistory
FFord Motor CoStock584,614$6.51M0.2%−21,365−3.5%ReducedHistory
BACBank of America CorpStock207,914$6.47M0.2%−1,604−0.8%ReducedHistory
DTEDte Energy CoCOM51,062$6.47M0.2%+784+1.6%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF84,066$6.46M0.2%−5,227−5.9%Reduced–
Fidelity MSCI Health Care Index ETF316092600ETF106,209$6.44M0.2%−5,623−5.0%Reduced–
LMTLockheed Martin CorpStock14,985$6.44M0.2%+1,733+13.1%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD84,466$6.44M0.2%+4,734+5.9%Added–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF262,471$6.43M0.2%+59,758+29.5%Added–
CRMSalesforce, Inc.Stock38,809$6.41M0.2%−4,160−9.7%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF100,379$6.40M0.2%+19,025+23.4%Added–
IAUiShares Gold TrustETF180,814$6.20M0.2%−13,198−6.8%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF88,234$6.19M0.2%−188−0.2%Reduced–
MOAltria Group, Inc.Stock146,929$6.14M0.2%+14,645+11.1%AddedHistory
IBMInternational Business Machines CorpStock43,381$6.13M0.2%+9,043+26.3%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF119,521$5.99M0.2%−7,057−5.6%Reduced–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2022
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$70.3M–
SPYSPDR S&P 500 ETF TrustETF$55.5M$755.0K
AAPLApple Inc.Stock$328.0K$273.0K
MSFTMicrosoft CorpStock$257.0K$334.0K
GOOGAlphabet Inc.Stock–$219.0K
MRNAModerna, Inc.Stock$214.0K–
HRTXHeron Therapeutics, Inc.COM–$49.0K
FCELFuelcell Energy IncCOM–$47.0K
AGENAgenus IncCOM NEW–$35.0K
VHCVirnetX Holding CorpCOM–$13.0K

Sold out since Q1 2022 (177)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 177 by value last quarter.

Positions of Sigma Planning Corp sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr4642874571 3 YR TREAS BD248,977$20.8M0.6%–
PEPPepsiCo IncStock46,572$7.79M0.2%History
SPDR Series Trust78464A755ST STR SP METAL81,789$5.01M0.2%–
BROBrown & Brown, Inc.Stock56,529$4.08M0.1%History
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$3.03M0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$1.89M0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$1.74M0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$1.46M<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$1.31M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$1.30M<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$1.14M<0.1%–
MSTRStrategy IncStock2,040$992.0K<0.1%History
AAPAdvance Auto Parts IncCOM4,717$976.0K<0.1%History
iShares Tr464287622RUS 1000 ETF3,706$927.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$911.0K<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$907.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$806.0K<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$796.0K<0.1%History
MOSMosaic CoCOM11,847$788.0K<0.1%History
EXKEndeavour Silver CorpCOM143,460$667.0K<0.1%History
NGNovagold Resources IncCOM NEW85,752$663.0K<0.1%History
SSRMSSR Mining Inc.Stock30,278$659.0K<0.1%History
CSGPCostar Group, Inc.COM9,860$657.0K<0.1%History
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$651.0K<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$634.0K<0.1%History
UUnity Software Inc.COM6,299$625.0K<0.1%History
EQXEquinox Gold Corp.COM75,345$623.0K<0.1%History
UGIUgi CorpStock17,104$620.0K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR24,334$576.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$567.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$554.0K<0.1%History
ZBRAZebra Technologies CorpCL A1,285$532.0K<0.1%History
AAAlcoa CorpStock5,826$525.0K<0.1%History
CPBCAMPBELL'S CoCOM11,657$520.0K<0.1%History
CHXChampionX CorpCOM20,600$504.0K<0.1%History
DJTTrump Media & Technology Group Corp.Stock7,740$499.0K<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT10,332$454.0K<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$432.0K<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$407.0K<0.1%History
ASMLASML Holding NVADR602$403.0K<0.1%History
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$389.0K<0.1%–
CRCrane CoCOM3,579$388.0K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW3,313$385.0K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM9,732$383.0K<0.1%History
AONAon plcCL A1,144$373.0K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$355.0K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$353.0K<0.1%–
TRGPTarga Resources Corp.COM4,520$341.0K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF8,930$338.0K<0.1%–
CDWCDW CorpCOM1,879$336.0K<0.1%History
GHGuardant Health, Inc.COM4,932$327.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$321.0K<0.1%–
SCCOSouthern Copper CorpStock4,211$320.0K<0.1%History
ZENZendesk, Inc.COM2,650$319.0K<0.1%History
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$318.0K<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$315.0K<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$315.0K<0.1%History
Osi ETF Tr67110P704OSHS GBL INTER8,333$314.0K<0.1%–
WYNNWynn Resorts LtdCOM3,873$309.0K<0.1%History
SNAPSnap IncStock8,520$307.0K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF6,890$304.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$303.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM6,358$295.0K<0.1%History
STRLSterling Infrastructure, Inc.COM10,950$293.0K<0.1%History
CNQCanadian Natural Resources LtdCOM4,694$291.0K<0.1%History
JKHYJack Henry & Associates IncStock1,421$280.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock2,102$278.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$276.0K<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$274.0K<0.1%History
PBCTPeople's United Financial, Inc.COM13,553$271.0K<0.1%History
RILYBRC Group Holdings, Inc.COM3,838$269.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$268.0K<0.1%–
MURMurphy Oil CorpCOM6,605$267.0K<0.1%History
PENNPENN Entertainment, Inc.COM6,277$266.0K<0.1%History
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$266.0K<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$266.0K<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$262.0K<0.1%–
STAGSTAG Industrial, Inc.COM6,280$260.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$259.0K<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$259.0K<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$256.0K<0.1%–
EXPEExpedia Group, Inc.Stock1,297$254.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY5,884$254.0K<0.1%History
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$251.0K<0.1%History
CHGGChegg, IncCOM6,878$250.0K<0.1%History
Global X FDS37954Y442CLOUD COMPUTNG11,273$248.0K<0.1%–
LHLabcorp Holdings Inc.COM NEW934$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$245.0K<0.1%–
KKRKKR & Co. Inc.COM4,131$242.0K<0.1%History
AGCOAGCO CorpCOM1,626$238.0K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF3,608$237.0K<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$236.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$235.0K<0.1%–
CTASCintas CorpStock544$232.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$232.0K<0.1%–
MNSTMonster Beverage CorpCOM2,892$231.0K<0.1%History
PFGPrincipal Financial Group IncCOM3,150$231.0K<0.1%History
BBYBest Buy Co IncStock2,534$230.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$229.0K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$229.0K<0.1%History