Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Snowden Capital Advisors LLC | 35,779 | $7.40M | 0.38% | +163+0.5% | Added |
| Wolverine Trading, LLC | 35,764 | $7.37M | 0.10% | −1,546−4.1% | Reduced |
| Gluskin Sheff & Assoc Inc | 35,557 | $7.35M | 0.30% | +297+0.8% | Added |
| Parsons Capital Management Inc | 35,487 | $7.34M | 0.53% | −160.0% | Reduced |
| Anderson Hoagland & Co | 33,964 | $7.28M | 0.95% | −551−1.6% | Reduced |
| Walleye Trading LLC | 35,075 | $7.25M | 0.12% | +17,925+104.5% | Added |
| Zenyatta Capital Management LP | 35,000 | $7.24M | 2.72% | +35,000 | New |
| Shelter Mutual Insurance Co | 34,200 | $7.07M | 1.83% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 33,933 | $7.01M | 0.24% | +2,134+6.7% | Added |
| Louisiana State Employees Retirement System | 33,900 | $7.01M | 0.15% | −200−0.6% | Reduced |
| CBOE Vest Financial, LLC | 33,890 | $7.01M | 1.52% | +8,809+35.1% | Added |
| Banque Cantonale Vaudoise | 33,757 | $6.98M | 0.27% | −780−2.3% | Reduced |
| Inverness Counsel LLC | 33,713 | $6.97M | 0.26% | −23,688−41.3% | Reduced |
| Cresset Asset Management, LLC | 33,491 | $6.92M | 0.07% | +4,993+17.5% | Added |
| New Mexico Educational Retirement Board | 33,402 | $6.91M | 0.23% | −2,400−6.7% | Reduced |
| Caisse de Depot Et Placement du Quebec | 33,200 | $6.86M | 0.01% | +33,200 | New |
| Zurich Insurance Group Ltd | 32,968 | $6.82M | 0.08% | −406,956−92.5% | Reduced |
| O'Shaughnessy Asset Management, LLC | 32,962 | $6.82M | 0.12% | −2,725−7.6% | Reduced |
| Kentucky Retirement Systems | 32,492 | $6.72M | 0.27% | +324+1.0% | Added |
| Knuff & Co LLC | 32,219 | $6.66M | 2.06% | +19+0.1% | Added |
| Dodge & Cox | 31,957 | $6.61M | 0.00% | −3,422−9.7% | Reduced |
| Whittier Trust Co of Nevada Inc | 31,828 | $6.58M | 0.24% | +27+0.1% | Added |
| Knights of Columbus Asset Advisors LLC | 31,813 | $6.58M | 0.53% | +711+2.3% | Added |
| Cannell Peter B & Co Inc | 31,769 | $6.57M | 0.19% | −100−0.3% | Reduced |
| Consolidated Capital Management, LLC | 31,651 | $6.54M | 2.90% | +296+0.9% | Added |
| Segall Bryant & Hamill, LLC | 31,194 | $6.44M | 0.06% | +577+1.9% | Added |
| Bogart Wealth, LLC | 30,497 | $6.30M | 0.57% | +1,792+6.2% | Added |
| Oak Harvest Investment Services | 30,309 | $6.27M | 1.56% | +2,884+10.5% | Added |
| Advisory Services Network, LLC | 30,263 | $6.26M | 0.18% | −2,998−9.0% | Reduced |
| Essex Investment Management Co LLC | 29,843 | $6.17M | 0.71% | +4,013+15.5% | Added |
| Welch & Forbes LLC | 29,824 | $6.17M | 0.09% | −160−0.5% | Reduced |
| Pacer Advisors, Inc. | 29,792 | $6.16M | 0.06% | −576−1.9% | Reduced |
| Synovus Financial Corp | 29,572 | $6.11M | 0.06% | +4,017+15.7% | Added |
| Prospera Financial Services Inc | 29,122 | $6.02M | 0.26% | +2,316+8.6% | Added |
| Virginia Retirement Systems Et Al | 29,000 | $6.00M | 0.06% | +18,700+181.6% | Added |
| Eagle Global Advisors LLC | 28,901 | $5.97M | 0.38% | +350+1.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 29,318 | $5.97M | 0.09% | +11,605+65.5% | Added |
| Sandbar Asset Management LLP | 28,684 | $5.93M | 2.96% | +28,684 | New |
| Silverleafe Capital Partners, LLC | 28,678 | $5.93M | 2.15% | +1,112+4.0% | Added |
| Qube Research & Technologies Ltd | 28,422 | $5.88M | 0.05% | +1,453+5.4% | Added |
| Welch Group, LLC | 28,416 | $5.88M | 0.34% | +2,284+8.7% | Added |
| Kanawha Capital Management LLC | 28,342 | $5.86M | 0.50% | +960+3.5% | Added |
| Capital International Ltd | 28,151 | $5.82M | 0.30% | −188−0.7% | Reduced |
| Geneos Wealth Management Inc. | 28,150 | $5.82M | 0.22% | +139+0.5% | Added |
| Vantis Investment Advisers L.P. | 28,100 | $5.81M | 6.02% | −500−1.7% | Reduced |
| Spinnaker Trust | 27,989 | $5.79M | 0.37% | 00.0% | Unchanged |
| American National Bank | 27,971 | $5.78M | 1.13% | +1,854+7.1% | Added |
| Kestra Private Wealth Services, LLC | 27,847 | $5.76M | 0.28% | +3,427+14.0% | Added |
| Regentatlantic Capital LLC | 27,759 | $5.74M | 0.16% | +753+2.8% | Added |
| Sigma Investment Counselors Inc | 27,649 | $5.72M | 0.40% | −298−1.1% | Reduced |
| Ossiam | 27,491 | $5.68M | 0.15% | +23,556+598.6% | Added |
| Swarthmore Group Inc | 27,271 | $5.64M | 1.34% | −9,388−25.6% | Reduced |
| Kinneret Advisory, LLC | 27,113 | $5.61M | 0.58% | 00.0% | Unchanged |
| Cetera Advisors LLC | 26,969 | $5.58M | 0.11% | −3,481−11.4% | Reduced |
| Farmers & Merchants Investments Inc | 26,876 | $5.56M | 0.21% | −970−3.5% | Reduced |
| Koshinski Asset Management, Inc. | 26,869 | $5.55M | 0.45% | −1,184−4.2% | Reduced |
| Simmons Bank | 26,860 | $5.55M | 0.39% | +1,449+5.7% | Added |
| First Financial Bank - Trust Division | 26,719 | $5.52M | 0.56% | +287+1.1% | Added |
| Tiaa, FSB | 26,600 | $5.50M | 0.02% | −1,231−4.4% | Reduced |
| Northwest Investment Counselors, LLC | 26,227 | $5.42M | 1.33% | +1,151+4.6% | Added |
| Independent Wealth Network Inc. | 26,213 | $5.42M | 3.35% | +130+0.5% | Added |
| Ferguson Wellman Capital Management, Inc | 26,203 | $5.42M | 0.16% | −415−1.6% | Reduced |
| RiverFront Investment Group, LLC | 26,165 | $5.41M | 0.17% | +1,034+4.1% | Added |
| Creative Financial Designs Inc | 26,016 | $5.38M | 0.81% | +20,881+406.6% | Added |
| Federation des caisses Desjardins du Quebec | 25,945 | $5.36M | 0.05% | +4,024+18.4% | Added |
| Aull & Monroe Investment Management Corp | 25,924 | $5.36M | 2.39% | −475−1.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 25,921 | $5.36M | 0.24% | +4,925+23.5% | Added |
| Crossmark Global Holdings, Inc. | 25,839 | $5.34M | 0.12% | −1,730−6.3% | Reduced |
| Achmea Investment Management B.V. | 25,458 | $5.26M | 0.25% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 25,312 | $5.23M | 0.16% | −2,264−8.2% | Reduced |
| Fayez Sarofim & Co | 25,288 | $5.23M | 0.02% | +1,987+8.5% | Added |
| Kiwi Wealth Investments Limited Partnership | 25,132 | $5.20M | 0.25% | −648−2.5% | Reduced |
| AXS Investments LLC | 24,800 | $5.13M | 1.21% | +22,816+1,150.0% | Added |
| Monte Financial Group, LLC | 24,663 | $5.10M | 2.68% | +2,658+12.1% | Added |
| Hartford Financial Management Inc. | 24,446 | $5.05M | 1.18% | −100−0.4% | Reduced |
| L & S Advisors Inc | 24,361 | $5.04M | 0.54% | +1,173+5.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 24,336 | $5.03M | 0.10% | −529−2.1% | Reduced |
| Neville Rodie & Shaw Inc | 23,984 | $4.96M | 0.35% | −2,570−9.7% | Reduced |
| Prime Capital Investment Advisors, LLC | 23,751 | $4.91M | 0.26% | −9,087−27.7% | Reduced |
| Columbia Asset Management | 23,691 | $4.90M | 1.00% | +502+2.2% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 23,666 | $4.89M | 0.02% | +7,540+46.8% | Added |
| Verition Fund Management LLC | 23,639 | $4.89M | 0.06% | −52,737−69.0% | Reduced |
| Cullinan Associates Inc | 23,632 | $4.89M | 0.25% | +22,232+1,588.0% | Added |
| Toroso Investments, LLC | 23,555 | $4.87M | 0.15% | +18,213+340.9% | Added |
| NBT Bank N A | 22,941 | $4.74M | 0.61% | −200−0.9% | Reduced |
| Moors & Cabot, Inc. | 22,924 | $4.74M | 0.29% | +2,816+14.0% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 22,893 | $4.73M | 0.01% | −6,847−23.0% | Reduced |
| Robbins Farley LLC | 22,828 | $4.72M | 3.49% | +1,947+9.3% | Added |
| Putnam Investments LLC | 22,819 | $4.72M | 0.01% | −1,460−6.0% | Reduced |
| Advisor Partners LLC | 22,646 | $4.68M | 0.28% | +1,381+6.5% | Added |
| Shell Asset Management Co | 22,566 | $4.67M | 0.10% | +325+1.5% | Added |
| Avantax Advisory Services, Inc. | 22,450 | $4.64M | 0.07% | +1,573+7.5% | Added |
| Wedbush Securities Inc | 22,374 | $4.63M | 0.20% | +130+0.6% | Added |
| Biechele Royce Advisors | 22,364 | $4.62M | 1.85% | −233−1.0% | Reduced |
| Bank of Hawaii | 22,345 | $4.62M | 0.24% | +19+0.1% | Added |
| Holloway Wealth Management, LLC | – | $4.61M | 1.32% | – | – |
| Veritable, L.P. | 22,281 | $4.61M | 0.07% | +566+2.6% | Added |
| AlphaCrest Capital Management LLC | 22,271 | $4.60M | 0.17% | +9,943+80.7% | Added |
| City Holding Co | 24,491 | $4.59M | 0.77% | +64+0.3% | Added |
| Paradiem, LLC | 22,499 | $4.54M | 1.48% | −638−2.8% | Reduced |