Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signet Financial Management, LLC | 21,920 | $4.53M | 0.69% | −530−2.4% | Reduced |
| Pinnacle Financial Partners Inc | 21,658 | $4.48M | 0.14% | +13,691+171.8% | Added |
| Meridian Wealth Management, LLC | 21,614 | $4.47M | 0.48% | +744+3.6% | Added |
| Principle Wealth Partners LLC | 21,332 | $4.41M | 0.46% | +777+3.8% | Added |
| Community Bank & Trust, Waco, Texas | 21,322 | $4.41M | 1.30% | +564+2.7% | Added |
| Ipswich Investment Management Co., Inc. | 21,209 | $4.38M | 1.02% | −535−2.5% | Reduced |
| Ieq Capital, LLC | 21,173 | $4.38M | 0.10% | +2,211+11.7% | Added |
| Boit C F David | 21,100 | $4.36M | 2.77% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 21,100 | $4.36M | 0.25% | −190−0.9% | Reduced |
| Banque Pictet & Cie SA | 21,086 | $4.36M | 0.03% | +16,808+392.9% | Added |
| Wesbanco Bank Inc | 21,055 | $4.35M | 0.16% | +800+3.9% | Added |
| Brewin Dolphin Ltd | 21,017 | $4.34M | 0.19% | −4,880−18.8% | Reduced |
| Community Bank, N.A. | 20,955 | $4.33M | 0.50% | +350+1.7% | Added |
| Nomura Holdings Inc | 21,082 | $4.33M | 0.02% | −25,785−55.0% | Reduced |
| Bridge Creek Capital Management LLC | 20,745 | $4.29M | 1.47% | +123+0.6% | Added |
| Reliant Investment Management, LLC | 20,685 | $4.28M | 1.76% | +2,082+11.2% | Added |
| Argyle Capital Management Inc. | 20,665 | $4.27M | 1.33% | 00.0% | Unchanged |
| Fusion Capital, LLC | 20,629 | $4.26M | 2.17% | +1,540+8.1% | Added |
| Bessemer Group Inc | 20,616 | $4.26M | 0.01% | +4,720+29.7% | Added |
| Miracle Mile Advisors, LLC | 20,536 | $4.25M | 0.17% | +7,646+59.3% | Added |
| Northeast Investment Management | 20,489 | $4.24M | 0.21% | +898+4.6% | Added |
| Caldwell Trust Co | 20,423 | $4.22M | 0.49% | +260+1.3% | Added |
| JustInvest LLC | 20,326 | $4.20M | 0.25% | +11,615+133.3% | Added |
| Focus Financial Network, Inc. | 20,294 | $4.20M | 0.61% | +1,987+10.9% | Added |
| Family Legacy, Inc. | 18,888 | $4.15M | 1.70% | +1,822+10.7% | Added |
| BKD Wealth Advisors, LLC | 20,009 | $4.14M | 0.17% | −26−0.1% | Reduced |
| THRC Management, LLC | 20,000 | $4.13M | 0.75% | +20,000 | New |
| Stonebridge Capital Management Inc | 19,937 | $4.12M | 1.43% | −1,200−5.7% | Reduced |
| Retirement Group, LLC | 19,929 | $4.12M | 1.80% | +356+1.8% | Added |
| Kiley Juergens Wealth Management, LLC | 19,917 | $4.12M | 1.56% | +1,168+6.2% | Added |
| Beese Fulmer Investment Management, Inc. | 19,845 | $4.10M | 0.43% | +429+2.2% | Added |
| Mathes Company, Inc. | 19,838 | $4.10M | 1.41% | −235−1.2% | Reduced |
| People's United Financial, Inc. | 19,809 | $4.09M | 0.10% | −2,672−11.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 19,757 | $4.08M | 0.16% | +475+2.5% | Added |
| Crestwood Advisors Group LLC | 19,732 | $4.08M | 0.11% | +23+0.1% | Added |
| B & T Capital Management DBA Alpha Capital Management | 19,722 | $4.08M | 0.90% | +294+1.5% | Added |
| Equitable Trust Co | 19,586 | $4.05M | 0.25% | +1,674+9.3% | Added |
| Colonial Trust Advisors | 19,573 | $4.05M | 0.45% | −75−0.4% | Reduced |
| Asset Dedication, LLC | 19,561 | $4.04M | 0.49% | +2,444+14.3% | Added |
| Massmutual Trust Co FSB | 19,467 | $4.03M | 0.15% | +1,097+6.0% | Added |
| Channing Capital Management, LLC | 19,420 | $4.01M | 0.11% | −2,698−12.2% | Reduced |
| Ameritas Advisory Services, LLC | 19,384 | $4.01M | 0.15% | +19,384 | New |
| Searle & Co. | 19,364 | $4.00M | 1.46% | 00.0% | Unchanged |
| Summitry LLC | 19,356 | $4.00M | 0.23% | +159+0.8% | Added |
| Compagnie Lombard Odier SCmA | 19,155 | $3.96M | 0.08% | +3,600+23.1% | Added |
| Generali Powszechne Towarzystwo Emerytalne | 19,000 | $3.93M | 3.75% | +19,000 | New |
| Freestone Capital Holdings, LLC | 18,967 | $3.92M | 0.17% | +506+2.7% | Added |
| Spire Wealth Management | 18,936 | $3.92M | 0.09% | −1,068−5.3% | Reduced |
| Hayek Kallen Investment Management | 18,835 | $3.89M | 1.39% | +2,500+15.3% | Added |
| Sompo Asset Management Co., Ltd. | 18,580 | $3.84M | 0.76% | −400−2.1% | Reduced |
| Marketfield Asset Management LLC | 18,580 | $3.84M | 2.90% | −321−1.7% | Reduced |
| Physicians Financial Services, Inc. | 18,431 | $3.81M | 1.41% | +67+0.4% | Added |
| Great Lakes Advisors, LLC | 18,424 | $3.81M | 0.06% | −153−0.8% | Reduced |
| Avantax Planning Partners, Inc. | 18,355 | $3.79M | 0.16% | +546+3.1% | Added |
| Stonnington Group, LLC | 17,215 | $3.79M | 0.82% | +9,365+119.3% | Added |
| Aries Wealth Management | 18,294 | $3.78M | 1.44% | 00.0% | Unchanged |
| Montgomery Investment Management Inc | 18,271 | $3.78M | 1.27% | −250−1.3% | Reduced |
| Central Bank & Trust Co | 18,205 | $3.76M | 0.58% | −3,361−15.6% | Reduced |
| Burney Co | 17,990 | $3.72M | 0.16% | −121−0.7% | Reduced |
| Siemens Fonds Invest GmbH | 17,989 | $3.71M | 0.24% | +130+0.7% | Added |
| Cornerstone Wealth Group, LLC | 17,860 | $3.69M | 0.63% | +959+5.7% | Added |
| Terry L. Blaker | 17,837 | $3.69M | 0.28% | +13+0.1% | Added |
| Financial & Tax Architects, LLC | 17,689 | $3.66M | 1.49% | +1,631+10.2% | Added |
| Loveless Wealth Management LLC | 17,615 | $3.64M | 2.00% | +30+0.2% | Added |
| HB Wealth Management, LLC | 17,610 | $3.64M | 0.07% | +17,610 | New |
| Mutual Advisors, LLC | 17,591 | $3.64M | 0.19% | +359+2.1% | Added |
| Drexel Morgan & Co. | 17,522 | $3.62M | 1.05% | 00.0% | Unchanged |
| Twin Capital Management Inc | 17,488 | $3.62M | 0.36% | −830−4.5% | Reduced |
| Beacon Investment Advisory Services, Inc. | 17,386 | $3.59M | 0.14% | −825−4.5% | Reduced |
| Shelton Capital Management | 17,343 | $3.58M | 0.13% | 00.0% | Unchanged |
| Palladium Partners LLC | 17,277 | $3.57M | 0.15% | −850−4.7% | Reduced |
| FRG Family Wealth Advisors LLC | 17,261 | $3.57M | 0.67% | +3,117+22.0% | Added |
| Ethic Inc. | 17,237 | $3.56M | 0.27% | +7,415+75.5% | Added |
| Ellsworth Advisors, LLC | 17,110 | $3.54M | 1.31% | +3,237+23.3% | Added |
| Ambassador Advisors, LLC | 17,026 | $3.52M | 0.67% | −9,877−36.7% | Reduced |
| Pallas Capital Advisors LLC | 16,434 | $3.52M | 0.43% | −2,233−12.0% | Reduced |
| Canandaigua National Corp | 17,016 | $3.52M | 0.52% | −92−0.5% | Reduced |
| Stillwater Investment Management, LLC | 16,996 | $3.51M | 0.86% | −88−0.5% | Reduced |
| Monetary Management Group Inc | 16,892 | $3.49M | 0.86% | +75+0.4% | Added |
| Silvercrest Asset Management Group LLC | 16,842 | $3.48M | 0.02% | +15+0.1% | Added |
| Costello Asset Management, INC | 16,759 | $3.46M | 2.12% | +11,560+222.4% | Added |
| Hodges Capital Management Inc. | 16,651 | $3.44M | 0.25% | +2,302+16.0% | Added |
| Intact Investment Management Inc. | 16,600 | $3.43M | 0.09% | 00.0% | Unchanged |
| Malaga Cove Capital, LLC | 16,569 | $3.42M | 1.35% | −200−1.2% | Reduced |
| Abbrea Capital, LLC | 16,566 | $3.42M | 0.46% | +95+0.6% | Added |
| Credit Agricole S A | 16,508 | $3.41M | 0.11% | −2,421−12.8% | Reduced |
| Essex Financial Services, Inc. | 16,406 | $3.39M | 0.34% | +1,147+7.5% | Added |
| Ci Investments Inc. | 16,390 | $3.39M | 0.01% | −810−4.7% | Reduced |
| Next Century Growth Investors LLC | 16,095 | $3.33M | 0.30% | −10−0.1% | Reduced |
| TCI Wealth Advisors, Inc. | 16,007 | $3.31M | 0.49% | −430−2.6% | Reduced |
| Bank of the West | 16,001 | $3.31M | 0.31% | +597+3.9% | Added |
| First Midwest Bank Trust Division | 15,976 | $3.30M | 0.43% | −28−0.2% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 15,956 | $3.30M | 1.11% | +300+1.9% | Added |
| Aigen Investment Management, LP | 16,284 | $3.27M | 0.20% | +16,284 | New |
| Williams Jones Wealth Management, LLC. | 15,827 | $3.27M | 0.04% | +618+4.1% | Added |
| Raymond James Trust N.A. | 15,615 | $3.23M | 0.10% | −2,848−15.4% | Reduced |
| Monument Capital Management | 15,521 | $3.21M | 1.00% | −2,038−11.6% | Reduced |
| Graticule Asia Macro Advisors LLC | 15,500 | $3.20M | 1.49% | +15,500 | New |
| Financial Sense Advisors, Inc. | 15,484 | $3.20M | 1.11% | +15,484 | New |
| Stratos Wealth Partners, LTD. | 15,461 | $3.20M | 0.07% | +738+5.0% | Added |