Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sandy Spring Bank | 15,386 | $3.18M | 0.15% | +814+5.6% | Added |
| Gould Capital, LLC | 15,379 | $3.18M | 2.22% | +15,379 | New |
| Walled Lake Planning & Wealth Management, LLC | 15,319 | $3.17M | 1.84% | −143−0.9% | Reduced |
| Paloma Partners Management Co | 15,250 | $3.15M | 0.10% | +15,250 | New |
| Eukles Asset Management | 15,235 | $3.15M | 1.52% | +362+2.4% | Added |
| Lido Advisors, LLC | 15,196 | $3.14M | 0.06% | −332−2.1% | Reduced |
| Roundview Capital LLC | 15,095 | $3.12M | 0.31% | +126+0.8% | Added |
| DT Investment Partners, LLC | 15,079 | $3.12M | 0.41% | −581−3.7% | Reduced |
| Brown Brothers Harriman & Co | 15,022 | $3.11M | 0.02% | −795−5.0% | Reduced |
| Lake Street Advisors Group, LLC | 15,011 | $3.10M | 0.20% | +12+0.1% | Added |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.10M | 0.80% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $3.10M | 0.19% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 14,986 | $3.10M | 0.20% | +143+1.0% | Added |
| Cutler Group LP | 14,965 | $3.09M | 0.21% | +1,814+13.8% | Added |
| FIL Ltd | 14,847 | $3.07M | 0.00% | −27−0.2% | Reduced |
| McMillion Capital Management Inc | 14,792 | $3.06M | 1.65% | −117−0.8% | Reduced |
| CWM, LLC | 14,692 | $3.04M | 0.02% | +14,692 | New |
| Webster Bank, N. A. | 14,618 | $3.02M | 0.31% | +129+0.9% | Added |
| EagleClaw Capital Managment, LLC | 14,588 | $3.02M | 0.66% | +100+0.7% | Added |
| Country Club Trust Company, n.a. | 14,451 | $2.98M | 0.23% | −43−0.3% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 14,228 | $2.94M | 0.27% | −150−1.0% | Reduced |
| Iowa State Bank | 14,215 | $2.94M | 0.69% | +59+0.4% | Added |
| North Star Investment Management Corp. | 14,215 | $2.94M | 0.21% | +435+3.2% | Added |
| Cullen/Frost Bankers, Inc. | 14,180 | $2.93M | 0.06% | −304−2.1% | Reduced |
| Laurion Capital Management LP | 14,106 | $2.92M | 0.05% | −324,991−95.8% | Reduced |
| Capital International Sarl | 14,072 | $2.91M | 0.14% | +11,240+396.9% | Added |
| K.J. Harrison & Partners Inc | 14,000 | $2.90M | 0.41% | 00.0% | Unchanged |
| Stoneridge Investment Partners LLC | 14,008 | $2.90M | 1.34% | +7,033+100.8% | Added |
| HC Financial Advisors Inc | 13,946 | $2.88M | 1.60% | +10.0% | Added |
| KG&L Capital Management,LLC | 13,915 | $2.88M | 1.16% | +1,882+15.6% | Added |
| Oak Harbor Wealth Partners, LLC | 13,874 | $2.87M | 0.99% | +13,874 | New |
| Money Concepts Capital Corp | 13,868 | $2.87M | 0.24% | +13,868 | New |
| Investment Management of Virginia LLC | 13,812 | $2.85M | 0.46% | −78−0.6% | Reduced |
| Blue Edge Capital, LLC | 13,807 | $2.85M | 0.55% | 00.0% | Unchanged |
| South Dakota Investment Council | 13,745 | $2.84M | 0.05% | 00.0% | Unchanged |
| Pacific Wealth Strategies Group, Inc. | 13,749 | $2.84M | 0.99% | +328+2.4% | Added |
| Griffin Asset Management, Inc. | 13,712 | $2.83M | 0.35% | −1,865−12.0% | Reduced |
| Cerity Partners LLC | 13,624 | $2.82M | 0.04% | +4,500+49.3% | Added |
| Mitchell Capital Management Co | 13,574 | $2.81M | 0.57% | +274+2.1% | Added |
| Wetherby Asset Management Inc | 13,574 | $2.81M | 0.16% | +453+3.5% | Added |
| NEIRG Wealth Management, LLC | 13,551 | $2.80M | 0.54% | +13,551 | New |
| Prudential PLC | 13,508 | $2.79M | 0.04% | +13,508 | New |
| BLB&B Advisors, LLC | 13,398 | $2.77M | 0.18% | −1,982−12.9% | Reduced |
| Kinloch Capital, LLC | 13,378 | $2.77M | 1.71% | +2,532+23.3% | Added |
| Arrow Financial Corp | 13,292 | $2.75M | 0.33% | +7,688+137.2% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $2.75M | 0.05% | +13,294 | New |
| Ogorek Anthony Joseph | 13,249 | $2.74M | 1.17% | +8+0.1% | Added |
| Strategic Wealth Advisors Group, LLC | 13,226 | $2.74M | 0.13% | −595−4.3% | Reduced |
| Logan Capital Management Inc | 13,215 | $2.73M | 0.12% | +10.0% | Added |
| HAP Trading, LLC | 13,143 | $2.72M | 0.19% | +13,143 | New |
| Hixon Zuercher, LLC | 13,125 | $2.71M | 1.36% | +877+7.2% | Added |
| F3Logic, LLC | 13,279 | $2.71M | 0.32% | −516−3.7% | Reduced |
| Valeo Financial Advisors, LLC | 13,063 | $2.70M | 0.15% | −396−2.9% | Reduced |
| Slow Capital, Inc. | 13,057 | $2.70M | 0.46% | +264+2.1% | Added |
| Trust Co of Toledo NA | 13,034 | $2.69M | 0.40% | +56+0.4% | Added |
| OPSEU Pension Plan Trust Fund | 12,639 | $2.69M | 0.61% | +1,892+17.6% | Added |
| Ally Financial Inc. | 13,000 | $2.69M | 0.25% | 00.0% | Unchanged |
| Bailard, Inc. | 12,983 | $2.68M | 0.09% | +29+0.2% | Added |
| Brinker Capital Investments, LLC | 12,955 | $2.68M | 0.04% | −13,193−50.5% | Reduced |
| LGT Group Foundation | 12,905 | $2.67M | 0.07% | +12,905 | New |
| Greenleaf Trust | 12,786 | $2.64M | 0.03% | +1,109+9.5% | Added |
| Mission Creek Capital Partners, Inc. | 12,767 | $2.64M | 0.52% | 00.0% | Unchanged |
| Redpoint Investment Management Pty Ltd | 12,755 | $2.64M | 0.21% | +108+0.9% | Added |
| Guyasuta Investment Advisors Inc | 12,733 | $2.63M | 0.17% | +30+0.2% | Added |
| IndexIQ Advisors LLC | 12,602 | $2.60M | 0.09% | +319+2.6% | Added |
| TownSquare Capital, LLC | 12,600 | $2.60M | 0.07% | +9,353+288.1% | Added |
| Providence Wealth Advisors, LLC | 11,554 | $2.60M | 1.63% | −19−0.2% | Reduced |
| Wright Investors Service Inc | 12,520 | $2.59M | 0.65% | +12,520 | New |
| Barbara Oil Co. | 12,500 | $2.58M | 1.12% | 00.0% | Unchanged |
| Viking Fund Management LLC | 12,500 | $2.58M | 0.68% | +7,000+127.3% | Added |
| Azimuth Capital Management LLC | 12,481 | $2.58M | 0.10% | −240−1.9% | Reduced |
| Lincoln National Corp | 12,468 | $2.58M | 0.05% | −2,412−16.2% | Reduced |
| Lowe Brockenbrough & Co Inc | 12,411 | $2.57M | 0.19% | −155−1.2% | Reduced |
| Mizuho Securities USA LLC | 12,362 | $2.56M | 0.23% | −1,056−7.9% | Reduced |
| Moody National Bank Trust Division | 12,293 | $2.54M | 0.08% | −31,440−71.9% | Reduced |
| Cigna Investments Inc | 12,289 | $2.54M | 0.20% | −4,525−26.9% | Reduced |
| Waycross Partners, LLC | 12,284 | $2.54M | 1.45% | +402+3.4% | Added |
| Douglass Winthrop Advisors, LLC | 12,245 | $2.53M | 0.06% | 00.0% | Unchanged |
| J.P. Marvel Investment Advisors, LLC | 12,233 | $2.53M | 0.49% | +340+2.9% | Added |
| Savant Capital, LLC | 12,192 | $2.52M | 0.08% | −1,158−8.7% | Reduced |
| Strategic Capital Advisers, Inc. | 12,196 | $2.52M | 1.81% | +292+2.5% | Added |
| Profund Advisors LLC | 12,181 | $2.52M | 0.08% | −431−3.4% | Reduced |
| Cambridge Advisors Inc. | 11,993 | $2.48M | 0.56% | −155−1.3% | Reduced |
| Private Trust Co NA | 11,983 | $2.48M | 0.34% | −21−0.2% | Reduced |
| Foster & Motley Inc | 11,946 | $2.47M | 0.19% | −173−1.4% | Reduced |
| Frontier Wealth Management LLC | 11,948 | $2.47M | 0.16% | +593+5.2% | Added |
| Segment Wealth Management, LLC | 11,907 | $2.46M | 0.26% | −64−0.5% | Reduced |
| Kames Capital plc | 11,838 | $2.45M | 0.03% | −3,498−22.8% | Reduced |
| Trustcore Financial Services, LLC | 11,829 | $2.44M | 0.28% | −326−2.7% | Reduced |
| Inscription Capital, LLC | 11,824 | $2.44M | 0.67% | −235−1.9% | Reduced |
| Ameritas Investment Partners, Inc. | 11,821 | $2.44M | 0.08% | −274−2.3% | Reduced |
| MEMBERS Trust Co | 11,807 | $2.44M | 0.07% | +428+3.8% | Added |
| Evercore Wealth Management, LLC | 11,777 | $2.44M | 0.04% | −798−6.3% | Reduced |
| Leavell Investment Management, Inc. | 11,775 | $2.43M | 0.16% | −2,500−17.5% | Reduced |
| Viewpoint Capital Management LLC | 11,758 | $2.43M | 1.76% | +11,758 | New |
| Trust Co of Vermont | 11,738 | $2.43M | 0.15% | +7+0.1% | Added |
| Pinnacle Holdings, LLC | 11,735 | $2.43M | 1.02% | +28+0.2% | Added |
| Bowen Hanes & Co Inc | 11,684 | $2.42M | 0.07% | +1,200+11.4% | Added |
| Trexquant Investment LP | 11,523 | $2.38M | 0.15% | +2,487+27.5% | Added |
| Marshall Wace, LLP | 11,497 | $2.38M | 0.00% | −4,129−26.4% | Reduced |