Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mason Investment Advisory Services, Inc. | 11,478 | $2.37M | 0.20% | +103+0.9% | Added |
| Cornercap Investment Counsel Inc | 11,443 | $2.37M | 0.34% | −909−7.4% | Reduced |
| Atlantic Union Bankshares Corp | 11,438 | $2.37M | 0.20% | −394−3.3% | Reduced |
| Capital Investment Counsel, Inc | 11,408 | $2.36M | 0.44% | +250+2.2% | Added |
| Whitener Capital Management, Inc. | 11,370 | $2.35M | 0.84% | +1,870+19.7% | Added |
| King Luther Capital Management Corp | 11,353 | $2.35M | 0.01% | +190+1.7% | Added |
| Albar Capital Ltd | 11,353 | $2.35M | 0.74% | +11,353 | New |
| Traynor Capital Management, Inc. | 11,338 | $2.34M | 0.28% | +1,761+18.4% | Added |
| Fluent Financial, LLC | 11,259 | $2.33M | 0.95% | −161−1.4% | Reduced |
| Boltwood Capital Management | 11,247 | $2.33M | 0.86% | +200+1.8% | Added |
| Pflug Koory, LLC | 11,166 | $2.31M | 1.16% | +181+1.6% | Added |
| Alpha Cubed Investments, LLC | 11,140 | $2.30M | 0.15% | −530−4.5% | Reduced |
| Jacobi Capital Management LLC | 11,082 | $2.29M | 0.27% | +72+0.7% | Added |
| Sumitomo Life Insurance Co | 11,056 | $2.29M | 0.05% | −327−2.9% | Reduced |
| MV Capital Management, Inc. | 10,949 | $2.26M | 0.33% | +333+3.1% | Added |
| Abeille Asset Management SA | 10,943 | $2.26M | 0.52% | +10,943 | New |
| Mitchell McLeod Pugh & Williams Inc | 10,932 | $2.26M | 0.75% | +377+3.6% | Added |
| Spirit of America Management Corp | 10,925 | $2.26M | 0.45% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 10,908 | $2.25M | 0.16% | +454+4.3% | Added |
| Beck Capital Management, LLC | 10,901 | $2.25M | 0.70% | +142+1.3% | Added |
| Veriti Management LLC | 10,892 | $2.25M | 0.29% | +326+3.1% | Added |
| Heritage Trust Co | 10,879 | $2.25M | 0.29% | +175+1.6% | Added |
| Boyd Watterson Asset Management LLC | 10,844 | $2.24M | 0.75% | −17−0.2% | Reduced |
| Strategic Advisors LLC | 10,807 | $2.23M | 0.32% | +2,769+34.4% | Added |
| Sandhill Capital Partners LLC | 10,787 | $2.23M | 0.17% | +677+6.7% | Added |
| Resources Management Corp | 10,765 | $2.23M | 0.29% | −50−0.5% | Reduced |
| Madison Asset Management, LLC | 10,748 | $2.22M | 0.03% | +50.0% | Added |
| Citizens National Bank Trust Department | 10,729 | $2.22M | 0.84% | −12,550−53.9% | Reduced |
| Mystic Asset Management, Inc. | 10,727 | $2.22M | 1.05% | +10,727 | New |
| Kingsview Wealth Management, LLC | 10,668 | $2.21M | 0.09% | +1,844+20.9% | Added |
| Horizon Investments, LLC | 10,648 | $2.19M | 0.07% | +7,080+198.4% | Added |
| Studio Investment Management LLC | 10,545 | $2.18M | 0.78% | +2,700+34.4% | Added |
| Chicago Trust Co NA | 10,531 | $2.18M | 0.43% | 00.0% | Unchanged |
| Asset Management Group, Inc. | 10,529 | $2.18M | 0.43% | +311+3.0% | Added |
| Winton Group Ltd | 10,501 | $2.17M | 0.13% | +10,501 | New |
| Loudon Investment Management, LLC | 10,493 | $2.17M | 1.38% | −30−0.3% | Reduced |
| KMG Fiduciary Partners, LLC | 10,492 | $2.17M | 0.34% | +8,255+369.0% | Added |
| Jackson Wealth Management, LLC | 10,473 | $2.17M | 0.27% | +10,473 | New |
| Meiji Yasuda Asset Management Co Ltd. | 10,405 | $2.15M | 0.13% | +750+7.8% | Added |
| Goelzer Investment Management, Inc. | 10,374 | $2.15M | 0.17% | +10,374 | New |
| Thoroughbred Financial Services, LLC | 10,374 | $2.14M | 0.45% | +7,236+230.6% | Added |
| Whalerock Point Partners, LLC | 10,370 | $2.14M | 0.73% | 00.0% | Unchanged |
| Truvestments Capital LLC | 10,257 | $2.12M | 1.06% | +23+0.2% | Added |
| Wellington Shields & Co., LLC | 10,200 | $2.11M | 0.42% | +800+8.5% | Added |
| HBK Sorce Advisory LLC | 10,172 | $2.10M | 0.11% | +36+0.4% | Added |
| Hoylecohen, LLC | 10,145 | $2.10M | 0.17% | +3,112+44.2% | Added |
| Murphy Capital Management Inc | 10,132 | $2.09M | 0.22% | +10+0.1% | Added |
| Axxcess Wealth Management, LLC | 10,124 | $2.09M | 0.16% | +10,124 | New |
| Thomas Story & Son LLC | 10,100 | $2.09M | 0.81% | 00.0% | Unchanged |
| PFG Advisors | 10,097 | $2.09M | 0.21% | +1,047+11.6% | Added |
| Connectus Wealth, LLC | 10,069 | $2.08M | 0.08% | +10,069 | New |
| Steel Peak Wealth Management LLC | 10,083 | $2.08M | 0.13% | −239−2.3% | Reduced |
| Modus Advisors, LLC | 10,048 | $2.08M | 0.88% | −537−5.1% | Reduced |
| FLC Capital Advisors | 10,040 | $2.08M | 0.58% | −80−0.8% | Reduced |
| HRT Financial LP | 10,044 | $2.08M | 0.01% | +10,044 | New |
| La Financiere de L'Echiquier | 10,000 | $2.07M | 0.07% | 00.0% | Unchanged |
| Mill Capital Management, LLC | 9,999 | $2.07M | 0.21% | +9,999 | New |
| Diversified Trust Co | 9,960 | $2.06M | 0.07% | +1,137+12.9% | Added |
| RSM US Wealth Management LLC | 9,937 | $2.05M | 0.10% | +632+6.8% | Added |
| Radnor Capital Management, LLC | 9,927 | $2.05M | 0.51% | +9,927 | New |
| Crescent Capital Consulting, LLC | 9,886 | $2.04M | 0.34% | −75−0.8% | Reduced |
| First National Bank & Trust Co of Newtown | 9,879 | $2.04M | 0.39% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 9,872 | $2.04M | 0.16% | +2,730+38.2% | Added |
| Old Port Advisors | 9,179 | $2.04M | 0.69% | −268−2.8% | Reduced |
| Kempner Capital Management Inc. | 9,851 | $2.04M | 1.20% | +36+0.4% | Added |
| Palisade Asset Management, LLC | 9,832 | $2.03M | 0.23% | +395+4.2% | Added |
| Wharton Business Group, LLC | 9,830 | $2.03M | 0.13% | +9,830 | New |
| Princeton Capital Management LLC | 9,803 | $2.03M | 0.58% | −75−0.8% | Reduced |
| Hudock, Inc. | 9,800 | $2.03M | 0.57% | −120−1.2% | Reduced |
| Triad Financial Advisors, Inc. | 9,779 | $2.02M | 1.20% | +9,779 | New |
| Glen Eagle Advisors, LLC | 9,770 | $2.02M | 0.53% | −263−2.6% | Reduced |
| Holderness Investments Co | 9,765 | $2.02M | 0.60% | +45+0.5% | Added |
| Buckley Wealth Management, LLC | 9,725 | $2.01M | 0.59% | +8,620+780.1% | Added |
| Aureus Asset Management, LLC | 9,724 | $2.01M | 0.12% | +44+0.5% | Added |
| Tower Bridge Advisors | 9,707 | $2.01M | 0.12% | −100−1.0% | Reduced |
| Anchor Investment Management, LLC | 9,693 | $2.00M | 0.25% | +488+5.3% | Added |
| Venture Visionary Partners LLC | 9,698 | $2.00M | 0.13% | +850+9.6% | Added |
| Nicholas Hoffman & Company, LLC. | 9,656 | $2.00M | 0.06% | +204+2.2% | Added |
| Bourgeon Capital Management LLC | 9,650 | $2.00M | 0.41% | +8,500+739.1% | Added |
| Ti-Trust, Inc | 9,647 | $1.99M | 1.78% | +9,647 | New |
| Kistler-Tiffany Companies, LLC | 9,623 | $1.99M | 0.39% | +14+0.1% | Added |
| Hanson & Doremus Investment Management | 9,622 | $1.99M | 0.43% | −90−0.9% | Reduced |
| Smith, Salley & Associates | 9,602 | $1.99M | 0.14% | +1,018+11.9% | Added |
| Bluefin Capital Management, LLC | 9,600 | $1.99M | 0.16% | +4,479+87.5% | Added |
| V Wealth Advisors LLC | 9,592 | $1.98M | 0.29% | +822+9.4% | Added |
| Cumberland Advisors Inc | 9,550 | $1.97M | 0.41% | 00.0% | Unchanged |
| Lavaca Capital LLC | 9,520 | $1.97M | 0.87% | −9,051−48.7% | Reduced |
| Bryn Mawr Trust Co | 9,471 | $1.96M | 0.07% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 8,546 | $1.96M | 0.16% | −3,796−30.8% | Reduced |
| 6 Meridian | 9,437 | $1.95M | 0.14% | −66−0.7% | Reduced |
| Clearbridge Investments, LLC | 9,430 | $1.95M | 0.00% | +4,181+79.7% | Added |
| Teamwork Financial Advisors, LLC | 9,432 | $1.95M | 0.36% | +7,375+358.5% | Added |
| Plimoth Trust Co LLC | 9,400 | $1.94M | 0.49% | +1,869+24.8% | Added |
| IFP Advisors, Inc | 9,258 | $1.94M | 0.04% | −64−0.7% | Reduced |
| 1st Source Bank | 9,374 | $1.94M | 0.11% | +240+2.6% | Added |
| Empirical Finance, LLC | 9,369 | $1.94M | 0.23% | +2,429+35.0% | Added |
| Regal Investment Advisors LLC | 9,305 | $1.92M | 0.17% | −94−1.0% | Reduced |
| Donaldson Capital Management, LLC | 9,307 | $1.92M | 0.08% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 9,274 | $1.92M | 0.29% | +456+5.2% | Added |
| Panagora Asset Management Inc | 9,253 | $1.91M | 0.01% | −40,896−81.5% | Reduced |