Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adell Harriman & Carpenter Inc | 9,248 | $1.91M | 0.18% | +173+1.9% | Added |
| Baldwin Investment Management, LLC | 9,243 | $1.91M | 0.50% | +1,670+22.1% | Added |
| Procyon Private Wealth Partners, LLC | 9,231 | $1.91M | 0.41% | +2,716+41.7% | Added |
| Spreng Capital Management, Inc. | 9,225 | $1.91M | 1.10% | +100+1.1% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,207 | $1.90M | 1.01% | −55−0.6% | Reduced |
| Jump Financial, LLC | 9,171 | $1.90M | 0.12% | +5,971+186.6% | Added |
| Meiji Yasuda Life Insurance Co | 9,137 | $1.89M | 0.03% | −272−2.9% | Reduced |
| First Hawaiian Bank | 9,140 | $1.89M | 0.06% | +5,174+130.5% | Added |
| IBM Retirement Fund | 9,130 | $1.89M | 0.23% | −6,378−41.1% | Reduced |
| First Citizens Bank & Trust Co | 9,082 | $1.88M | 0.07% | −1,061−10.5% | Reduced |
| Focused Wealth Management, Inc | 9,082 | $1.88M | 0.29% | −83−0.9% | Reduced |
| Oxbow Advisors, LLC | 8,994 | $1.86M | 0.18% | 00.0% | Unchanged |
| Park National Corp | 8,981 | $1.86M | 0.07% | +630+7.5% | Added |
| Adirondack Trust Co | 8,977 | $1.86M | 0.89% | −75−0.8% | Reduced |
| Allworth Financial LP | 8,968 | $1.85M | 0.03% | +484+5.7% | Added |
| Jupiter Wealth Management LLC | 8,965 | $1.85M | 0.96% | +1,000+12.6% | Added |
| Belpointe Asset Management LLC | 8,946 | $1.85M | 0.12% | +2,613+41.3% | Added |
| Ignite Planners, LLC | 8,044 | $1.83M | 1.19% | +8,044 | New |
| Argus Investors' Counsel, Inc. | 8,860 | $1.83M | 1.10% | −325−3.5% | Reduced |
| Waldron Private Wealth LLC | 8,859 | $1.83M | 0.09% | +4,918+124.8% | Added |
| Rational Advisors LLC | 8,852 | $1.83M | 0.11% | +1,850+26.4% | Added |
| McKinley Carter Wealth Services, Inc. | 8,847 | $1.83M | 0.14% | +421+5.0% | Added |
| Naples Global Advisors, LLC | 8,837 | $1.83M | 0.21% | +17+0.2% | Added |
| CWM Advisors, LLC | 8,828 | $1.82M | 0.21% | −174−1.9% | Reduced |
| Triangle Securities Wealth Management | 8,810 | $1.82M | 0.57% | −70−0.8% | Reduced |
| United Bank | 8,775 | $1.81M | 0.22% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 8,769 | $1.81M | 0.12% | −267−3.0% | Reduced |
| Osborne Partners Capital Management, LLC | 8,754 | $1.81M | 0.13% | −940−9.7% | Reduced |
| Ropes Wealth Advisors LLC | 8,740 | $1.81M | 0.32% | −40−0.5% | Reduced |
| MAI Capital Management | 8,735 | $1.81M | 0.03% | +892+11.4% | Added |
| Global Trust Asset Management, LLC | 8,667 | $1.79M | 0.71% | −658−7.1% | Reduced |
| Windsor Group LTD | 8,192 | $1.79M | 0.33% | −962−10.5% | Reduced |
| Westwood Holdings Group Inc. | 8,625 | $1.78M | 0.02% | +1,896+28.2% | Added |
| Johnson Investment Counsel Inc | 8,617 | $1.78M | 0.02% | −150−1.7% | Reduced |
| Argent Trust Co | 8,598 | $1.78M | 0.10% | +984+12.9% | Added |
| TD Private Client Wealth LLC | 8,519 | $1.76M | 0.07% | −280−3.2% | Reduced |
| Claraphi Advisory Network, LLC | 8,515 | $1.76M | 0.61% | +106+1.3% | Added |
| Members Capital Advisors Inc | 8,508 | $1.76M | 0.90% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 8,488 | $1.75M | 0.09% | −342−3.9% | Reduced |
| Loomis Sayles & Co L P | 8,464 | $1.75M | 0.00% | −149−1.7% | Reduced |
| Trust Investment Advisors | 8,457 | $1.75M | 1.38% | +329+4.0% | Added |
| Agf Investments Inc. | 8,456 | $1.75M | 0.01% | +2,991+54.7% | Added |
| DHJJ Financial Advisors, Ltd. | 8,444 | $1.75M | 0.82% | +120+1.4% | Added |
| RB Capital Management, LLC | 8,429 | $1.74M | 0.54% | +160+1.9% | Added |
| Court Place Advisors, LLC | 8,399 | $1.74M | 0.48% | 00.0% | Unchanged |
| Signaturefd, LLC | 8,377 | $1.73M | 0.05% | +208+2.5% | Added |
| Resources Investment Advisors, LLC. | 8,375 | $1.73M | 0.06% | +1,179+16.4% | Added |
| Finer Wealth Management, Inc. | 8,364 | $1.73M | 1.43% | +8,364 | New |
| Maven Securities LTD | 8,355 | $1.73M | 0.21% | −15−0.2% | Reduced |
| True North Advisors, LLC | 8,344 | $1.73M | 0.29% | −1,498−15.2% | Reduced |
| Centiva Capital, LP | 8,261 | $1.71M | 0.11% | +8,061+4,030.5% | Added |
| AdvisorNet Financial, Inc | 8,247 | $1.71M | 0.11% | +61+0.7% | Added |
| Dana Investment Advisors, Inc. | 8,243 | $1.70M | 0.07% | −1,052−11.3% | Reduced |
| Intellectus Partners, LLC | 8,239 | $1.70M | 0.43% | +71+0.9% | Added |
| Buckingham Strategic Wealth, LLC | 8,231 | $1.70M | 0.03% | −220−2.6% | Reduced |
| Dorsey & Whitney Trust CO LLC | 8,223 | $1.70M | 0.14% | −973−10.6% | Reduced |
| Verdence Capital Advisors LLC | 8,162 | $1.69M | 0.20% | −89−1.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 8,151 | $1.69M | 0.15% | −63−0.8% | Reduced |
| Fruth Investment Management | 8,143 | $1.68M | 0.46% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 8,129 | $1.68M | 0.18% | −212−2.5% | Reduced |
| Probity Advisors, Inc. | 8,122 | $1.68M | 0.33% | −332−3.9% | Reduced |
| G&S Capital LLC | 8,001 | $1.65M | 0.82% | −645−7.5% | Reduced |
| Pensionfund DSM Netherlands | 8,000 | $1.65M | 0.19% | 00.0% | Unchanged |
| Cohen Klingenstein LLC | 8,000 | $1.65M | 0.07% | 00.0% | Unchanged |
| Cobblestone Capital Advisors LLC | 7,996 | $1.65M | 0.11% | 00.0% | Unchanged |
| Gamble Jones Investment Counsel | 7,968 | $1.65M | 0.10% | +745+10.3% | Added |
| Integrated Wealth Concepts LLC | 7,847 | $1.62M | 0.05% | +840+12.0% | Added |
| Wealthcare Advisory Partners LLC | 7,830 | $1.62M | 0.10% | +169+2.2% | Added |
| Gifford Fong Associates | 7,800 | $1.61M | 0.28% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 7,790 | $1.61M | 0.03% | +953+13.9% | Added |
| Atlas Brown,Inc. | 7,760 | $1.60M | 0.62% | +587+8.2% | Added |
| Moloney Securities Asset Management, LLC | 7,755 | $1.60M | 0.27% | +371+5.0% | Added |
| Corient Capital Partners, LLC | 7,755 | $1.60M | 0.11% | +741+10.6% | Added |
| J.W. Cole Advisors, Inc. | 7,745 | $1.60M | 0.10% | −22−0.3% | Reduced |
| Cascade Investment Advisors, Inc. | 7,708 | $1.59M | 0.93% | +315+4.3% | Added |
| Columbia Trust Co 01012016 | 8,291 | $1.59M | 0.84% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 7,675 | $1.59M | 0.57% | +6,025+365.2% | Added |
| D. Scott Neal, Inc. | 7,661 | $1.58M | 0.60% | 00.0% | Unchanged |
| Argent Advisors, Inc. | 7,637 | $1.58M | 0.85% | +97+1.3% | Added |
| Altium Wealth Management LLC | 7,621 | $1.58M | 0.10% | +307+4.2% | Added |
| Boenning & Scattergood, Inc. | 7,610 | $1.57M | 0.25% | +22+0.3% | Added |
| Laurel Wealth Advisors, Inc. | 7,607 | $1.57M | 0.12% | +2,753+56.7% | Added |
| Quest Investment Management LLC | 7,588 | $1.57M | 0.13% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 7,580 | $1.57M | 0.00% | −2,893−27.6% | Reduced |
| American Portfolios Advisors | 7,529 | $1.56M | 0.05% | −2,421−24.3% | Reduced |
| Vestmark Advisory Solutions, Inc. | 7,508 | $1.55M | 0.09% | +538+7.7% | Added |
| Cambridge Trust Co | 7,494 | $1.55M | 0.05% | +4,097+120.6% | Added |
| Perfromance Wealth Partners, LLC | 7,459 | $1.54M | 0.06% | +7,459 | New |
| Bahl & Gaynor Inc | 7,450 | $1.54M | 0.01% | +1,300+21.1% | Added |
| Sequoia Financial Advisors, LLC | 7,432 | $1.54M | 0.04% | +5,960+404.9% | Added |
| WealthPLAN Partners, LLC | 7,597 | $1.53M | 0.10% | −394−4.9% | Reduced |
| Washington Trust Bank | 7,386 | $1.53M | 0.15% | −413−5.3% | Reduced |
| Strategic Financial Services, Inc, | 7,353 | $1.52M | 0.11% | −130−1.7% | Reduced |
| American National Insurance Co | 7,340 | $1.52M | 0.34% | −34,610−82.5% | Reduced |
| Bragg Financial Advisors, Inc | 7,901 | $1.52M | 0.10% | 00.0% | Unchanged |
| Mairs & Power Inc | 7,320 | $1.51M | 0.01% | +498+7.3% | Added |
| Cowen and Company, LLC | 7,241 | $1.50M | 0.14% | +7,241 | New |
| Burleson & Company, LLC | 7,236 | $1.50M | 0.22% | +20.0% | Added |
| Meeder Asset Management Inc | 7,211 | $1.49M | 0.15% | +322+4.7% | Added |
| Citizens Financial Group Inc | 7,313 | $1.49M | 0.05% | −662−8.3% | Reduced |