Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Papp L Roy & Associates | 7,195 | $1.49M | 0.17% | −2,015−21.9% | Reduced |
| Diamant Asset Management, Inc. | 7,175 | $1.48M | 1.08% | +420+6.2% | Added |
| Cross Staff Investments Inc | 7,163 | $1.48M | 1.32% | +7,163 | New |
| United Community Bank | 7,150 | $1.48M | 1.48% | +7,150 | New |
| Main Street Research LLC | 7,122 | $1.47M | 0.11% | −72−1.0% | Reduced |
| Schechter Investment Advisors, LLC | 7,090 | $1.47M | 0.13% | +7,090 | New |
| Oak Asset Management, LLC | 7,082 | $1.46M | 0.56% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 7,081 | $1.46M | 0.25% | +144+2.1% | Added |
| Gables Capital Management Inc. | 7,050 | $1.46M | 0.87% | −440−5.9% | Reduced |
| MidWestOne Financial Group, Inc. | 7,039 | $1.46M | 0.31% | +1,015+16.8% | Added |
| Investors Asset Management of Georgia Inc | 7,010 | $1.45M | 0.69% | +25+0.4% | Added |
| Proequities, Inc. | 6,999 | $1.45M | 0.08% | +541+8.4% | Added |
| WBH Advisory Inc | 6,949 | $1.44M | 0.16% | −87−1.2% | Reduced |
| Horizon Wealth Management, LLC | 6,949 | $1.44M | 0.42% | +6,949 | New |
| Tdam USA Inc. | 6,938 | $1.43M | 0.09% | −602−8.0% | Reduced |
| Moneta Group Investment Advisors LLC | 6,912 | $1.43M | 0.06% | −172−2.4% | Reduced |
| Coastline Trust Co | 6,905 | $1.43M | 0.16% | +25+0.4% | Added |
| Modera Wealth Management, LLC | 6,904 | $1.43M | 0.05% | +5,265+321.2% | Added |
| CAPROCK Group, Inc. | 6,903 | $1.43M | 0.12% | +856+14.2% | Added |
| Versor Investments LP | 6,900 | $1.43M | 0.04% | +4,824+232.4% | Added |
| Parallel Advisors, LLC | 6,899 | $1.43M | 0.05% | +255+3.8% | Added |
| Delos Wealth Advisors, LLC | 6,891 | $1.43M | 1.36% | +168+2.5% | Added |
| Siena Capital LLC | 6,881 | $1.42M | 0.82% | +6,881 | New |
| Confluence Wealth Services, Inc. | 6,849 | $1.42M | 0.46% | +6,849 | New |
| Oarsman Capital, Inc. | 6,844 | $1.42M | 0.56% | −1,000−12.7% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.41M | 0.36% | 00.0% | Unchanged |
| First Dallas Securities Inc. | 6,823 | $1.41M | 0.93% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 6,807 | $1.41M | 0.04% | −2,690−28.3% | Reduced |
| Ar Asset Management Inc | 6,800 | $1.41M | 0.36% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,800 | $1.41M | 0.07% | 00.0% | Unchanged |
| Cornell Pochily Investment Advisors, Inc. | 6,784 | $1.40M | 0.55% | +46+0.7% | Added |
| Hilton Capital Management, LLC | 6,783 | $1.40M | 0.13% | 00.0% | Unchanged |
| Amarillo National Bank | 6,776 | $1.40M | 0.27% | −65−1.0% | Reduced |
| Fort Pitt Capital Group, LLC | 6,778 | $1.40M | 0.05% | −20−0.3% | Reduced |
| Vestcor Inc | 6,757 | $1.40M | 0.05% | −1,317−16.3% | Reduced |
| AMG National Trust Bank | 6,747 | $1.40M | 0.04% | −350−4.9% | Reduced |
| Douglas Lane & Associates, LLC | 6,749 | $1.40M | 0.02% | −50−0.7% | Reduced |
| Southern Capital Advisors, LLC | 6,732 | $1.39M | 0.86% | +6,732 | New |
| Smith, Moore & Co. | 6,715 | $1.39M | 0.19% | −36−0.5% | Reduced |
| Atlantic Trust, LLC | 6,698 | $1.39M | 0.82% | 00.0% | Unchanged |
| IPG Investment Advisors LLC | 6,686 | $1.38M | 0.25% | +6,686 | New |
| HawsGoodwin Investment Management LLC | 6,682 | $1.38M | 0.40% | −84−1.2% | Reduced |
| Harfst & Associates, Inc. | 6,673 | $1.38M | 0.35% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 6,660 | $1.38M | 0.72% | +25+0.4% | Added |
| PSI Advisors, LLC | 6,633 | $1.37M | 0.56% | +680+11.4% | Added |
| Private Asset Management Inc | 6,622 | $1.37M | 0.17% | +92+1.4% | Added |
| Horizon Kinetics Asset Management LLC | 6,618 | $1.37M | 0.03% | +25+0.4% | Added |
| Weatherly Asset Management L. P. | 6,612 | $1.37M | 0.15% | 00.0% | Unchanged |
| Thomas White International Ltd | 6,542 | $1.35M | 0.21% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 6,542 | $1.35M | 1.03% | +6,542 | New |
| Franklin Street Advisors Inc | 6,500 | $1.34M | 0.10% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 6,492 | $1.34M | 0.32% | +3,132+93.2% | Added |
| Valley Brook Capital Group | 6,465 | $1.34M | 1.15% | +75+1.2% | Added |
| Great Valley Advisor Group, Inc. | 6,666 | $1.33M | 0.08% | +21+0.3% | Added |
| Apollon Wealth Management, LLC | 6,439 | $1.33M | 0.11% | +4,694+269.0% | Added |
| Fort Point Capital Partners LLC | 6,415 | $1.33M | 0.19% | 00.0% | Unchanged |
| Wilson & Boucher Capital Management, LLC | 6,371 | $1.32M | 1.19% | +6,371 | New |
| ARGI Investment Services, LLC | 6,293 | $1.30M | 0.04% | +509+8.8% | Added |
| Park Avenue Securities LLC | 6,293 | $1.30M | 0.02% | +772+14.0% | Added |
| Jaffetilchin Investment Partners, LLC | 6,288 | $1.30M | 0.12% | +269+4.5% | Added |
| Cahill Financial Advisors Inc | 6,256 | $1.29M | 0.25% | −60−0.9% | Reduced |
| Centaurus Financial, Inc. | 6,243 | $1.29M | 0.10% | −1,398−18.3% | Reduced |
| Essex Savings Bank | 6,247 | $1.29M | 0.44% | +175+2.9% | Added |
| Mattern Wealth Management LLC | 6,231 | $1.29M | 0.38% | −100−1.6% | Reduced |
| Tiemann Investment Advisors, LLC | 6,223 | $1.29M | 0.54% | −325−5.0% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,193 | $1.28M | 0.02% | 00.0% | Unchanged |
| First Foundation Advisors | 6,193 | $1.28M | 0.04% | +13+0.2% | Added |
| Boston Private Wealth LLC | 6,190 | $1.28M | 0.02% | −2,439−28.3% | Reduced |
| B. Riley Wealth Management, Inc. | 6,186 | $1.28M | 0.09% | +419+7.3% | Added |
| Lester Murray Antman dba SimplyRich | 6,170 | $1.28M | 0.42% | −47−0.8% | Reduced |
| Capital Asset Advisory Services LLC | 6,157 | $1.27M | 0.14% | −277−4.3% | Reduced |
| LS Investment Advisors, LLC | 6,042 | $1.25M | 0.19% | −1,262−17.3% | Reduced |
| Clarius Group, LLC | 5,987 | $1.24M | 0.10% | +118+2.0% | Added |
| First National Bank Sioux Falls | 5,970 | $1.23M | 1.32% | +3,410+133.2% | Added |
| Keudell/Morrison Wealth Management | 5,956 | $1.23M | 0.49% | +25+0.4% | Added |
| Wellington Shields Capital Management, LLC | 5,950 | $1.23M | 0.16% | +1,500+33.7% | Added |
| Evernest Financial Advisors, LLC | 3,860 | $1.22M | 0.63% | +3,860 | New |
| We Are One Seven, LLC | 5,908 | $1.22M | 0.13% | +1,908+47.7% | Added |
| CoreCap Advisors, LLC | 5,900 | $1.22M | 0.08% | +5,900 | New |
| Symmetry Partners, LLC | 5,895 | $1.22M | 0.08% | −200−3.3% | Reduced |
| Beaton Management Co. Inc. | 5,883 | $1.22M | 0.73% | 00.0% | Unchanged |
| Sunflower Bank, N.A. | 5,857 | $1.21M | 0.16% | −20−0.3% | Reduced |
| Wintrust Investments LLC | 5,846 | $1.21M | 0.11% | +236+4.2% | Added |
| Princeton Global Asset Management LLC | 5,835 | $1.21M | 0.34% | +4,100+236.3% | Added |
| Fosun International Ltd | 5,810 | $1.21M | 0.07% | 00.0% | Unchanged |
| Orleans Capital Management Corp | 5,825 | $1.20M | 0.68% | +185+3.3% | Added |
| Baker Tilly Wealth Management, LLC | 5,826 | $1.20M | 0.13% | +1,778+43.9% | Added |
| Duff & Phelps Investment Management Co | 5,775 | $1.19M | 0.01% | +35+0.6% | Added |
| Haverford Trust Co | 5,765 | $1.19M | 0.01% | −1,443−20.0% | Reduced |
| Berkshire Bank | 5,739 | $1.19M | 0.26% | +3,629+172.0% | Added |
| Wade G W & Inc | 5,714 | $1.18M | 0.05% | +334+6.2% | Added |
| Palumbo Wealth Management LLC | 5,708 | $1.18M | 0.74% | +334+6.2% | Added |
| Everett Harris & Co | 5,702 | $1.18M | 0.02% | 00.0% | Unchanged |
| Farmers Trust Co | 5,685 | $1.18M | 0.24% | −415−6.8% | Reduced |
| Gamco Investors, Inc. Et Al | 5,671 | $1.17M | 0.01% | −327−5.5% | Reduced |
| Braun Stacey Associates Inc | 5,660 | $1.17M | 0.04% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.17M | 0.16% | 00.0% | Unchanged |
| Convergence Investment Partners, LLC | 5,613 | $1.16M | 0.59% | −83−1.5% | Reduced |
| SevenBridge Financial Group, LLC | 5,613 | $1.16M | 0.35% | +461+8.9% | Added |
| Choate Investment Advisors | 5,607 | $1.16M | 0.07% | 00.0% | Unchanged |