Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arbor Trust Wealth Advisors, LLC | 5,585 | $1.16M | 0.67% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 5,581 | $1.15M | 0.33% | +404+7.8% | Added |
| Barber Financial Group, Inc. | 5,537 | $1.15M | 0.14% | +36+0.7% | Added |
| Adams Chetwood Wealth Management LLC | 5,533 | $1.14M | 0.78% | +651+13.3% | Added |
| Silverlake Wealth Management LLC | 5,513 | $1.14M | 0.61% | +5,513 | New |
| Jefferies Group LLC | 5,500 | $1.14M | 0.02% | −14,180−72.1% | Reduced |
| St Germain D J Co Inc | 5,502 | $1.14M | 0.06% | −89−1.6% | Reduced |
| Beech Hill Advisors, Inc. | 5,500 | $1.14M | 0.43% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 5,501 | $1.14M | 0.29% | +5+0.1% | Added |
| Comerica Securities,inc. | 5,500 | $1.14M | 0.07% | +86+1.6% | Added |
| DFPG Investments, LLC | 5,249 | $1.14M | 0.47% | +5,249 | New |
| SOL Capital Management CO | 5,493 | $1.14M | 0.21% | −10.0% | Reduced |
| Van Strum & Towne Inc. | 5,484 | $1.13M | 0.41% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 5,476 | $1.13M | 0.01% | −2,256−29.2% | Reduced |
| Rothschild Investment Corp | 5,470 | $1.13M | 0.09% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 5,433 | $1.12M | 0.09% | −534−8.9% | Reduced |
| Personal Capital Advisors Corp | 5,533 | $1.12M | 0.01% | +167+3.1% | Added |
| Wolff Financial Management LLC | 5,413 | $1.12M | 0.42% | +5,413 | New |
| Checchi Capital Advisers, LLC | 5,409 | $1.12M | 0.12% | +70+1.3% | Added |
| EP Wealth Advisors, LLC | 5,403 | $1.12M | 0.03% | +932+20.8% | Added |
| HM Payson & Co | 5,390 | $1.11M | 0.02% | −171−3.1% | Reduced |
| Sawtooth Solutions, LLC | 5,384 | $1.11M | 0.12% | +2,728+102.7% | Added |
| Polar Asset Management Partners Inc. | 5,375 | $1.11M | 0.01% | −312−5.5% | Reduced |
| Eastern Bank | 5,377 | $1.11M | 0.05% | 00.0% | Unchanged |
| Garrison Point Advisors, LLC | 5,370 | $1.11M | 0.74% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 5,371 | $1.11M | 0.10% | +25+0.5% | Added |
| Tokio Marine Asset Management Co Ltd | 5,356 | $1.11M | 0.09% | +336+6.7% | Added |
| Quantinno Capital Management LP | 5,349 | $1.11M | 0.20% | +5,349 | New |
| Schnieders Capital Management LLC | 5,337 | $1.10M | 0.26% | +250+4.9% | Added |
| Donoghue Forlines LLC | 5,329 | $1.10M | 0.19% | +5,329 | New |
| CFM Wealth Partners LLC | 5,308 | $1.10M | 0.25% | −223−4.0% | Reduced |
| Tempus Wealth Planning, LLC | 5,300 | $1.10M | 0.59% | 00.0% | Unchanged |
| Graypoint LLC | 5,273 | $1.09M | 0.11% | +275+5.5% | Added |
| Csenge Advisory Group | 4,996 | $1.08M | 0.10% | +598+13.6% | Added |
| Los Angeles Capital Management LLC | 5,233 | $1.08M | 0.00% | +2,226+74.0% | Added |
| Institute for Wealth Management, LLC. | 5,187 | $1.07M | 0.17% | −37−0.7% | Reduced |
| Ritholtz Wealth Management | 5,152 | $1.06M | 0.07% | +243+5.0% | Added |
| RNC Capital Management LLC | 5,090 | $1.05M | 0.05% | +240+4.9% | Added |
| Robertson Stephens Wealth Management, LLC | 5,091 | $1.05M | 0.09% | +1,380+37.2% | Added |
| Laidlaw Wealth Management LLC | 5,081 | $1.05M | 0.17% | +5,081 | New |
| Howland Capital Management LLC | 5,071 | $1.05M | 0.05% | −20,058−79.8% | Reduced |
| Castleview Partners, LLC | 215,009 | $1.04M | 0.01% | +215,009 | New |
| Good Life Advisors, LLC | 5,013 | $1.04M | 0.13% | −7,565−60.1% | Reduced |
| Sentry Investment Management LLC | 5,013 | $1.04M | 0.27% | +719+16.7% | Added |
| Quattro Financial Advisors LLC | 5,000 | $1.03M | 0.37% | 00.0% | Unchanged |
| HYA Advisors, Inc | 4,995 | $1.03M | 0.37% | −4−0.1% | Reduced |
| Legacy Wealth Asset Management, LLC | 4,993 | $1.03M | 0.35% | +127+2.6% | Added |
| Arkadios Wealth Advisors | 4,971 | $1.03M | 0.14% | +358+7.8% | Added |
| StoneX Group Inc. | 4,947 | $1.02M | 0.12% | +1,949+65.0% | Added |
| Forum Financial Management, LP | 4,931 | $1.02M | 0.05% | +4,931 | New |
| Nations Financial Group Inc, | 4,923 | $1.02M | 0.13% | +457+10.2% | Added |
| HighTower Trust Services, LTA | 4,917 | $1.02M | 0.10% | +4,917 | New |
| Kovack Advisors, Inc. | 4,913 | $1.02M | 0.10% | −288−5.5% | Reduced |
| Biltmore Family Office, LLC | 4,912 | $1.02M | 0.19% | +500+11.3% | Added |
| Byrne Asset Management LLC | 4,903 | $1.01M | 0.66% | +4,903 | New |
| Stamos Capital Partners, L.P. | 4,900 | $1.01M | 0.47% | +4,900 | New |
| Hilltop Holdings Inc. | 4,891 | $1.01M | 0.11% | +1,100+29.0% | Added |
| CPWM, LLC | 5,249 | $1.01M | 0.08% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 4,875 | $1.01M | 0.65% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 4,849 | $1.00M | 0.02% | +270+5.9% | Added |
| Stevens Capital Management LP | 4,832 | $999.0K | 0.23% | −6,858−58.7% | Reduced |
| Ingalls & Snyder LLC | 4,827 | $998.0K | 0.05% | 00.0% | Unchanged |
| Investment House LLC | 4,828 | $998.0K | 0.06% | 00.0% | Unchanged |
| Summit Financial Group Inc | 4,812 | $995.0K | 0.32% | 00.0% | Unchanged |
| Spectrum Asset Management, Inc. (NB/CA) | 4,810 | $994.0K | 0.28% | +4,810 | New |
| Metis Global Partners, LLC | 4,771 | $986.0K | 0.27% | +4,771 | New |
| Allen Capital Group, LLC | 4,764 | $985.0K | 0.14% | +162+3.5% | Added |
| Investment Partners, Ltd. | 4,756 | $983.0K | 0.40% | +357+8.1% | Added |
| RFG Advisory, LLC | 4,745 | $981.0K | 0.07% | −99−2.0% | Reduced |
| FourThought Financial, LLC | 4,744 | $981.0K | 0.12% | −56−1.2% | Reduced |
| IHT Wealth Management, LLC | 4,741 | $980.0K | 0.07% | +269+6.0% | Added |
| Trustmark National Bank Trust Department | 4,726 | $977.0K | 0.07% | −400−7.8% | Reduced |
| Garde Capital, Inc. | 4,728 | $977.0K | 0.10% | +4+0.1% | Added |
| Vigilant Capital Management, LLC | 4,728 | $977.0K | 0.07% | +1,688+55.5% | Added |
| Heck Capital Advisors, LLC | 4,722 | $976.2K | 0.18% | −202−4.1% | Reduced |
| Financial Architects, Inc | 4,713 | $974.0K | 0.13% | −18−0.4% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,712 | $974.0K | 0.32% | 00.0% | Unchanged |
| Dixon Hubard Feinour & Brown Inc | 4,710 | $974.0K | 0.09% | +708+17.7% | Added |
| NorthRock Partners, LLC | 4,707 | $973.0K | 0.07% | +1,128+31.5% | Added |
| River Wealth Advisors LLC | 4,702 | $972.0K | 0.15% | +3+0.1% | Added |
| MBB Public Markets I LLC | 4,682 | $968.0K | 0.02% | +4,682 | New |
| Stone Point Wealth LLC | 4,646 | $964.0K | 0.78% | +4,646 | New |
| Jackson Square Capital, LLC | 4,652 | $962.0K | 0.28% | −142−3.0% | Reduced |
| Flaharty Asset Management, LLC | 4,635 | $958.0K | 0.18% | 00.0% | Unchanged |
| WD Rutherford LLC | 4,619 | $955.0K | 0.48% | +150+3.4% | Added |
| Echo Street Capital Management LLC | 4,621 | $955.0K | 0.01% | +810+21.3% | Added |
| Sequent Asset Management, LLC | 4,612 | $953.0K | 0.52% | −1,890−29.1% | Reduced |
| Coastal Investment Advisors, Inc. | 4,597 | $950.0K | 0.21% | +433+10.4% | Added |
| Providence First Trust Co | 4,579 | $947.0K | 0.43% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 4,576 | $946.0K | 0.18% | −773−14.5% | Reduced |
| Maltin Wealth Management, Inc. | 4,567 | $944.0K | 0.57% | +4,567 | New |
| City State Bank | 4,553 | $941.0K | 0.58% | +4,553 | New |
| Optimum Investment Advisors | 4,545 | $940.0K | 0.37% | 00.0% | Unchanged |
| Sonora Investment Management Group, LLC | 4,546 | $940.0K | 0.11% | +4,546 | New |
| Northwest Quadrant Wealth Management, LLC | 4,534 | $937.0K | 0.25% | −165−3.5% | Reduced |
| Asset Allocation & Management Company, LLC | 4,527 | $936.0K | 0.32% | +4,527 | New |
| TKG Advisors, LLC | 4,526 | $936.0K | 0.74% | +4,526 | New |
| West Oak Capital, LLC | 4,520 | $934.0K | 0.34% | +60+1.3% | Added |
| Stonegate Investment Group, LLC | 4,519 | $934.0K | 0.04% | +4,519 | New |
| Patriot Investment Management Inc. | 4,487 | $927.0K | 0.08% | −326−6.8% | Reduced |