Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Puzo Michael J | 4,475 | $925.0K | 0.26% | +400+9.8% | Added |
| Old West Investment Management, LLC | 4,458 | $921.0K | 0.55% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,213 | $921.0K | 0.22% | −38,000−90.0% | Reduced |
| Hoey Investments, Inc | 4,444 | $919.0K | 0.24% | −696−13.5% | Reduced |
| Norris Financial Group, LLC | 4,441 | $918.1K | 0.55% | −9−0.2% | Reduced |
| Orion Portfolio Solutions, LLC | 4,438 | $918.0K | 0.03% | +174+4.1% | Added |
| Grandview Asset Management LLC | 4,433 | $916.0K | 0.37% | +4,433 | New |
| Am Investment Strategies LLC | 4,408 | $911.0K | 0.22% | −192−4.2% | Reduced |
| Navellier & Associates Inc | 4,400 | $910.0K | 0.13% | −300−6.4% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,359 | $901.0K | 0.04% | −30−0.7% | Reduced |
| Ashton Thomas Private Wealth, LLC | 4,357 | $900.8K | 0.09% | +679+18.5% | Added |
| Burke & Herbert Bank & Trust Co | 4,348 | $899.0K | 0.53% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 4,327 | $896.0K | 0.02% | −2,423−35.9% | Reduced |
| Westhampton Capital, LLC | 4,325 | $894.0K | 0.55% | +460+11.9% | Added |
| Hancock Whitney Investment Services Inc. | 4,316 | $894.0K | 0.16% | +4,316 | New |
| Financial Advisory Service, Inc. | 4,322 | $893.0K | 0.08% | +1,962+83.1% | Added |
| TD Ameritrade Investment Management, LLC | 4,308 | $891.0K | 0.01% | −1,315−23.4% | Reduced |
| Hancock Whitney Corp | 4,301 | $890.0K | 0.03% | +524+13.9% | Added |
| RS Crum Inc. | 4,305 | $890.0K | 0.49% | +4,305 | New |
| Sit Investment Associates Inc | 4,300 | $889.0K | 0.02% | 00.0% | Unchanged |
| Saybrook Capital | 4,300 | $889.0K | 0.22% | +100+2.4% | Added |
| Cladis Investment Advisory, LLC | 4,283 | $885.4K | 0.71% | +4,283 | New |
| Trust Co | 4,282 | $885.0K | 0.21% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 4,277 | $884.0K | 0.10% | +148+3.6% | Added |
| Solstein Capital, LLC | 4,269 | $883.0K | 0.53% | +195+4.8% | Added |
| Menard Financial Group LLC | 4,267 | $882.0K | 0.72% | −602−12.4% | Reduced |
| Bridgefront Capital, LLC | 4,263 | $881.0K | 0.85% | +4,263 | New |
| JFS Wealth Advisors, LLC | 4,253 | $879.0K | 0.08% | +43+1.0% | Added |
| Cypress Capital Group | 4,247 | $878.0K | 0.11% | −57−1.3% | Reduced |
| Widmann Financial Services, Inc. | 4,237 | $876.0K | 0.72% | +4,237 | New |
| Adviser Investments LLC | 4,230 | $874.0K | 0.06% | +23+0.5% | Added |
| Dynamic Advisor Solutions LLC | 4,227 | $874.0K | 0.06% | +132+3.2% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $871.0K | 0.04% | +80+1.9% | Added |
| Sutton Wealth Advisors Inc. | 4,210 | $870.4K | 0.29% | +60+1.4% | Added |
| Woodward Diversified Capital, LLC | 4,200 | $868.0K | 0.51% | +112+2.7% | Added |
| Southeast Asset Advisors Inc. | 4,177 | $864.0K | 0.12% | +3+0.1% | Added |
| Advisor Resource Council | 4,177 | $864.0K | 0.07% | +2,999+254.6% | Added |
| Lantz Financial LLC | 4,176 | $863.0K | 0.40% | 00.0% | Unchanged |
| BancorpSouth Bank | 4,173 | $863.0K | 0.11% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 4,169 | $862.0K | 0.03% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 4,157 | $859.0K | 0.11% | +140+3.5% | Added |
| Farmers National Bank | 4,136 | $855.1K | 0.28% | +2,001+93.7% | Added |
| Chicago Capital, LLC | 4,135 | $855.0K | 0.03% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 4,117 | $851.0K | 0.30% | +4,117 | New |
| Fairview Capital Investment Management, LLC | 4,112 | $850.0K | 0.05% | −80−1.9% | Reduced |
| TRUE Private Wealth Advisors | 4,113 | $850.0K | 0.12% | −10−0.2% | Reduced |
| FinTrust Capital Advisors, LLC | 4,105 | $849.0K | 0.20% | +5+0.1% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,110 | $849.0K | 0.02% | +2,770+206.7% | Added |
| Telos Capital Management, Inc. | 4,093 | $846.0K | 0.11% | −6,815−62.5% | Reduced |
| Kercheville Advisors, LLC | 4,075 | $842.0K | 0.37% | −125−3.0% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $842.0K | 0.64% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 4,050 | $837.0K | 0.02% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,030 | $833.0K | 0.60% | +505+14.3% | Added |
| Washington Trust Co | 4,024 | $832.0K | 0.03% | −3,135−43.8% | Reduced |
| Resource Management, LLC | 4,017 | $830.0K | 0.09% | −282−6.6% | Reduced |
| Ballentine Partners, LLC | 4,014 | $830.0K | 0.02% | +379+10.4% | Added |
| Hudson Valley Investment Advisors Inc | 4,006 | $828.0K | 0.13% | −126−3.0% | Reduced |
| Birinyi Associates Inc | 4,000 | $827.0K | 0.26% | −500−11.1% | Reduced |
| Cim Investment Mangement Inc | 4,002 | $827.0K | 0.25% | −74−1.8% | Reduced |
| Laffer Tengler Investments | 4,000 | $827.0K | 0.24% | +284+7.6% | Added |
| Nwam LLC | 3,998 | $826.0K | 0.07% | −649−14.0% | Reduced |
| IVC Wealth Advisors LLC | 3,995 | $826.0K | 0.53% | −115−2.8% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $821.8K | 0.60% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 3,973 | $821.0K | 0.13% | −101−2.5% | Reduced |
| Aspen Investment Management Inc | 3,958 | $818.0K | 0.40% | −4−0.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,954 | $817.0K | 0.18% | +262+7.1% | Added |
| Xcel Wealth Management, LLC | 3,934 | $813.0K | 0.21% | +101+2.6% | Added |
| Alps Advisors Inc | 3,926 | $812.0K | 0.01% | −99,794−96.2% | Reduced |
| Woodstock Corp | 3,930 | $812.0K | 0.09% | −505−11.4% | Reduced |
| Old Mission Investment Co LLC | 3,867 | $799.5K | 0.29% | +25+0.7% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,856 | $798.0K | 0.16% | +420+12.2% | Added |
| American National Registered Investment Advisor, Inc. | 3,853 | $797.0K | 0.26% | −2−0.1% | Reduced |
| SNS Financial Group, LLC | 3,841 | $794.0K | 0.09% | −3−0.1% | Reduced |
| Visionary Wealth Advisors | 3,841 | $794.0K | 0.07% | +27+0.7% | Added |
| DMG Group, LLC | 3,746 | $794.0K | 0.68% | +3,746 | New |
| Financial Planners of Cleveland, Inc. | 3,491 | $793.0K | 0.32% | +3,491 | New |
| Souders Financial Advisors | 3,826 | $791.0K | 0.23% | +451+13.4% | Added |
| Golden Green, Inc. | 3,819 | $790.0K | 0.64% | +2,190+134.4% | Added |
| Ancora Advisors, LLC | 3,814 | $789.0K | 0.02% | +314+9.0% | Added |
| Courier Capital LLC | 3,810 | $788.0K | 0.07% | −149−3.8% | Reduced |
| Cordasco Financial Network | 3,805 | $787.0K | 0.49% | −159−4.0% | Reduced |
| 44 Wealth Management LLC | 3,805 | $787.0K | 0.27% | −92−2.4% | Reduced |
| Capital Square, LLC | 3,583 | $787.0K | 0.54% | 00.0% | Unchanged |
| US Asset Management LLC | 3,802 | $786.0K | 0.75% | −3−0.1% | Reduced |
| Laird Norton Trust Company, LLC | 3,782 | $781.0K | 0.07% | −62−1.6% | Reduced |
| Gradient Investments LLC | 3,767 | $779.0K | 0.02% | +15+0.4% | Added |
| Fukoku Mutual Life Insurance Co | 3,760 | $777.0K | 0.06% | −2,860−43.2% | Reduced |
| Occudo Quantitative Strategies LP | 3,739 | $773.0K | 0.07% | −10,086−73.0% | Reduced |
| Golden State Wealth Management, LLC | 3,739 | $773.0K | 0.13% | +530+16.5% | Added |
| Exane Derivatives | 3,723 | $769.7K | 0.19% | −1,989−34.8% | Reduced |
| SignalPoint Asset Management, LLC | 3,712 | $767.0K | 0.23% | +130+3.6% | Added |
| Morris Retirement Advisors, LLC | 3,712 | $767.0K | 0.59% | +2,546+218.4% | Added |
| Monticello Wealth Management, LLC | 3,705 | $766.0K | 0.07% | −10.0% | Reduced |
| Engine No. 1 LLC | 3,703 | $766.0K | 0.16% | +746+25.2% | Added |
| E&G Advisors, LP | 3,700 | $765.0K | 0.19% | 00.0% | Unchanged |
| Gilbert & Cook, Inc. | 3,691 | $763.0K | 0.12% | +111+3.1% | Added |
| Western Wealth Management, LLC | 3,681 | $763.0K | 0.08% | +3,681 | New |
| Metatron Capital SICAV plc | 3,680 | $760.8K | 0.72% | +3,680 | New |
| Cutter & CO Brokerage, Inc. | 3,676 | $760.0K | 0.21% | +17+0.5% | Added |
| Circle Wealth Management, LLC | 3,668 | $758.0K | 0.10% | −6−0.2% | Reduced |