Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rehmann Capital Advisory Group | 3,666 | $758.0K | 0.07% | +106+3.0% | Added |
| Roman Butler Fullerton & Co | 3,651 | $755.0K | 0.33% | +5+0.1% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 3,650 | $755.0K | 0.03% | +430+13.4% | Added |
| Sargent Investment Group, LLC | 3,640 | $753.0K | 0.17% | +515+16.5% | Added |
| Capital One Financial Corp | 3,638 | $752.0K | 0.09% | +150+4.3% | Added |
| Delta Investment Management, LLC | 3,633 | $751.0K | 0.22% | +10.0% | Added |
| Flputnam Investment Management Co | 3,616 | $747.0K | 0.02% | −58−1.6% | Reduced |
| Meridian Financial Partners LLC | 3,367 | $746.0K | 0.50% | +1,807+115.8% | Added |
| Norwood Financial Corp | 3,605 | $745.0K | 1.03% | +3,605 | New |
| Stiles Financial Services Inc | 3,604 | $745.0K | 0.36% | +3,604 | New |
| Cynosure Management, LLC | 3,600 | $744.0K | 0.56% | 00.0% | Unchanged |
| White Lighthouse Investment Management Inc. | 3,574 | $739.0K | 0.18% | +3+0.1% | Added |
| Thomasville National Bank | 3,569 | $738.0K | 0.07% | +164+4.8% | Added |
| Taurus Asset Management, LLC | 3,558 | $736.0K | 0.07% | 00.0% | Unchanged |
| Dumont & Blake Investment Advisors LLC | 3,554 | $735.0K | 0.19% | +7+0.2% | Added |
| Change Path, LLC | 3,547 | $733.0K | 0.04% | +685+23.9% | Added |
| Auxier Asset Management | 3,540 | $732.0K | 0.11% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $732.0K | 0.20% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,541 | $732.0K | 0.13% | 00.0% | Unchanged |
| Castleark Management LLC | 3,540 | $732.0K | 0.03% | +1,600+82.5% | Added |
| WMS Partners, LLC | 3,532 | $730.0K | 0.16% | +57+1.6% | Added |
| Gleason Group, Inc. | 3,519 | $728.0K | 0.24% | +19+0.5% | Added |
| First Manhattan Co | 3,517 | $727.0K | 0.00% | −522−12.9% | Reduced |
| Texas Yale Capital Corp. | 3,510 | $726.0K | 0.04% | +100+2.9% | Added |
| Texas Capital Bancshares Inc | 3,510 | $725.0K | 0.43% | 00.0% | Unchanged |
| Fernwood Investment Management, LLC | 3,497 | $723.0K | 0.24% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 3,494 | $722.0K | 0.45% | +10.0% | Added |
| Rodgers Brothers Inc. | 3,490 | $722.0K | 0.13% | +445+14.6% | Added |
| Stratos Wealth Advisors, LLC | 3,485 | $721.0K | 0.05% | −145−4.0% | Reduced |
| CRA Financial Services, LLC | 3,482 | $720.0K | 0.21% | −30−0.9% | Reduced |
| Field & Main Bank | 3,475 | $718.0K | 0.41% | −65−1.8% | Reduced |
| Patten & Patten Inc | 3,474 | $718.0K | 0.05% | +308+9.7% | Added |
| Manchester Capital Management LLC | 3,461 | $716.0K | 0.09% | −622−15.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 3,457 | $715.0K | 0.04% | +401+13.1% | Added |
| Peregrine Asset Advisers, Inc. | 3,459 | $715.0K | 0.29% | +873+33.8% | Added |
| Wealth Architects, LLC | 3,440 | $711.0K | 0.12% | +97+2.9% | Added |
| Washington Trust Advisors, Inc. | 3,438 | $711.0K | 0.05% | +3,438 | New |
| Engineers Gate Manager LP | 3,429 | $709.0K | 0.03% | −9,212−72.9% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,431 | $709.0K | 0.36% | −40−1.2% | Reduced |
| Ballast Advisors LLC | 3,430 | $709.0K | 0.27% | 00.0% | Unchanged |
| Titleist Asset Management, Ltd. | 3,423 | $708.0K | 0.14% | +3,423 | New |
| Baker Avenue Asset Management, LP | 3,423 | $708.0K | 0.04% | +3,423 | New |
| Livforsakringsbolaget Skandia, Omsesidigt | 3,413 | $706.0K | 0.04% | −2,300−40.3% | Reduced |
| Teza Capital Management LLC | 3,405 | $704.0K | 0.19% | +1,965+136.5% | Added |
| Charter Research & Investment Group, Inc. | 3,400 | $703.0K | 0.55% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $703.0K | 0.20% | 00.0% | Unchanged |
| Indiana Trust & Investment Management CO | 3,396 | $702.0K | 0.32% | +50+1.5% | Added |
| Security Financial Services, INC. | 3,393 | $701.0K | 0.23% | +3,393 | New |
| Wealth Management Associates, Inc. | 3,378 | $698.5K | 0.38% | +2,310+216.3% | Added |
| Applied Capital LLC | 3,371 | $697.0K | 0.55% | −245−6.8% | Reduced |
| Fortem Financial Group, LLC | 3,370 | $697.0K | 0.32% | −150−4.3% | Reduced |
| Harbour Investments, Inc. | 3,366 | $696.0K | 0.04% | −28,026−89.3% | Reduced |
| Davis R M Inc | 3,365 | $696.0K | 0.02% | −66−1.9% | Reduced |
| Royal Fund Management, LLC | 3,357 | $694.0K | 0.10% | +122+3.8% | Added |
| Harbor Investment Advisory, LLC | 3,359 | $694.0K | 0.09% | +1,060+46.1% | Added |
| Financial Management Network Inc | 3,176 | $693.0K | 0.32% | +2+0.1% | Added |
| HHM Wealth Advisors, LLC | 3,348 | $692.0K | 0.17% | −170−4.8% | Reduced |
| PrairieView Partners, LLC | 3,347 | $692.0K | 0.10% | +633+23.3% | Added |
| Vanguard Capital Wealth Advisors | 3,343 | $691.0K | 0.50% | +44+1.3% | Added |
| Brighton Jones LLC | 3,317 | $686.0K | 0.03% | +314+10.5% | Added |
| Advisory Alpha, LLC | 3,315 | $685.0K | 0.04% | +1,525+85.2% | Added |
| Saxon Interests, Inc. | 3,120 | $685.0K | 0.39% | +3,120 | New |
| River & Mercantile Asset Management LLP | 3,300 | $683.0K | 0.05% | +3,300 | New |
| Barrett Asset Management, LLC | 3,290 | $680.0K | 0.03% | +740+29.0% | Added |
| Maryland Capital Management | 3,287 | $680.0K | 0.04% | +1,085+49.3% | Added |
| Wealth Management Partners, LLC | 3,000 | $679.0K | 0.47% | −282−8.6% | Reduced |
| Atwood & Palmer Inc | 3,283 | $679.0K | 0.06% | +15+0.5% | Added |
| First Command Financial Services, Inc. | 3,275 | $677.0K | 0.10% | +190+6.2% | Added |
| Ironwood Investment Counsel, LLC | 3,270 | $676.0K | 0.15% | −58−1.7% | Reduced |
| King Wealth | 3,270 | $676.0K | 0.13% | +21+0.6% | Added |
| Retirement Planning Co of New England, Inc. | 3,253 | $672.0K | 0.33% | +3,253 | New |
| Cape Cod Five Cents Savings Bank | 3,247 | $671.0K | 0.06% | −13−0.4% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,242 | $670.0K | 0.02% | +835+34.7% | Added |
| Rollins Financial | 3,243 | $670.0K | 0.19% | +3,243 | New |
| Vectors Research Management, LLC | 3,218 | $665.0K | 0.14% | +229+7.7% | Added |
| HNP Capital LLC | 3,218 | $665.0K | 0.15% | +229+7.7% | Added |
| International Assets Investment Management, LLC | 3,212 | $664.0K | 0.12% | −59−1.8% | Reduced |
| Covington Capital Management | 3,206 | $663.0K | 0.02% | +450+16.3% | Added |
| Legg Mason Asset Management (Japan) Co., Ltd. | 3,206 | $663.0K | 0.73% | +3,206 | New |
| Parcion Private Wealth LLC | 2,896 | $662.0K | 0.06% | −1,362−32.0% | Reduced |
| Requisite Capital Management, LLC | 3,202 | $662.0K | 0.21% | +750+30.6% | Added |
| NWK Group, Inc. | 3,191 | $660.0K | 0.24% | +171+5.7% | Added |
| Transcend Wealth Collective, LLC | 3,188 | $659.0K | 0.06% | +659+26.1% | Added |
| South State Corp. | 3,187 | $658.0K | 0.05% | +434+15.8% | Added |
| Pathway Financial Advisors LLC | 3,263 | $658.0K | 0.23% | +3,263 | New |
| Cardiff Park Advisors, LLC | 3,184 | $658.0K | 0.09% | +3,184 | New |
| Kaizen Financial Strategies | 3,172 | $656.0K | 0.49% | −1,111−25.9% | Reduced |
| Harvest Volatility Management LLC | 3,173 | $656.0K | 0.03% | +3,173 | New |
| CMG Global Holdings, LLC | 3,167 | $655.0K | 0.42% | −30−0.9% | Reduced |
| Woodmont Investment Counsel LLC | 3,170 | $655.0K | 0.08% | +3,170 | New |
| Archer Investment Corp | 3,168 | $654.9K | 0.22% | +216+7.3% | Added |
| Founders Financial Securities LLC | 3,160 | $653.0K | 0.12% | +360+12.9% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,148 | $651.0K | 0.11% | +1,434+83.7% | Added |
| Willow Creek Wealth Management Inc. | 3,142 | $650.0K | 0.13% | 00.0% | Unchanged |
| XML Financial, LLC | 3,142 | $650.0K | 0.08% | +230+7.9% | Added |
| Warren Averett Asset Management, LLC | 3,225 | $649.0K | 0.06% | −579−15.2% | Reduced |
| Mission Wealth Management, LP | 3,132 | $648.0K | 0.03% | +192+6.5% | Added |
| Journey Advisory Group, LLC | 3,121 | $645.0K | 0.18% | −220−6.6% | Reduced |
| Founders Financial Alliance, LLC | 3,109 | $643.0K | 0.26% | −23−0.7% | Reduced |
| Affiance Financial, LLC | 3,110 | $643.0K | 0.27% | 00.0% | Unchanged |