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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Oct 29, 2026

The latest 13F from XML Financial, LLC covers Q3 2026 (filed Oct 29, 2026): 463 long positions worth $1.39B. The top 10 holdings make up 26.9% of the portfolio, and the largest is Schwab U.S. Large-Cap Growth ETF at 4.4%. Livermore has 23 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q3 2026

Full comparison

Share counts compared with Q2 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

New
47
Est. +$21.0M
Added
175
Est. +$46.4M
Reduced
174
Est. −$38.3M
Sold out
31
Est. −$9.81M

Top 5 holdings

Share of this quarter's portfolio value

  1. Schwab U.S. Large-Cap Growth ETF808524300
    4.4%$61.8M
  2. iShares Core Dividend Growth ETF46434V621
    3.2%$44.4M
  3. Schwab U.S. Large-Cap Value ETF808524409
    3.1%$42.6M
  4. AAPLApple Inc.
    2.7%$37.9MHistory
  5. Vanguard Information Technology ETF92204A702
    2.6%$36.6M

Share of portfolio

Top 5 holdings and the other 458 positions, by share of portfolio value

  1. Schwab U.S. Large-Cap Growth ETF4.4%
  2. iShares Core Dividend Growth ETF3.2%
  3. Schwab U.S. Large-Cap Value ETF3.1%
  4. AAPL2.7%
  5. Vanguard Information Technology ETF2.6%
  6. Other 458 positions84.0%

Biggest buys

New and added positions, by estimated amount bought

  1. First Tr Exch Traded FD III33739N108
    +$10.2MNew
  2. PIMCO ETF Tr72201R544
    +$9.89MAdded
  3. iShares Tr464288638
    +$2.67MAdded
  4. PIMCO ETF Tr72201R866
    +$2.51MAdded
  5. Vanguard Wellington FD921935870
    +$2.00MAdded

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. First Tr Exch Traded FD III33739N108
    +0.73 pp0.0% → 0.7%
  2. PIMCO ETF Tr72201R544
    +0.70 pp0.7% → 1.4%
  3. Schwab U.S. Large-Cap Growth ETF808524300
    +0.29 pp4.1% → 4.4%
  4. iShares Tr464288638
    +0.17 pp0.3% → 0.5%
  5. NVDANVIDIA Corp
    +0.16 pp1.1% → 1.2%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. First Tr Exch Traded FD III33739P830
    −$9.35MReduced
  2. BRK.ABerkshire Hathaway Inc
    −$2.99MReducedHistory
  3. AMATApplied Materials Inc
    −$1.98MReducedHistory
  4. MSFTMicrosoft Corp
    −$1.24MReducedHistory
  5. MRVLMarvell Technology, Inc.
    −$1.12MSold outHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. First Tr Exch Traded FD III33739P830
    −0.70 pp0.8% → 0.1%
  2. AMATApplied Materials Inc
    −0.34 pp0.7% → 0.3%History
  3. BRK.ABerkshire Hathaway Inc
    −0.22 pp0.4% → 0.2%History
  4. iShares Russell Midcap ETF464287499
    −0.14 pp1.9% → 1.7%
  5. State Street SPDR Bloomberg Convertible Securities ETF78464A359
    −0.11 pp1.4% → 1.3%

Metrics

13F metrics for Q3 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$1.39B
+$17.6M (+1.3%) vs. prior quarter
Positions
463
+16 vs. prior quarter
Top 10 concentration
26.9%
Top 10 as share of value
Turnover
3.5%
Q3 2026, one quarter
Average holding period
18.6 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

23 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $1.39B (Q3 2026)

Q1 2021: $410.0MQ2 2021: $454.5MQ3 2021: $748.6MQ4 2021: $830.3MQ1 2022: $840.7MQ2 2022: $442.3MQ3 2022: $720.4MQ4 2022: $796.1MQ1 2023: $821.2MQ2 2023: $864.5MQ3 2023: $834.4MQ4 2023: $948.3MQ1 2024: $976.5MQ2 2024: $993.7MQ3 2024: $1.08BQ4 2024: $1.09BQ1 2025: $1.07BQ2 2025: $1.15BQ3 2025: $1.23BQ4 2025: $1.23BQ1 2026: $1.24BQ2 2026: $1.37BQ3 2026: $1.39B
Q1 2021Q3 2026
13F filings of XML Financial, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q3 2026Oct 29, 2026463$1.39BSchwab U.S. Large-Cap Growth ETFiShares Core Dividend Growth ETFSchwab U.S. Large-Cap Value ETFvs. Q2 2026SEC
Q2 2026Jul 24, 2026447$1.37BSchwab U.S. Large-Cap Growth ETFiShares Core Dividend Growth ETFSchwab U.S. Large-Cap Value ETFvs. Q1 2026SEC
Q1 2026Apr 16, 2026421$1.24BSchwab U.S. Large-Cap Growth ETFiShares Core Dividend Growth ETFSchwab U.S. Large-Cap Value ETFvs. Q4 2025SEC
Q4 2025Feb 11, 2026441$1.23BSchwab U.S. Large-Cap Growth ETFiShares Russell 1000 Growth ETFiShares Core Dividend Growth ETFvs. Q3 2025SEC
Q3 2025Oct 20, 2025391$1.23BSchwab U.S. Large-Cap Growth ETFiShares Russell 1000 Growth ETFSchwab U.S. Large-Cap Value ETFvs. Q2 2025SEC
Q2 2025Jul 17, 2025375$1.15BSchwab U.S. Large-Cap Growth ETFiShares Russell 1000 Growth ETFSchwab U.S. Large-Cap Value ETFvs. Q1 2025SEC
Q1 2025Apr 22, 2025357$1.07BSchwab U.S. Large-Cap Growth ETFSchwab U.S. Large-Cap Value ETFiShares Core Dividend Growth ETFvs. Q4 2024SEC
Q4 2024Jan 17, 2025356$1.09BSchwab U.S. Large-Cap Growth ETFAAPLiShares Russell 1000 Growth ETFvs. Q3 2024SEC
Q3 2024Nov 1, 2024348$1.08BSchwab U.S. Large-Cap Growth ETFSchwab U.S. Large-Cap Value ETFiShares Russell 1000 Growth ETFvs. Q2 2024SEC
Q2 2024Jul 22, 2024337$993.7MSchwab U.S. Large-Cap Growth ETFiShares Russell 1000 Growth ETFMSFTvs. Q1 2024SEC
Q1 2024May 15, 2024340$976.5MSchwab U.S. Large-Cap Growth ETFSchwab U.S. Large-Cap Value ETFMSFTvs. Q4 2023SEC
Q4 2023Feb 14, 2024332$948.3MSchwab U.S. Large-Cap Growth ETFMSFTAAPLvs. Q3 2023SEC
Q3 2023Nov 6, 2023316$834.4MSchwab U.S. Large-Cap Growth ETFAAPLMSFTvs. Q2 2023SEC
Q2 2023Aug 7, 2023341$864.5MAAPLMSFTSchwab U.S. Large-Cap Growth ETFvs. Q1 2023SEC
Q1 2023May 15, 2023334$821.2MAAPLMSFTiShares Core Dividend Growth ETFvs. Q4 2022SEC
Q4 2022Feb 10, 2023330$796.1MAAPLiShares Core Dividend Growth ETFiShares Russell Midcap ETFvs. Q3 2022SEC
Q3 2022Nov 4, 2022316$720.4MAAPLiShares Russell Midcap ETFMSFTvs. Q2 2022SEC
Q2 2022Aug 1, 2022231$442.3MiShares Russell Midcap ETFiShares Core Dividend Growth ETFSchwab U.S. Large-Cap Value ETFvs. Q1 2022SEC
Q1 2022May 2, 2022331$840.7MAAPLiShares Russell Midcap ETFMSFTvs. Q4 2021SEC
Q4 2021Feb 1, 2022318$830.3MAAPLMSFTiShares Russell Midcap ETFvs. Q3 2021SEC
Q3 2021Nov 1, 2021312$748.6MiShares Russell Midcap ETFAAPLMSFTvs. Q2 2021SEC
Q2 2021Aug 10, 2021226$454.5MiShares Russell Midcap ETFSchwab U.S. Large-Cap Growth ETFiShares Trvs. Q1 2021SEC
Q1 2021May 14, 2021213$410.0MiShares Russell Midcap ETFiShares TrSchwab U.S. Large-Cap Growth ETF–SEC