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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 4, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
316
+85 vs. Q2 2022
Portfolio value
$720.4M
+$278.1M (+62.9%) vs. Q2 2022
Filed
Nov 4, 2022
SEC
Holdings of XML Financial, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock153,797$21.3M3.0%+75,684+96.9%AddedHistory
iShares Russell Midcap ETF464287499ETF292,146$18.2M2.5%+1350.0%Added–
MSFTMicrosoft CorpStock77,130$18.0M2.5%+57,561+294.1%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF388,111$17.3M2.4%+12,808+3.4%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF274,056$16.0M2.2%+9,313+3.5%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF270,156$15.1M2.1%+8,027+3.1%Added–
iShares Tr464287622RUS 1000 ETF75,610$14.9M2.1%−117−0.2%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF137,271$13.2M1.8%+122,757+845.8%Added–
QCOMQualcomm IncStock97,174$11.0M1.5%+90,956+1,462.8%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF122,460$10.7M1.5%+2,135+1.8%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF167,769$10.6M1.5%+4,047+2.5%Added–
Legg Mason ETF Invt52468L406FRANKLIN US LOW293,065$10.0M1.4%+18,718+6.8%Added–
CVSCVS Health CorpStock102,028$9.73M1.4%+98,585+2,863.3%AddedHistory
BACBank of America CorpStock320,318$9.67M1.3%+297,439+1,300.1%AddedHistory
CVXChevron CorpStock66,109$9.50M1.3%+26,978+68.9%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF43,928$9.24M1.3%+2,006+4.8%Added–
iShares Tips Bond ETF464287176ETF84,979$8.91M1.2%+390+0.5%Added–
VZVerizon Communications IncStock228,458$8.68M1.2%+201,322+741.9%AddedHistory
BRK.BBerkshire Hathaway IncStock32,020$8.55M1.2%+24,496+325.6%AddedHistory
ULUnilever PLCSPON ADR NEW193,585$8.49M1.2%+193,585NewHistory
iShares Russell 1000 Value ETF464287598ETF60,688$8.25M1.1%+1,629+2.8%Added–
Innovator ETFs Trust45782C813US EQTY PWR BUF287,151$8.21M1.1%+287,151New–
GOODGladstone Commercial CorpCOM524,207$8.13M1.1%+524,207NewHistory
iShares Russell 2000 ETF464287655ETF48,499$8.00M1.1%+1,137+2.4%Added–
PFEPfizer IncStock180,452$7.90M1.1%+152,584+547.5%AddedHistory
CSCOCisco Systems, Inc.Stock196,588$7.86M1.1%+170,407+650.9%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF81,779$7.86M1.1%+2,573+3.2%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG109,447$7.77M1.1%+2,532+2.4%Added–
iShares Tr464288414NATIONAL MUN ETF69,183$7.10M1.0%−448−0.6%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF74,338$7.05M1.0%+9,324+14.3%Added–
BMYBristol Myers Squibb CoStock99,090$7.04M1.0%+99,090NewHistory
JNJJohnson & JohnsonStock43,035$7.03M1.0%+27,587+178.6%AddedHistory
Vanguard Information Technology ETF92204A702ETF22,748$6.99M1.0%+1,583+7.5%Added–
iShares Core S&P 500 ETF464287200ETF19,308$6.92M1.0%+1,520+8.5%Added–
UPSUnited Parcel Service IncStock42,304$6.83M0.9%+42,304NewHistory
ABBVAbbVie Inc.Stock50,476$6.77M0.9%+42,248+513.5%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD140,161$6.75M0.9%+5,707+4.2%Added–
iShares Tr464287788U.S. FINLS ETF96,222$6.50M0.9%+4,383+4.8%Added–
MRKMerck & Co., Inc.Stock73,748$6.35M0.9%+58,695+389.9%AddedHistory
JPMJPMorgan Chase & CoStock59,041$6.17M0.9%+38,086+181.8%AddedHistory
MPCMarathon Petroleum CorpStock61,975$6.16M0.9%+61,975NewHistory
RTXRTX CorpStock71,088$5.82M0.8%+56,694+393.9%AddedHistory
AMGNAmgen IncStock23,929$5.39M0.7%+21,933+1,098.8%AddedHistory
TFCTruist Financial CorpCOM120,060$5.23M0.7%+115,348+2,448.0%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF62,617$4.91M0.7%+2,612+4.4%Added–
IBMInternational Business Machines CorpStock41,031$4.88M0.7%+39,164+2,097.7%AddedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM310,499$4.84M0.7%+310,499NewHistory
KMIKinder Morgan, Inc.Stock278,861$4.64M0.6%+278,861NewHistory
DOWDow Inc.Stock105,425$4.63M0.6%+105,425NewHistory
AMZNAmazon Com IncStock40,947$4.63M0.6%+16,295+66.1%AddedHistory
Listed FDS Tr53656F623HORI KI INFL ETF165,756$4.61M0.6%−1,074−0.6%Reduced–
iShares Core High Dividend ETF46429B663ETF50,078$4.57M0.6%+50,078New–
XOMExxonMobil Holdings CorpCOM51,008$4.45M0.6%+29,498+137.1%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL76,424$4.42M0.6%+433+0.6%Added–
OHIOmega Healthcare Investors IncCOM149,318$4.40M0.6%+149,318NewHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF25,707$4.38M0.6%+1,024+4.1%Added–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF109,761$4.25M0.6%+5,191+5.0%Added–
GLDSPDR Gold TrustETF27,359$4.23M0.6%+1,217+4.7%AddedHistory
INTCIntel CorpStock161,673$4.17M0.6%+147,457+1,037.3%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF29,933$3.86M0.5%+688+2.4%Added–
SPDR Series Trust78464A805ST STR PR SP150087,116$3.84M0.5%+4,087+4.9%Added–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN182,261$3.74M0.5%+182,261NewHistory
ABTAbbott LaboratoriesStock37,535$3.63M0.5%+31,201+492.6%AddedHistory
DDominion Energy, IncStock51,522$3.56M0.5%+37,735+273.7%AddedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG107,300$3.51M0.5%+107,300NewHistory
LMTLockheed Martin CorpStock8,960$3.46M0.5%+6,351+243.4%AddedHistory
CMICummins IncStock16,362$3.33M0.5%+16,362NewHistory
NEMNEWMONT CorpStock78,420$3.30M0.5%+78,420NewHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF89,167$3.16M0.4%+8,399+10.4%Added–
NADNuveen Quality Municipal Income FundCOM284,883$3.13M0.4%+284,883NewHistory
iShares Russell 2000 Growth ETF464287648ETF14,996$3.10M0.4%+342+2.3%Added–
ETXEaton Vance Municipal Income 2028 Term TrustSHS159,221$2.98M0.4%+159,221NewHistory
Schwab US Dividend Equity ETF808524797ETF44,430$2.95M0.4%+4,803+12.1%Added–
FDXFedEx CorpStock19,870$2.95M0.4%+19,870NewHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI122,651$2.83M0.4%+122,651New–
PRUPrudential Financial IncStock32,931$2.83M0.4%+32,931NewHistory
iShares Tr46434V803HDG MSCI EAFE94,199$2.82M0.4%+1,818+2.0%Added–
iShares S&P 500 Growth ETF464287309ETF47,461$2.75M0.4%+1,013+2.2%Added–
USBUS Bancorp DECOM NEW66,180$2.67M0.4%+51,755+358.8%AddedHistory
WPCW. P. Carey Inc.COM38,091$2.66M0.4%+1,585+4.3%AddedHistory
IPInternational Paper CoCOM81,741$2.59M0.4%+81,741NewHistory
iShares Core MSCI Total International Stock ETF46432F834ETF49,629$2.53M0.4%+861+1.8%Added–
GISGeneral Mills IncStock32,049$2.46M0.3%+32,049NewHistory
EPDEnterprise Products Partners L.P.Stock101,552$2.42M0.3%+92,542+1,027.1%AddedHistory
SPDR Series Trust78468R770ST STR R1K YLD28,490$2.37M0.3%+2,158+8.2%Added–
GDGeneral Dynamics CorpStock11,142$2.36M0.3%+11,142NewHistory
COSTCostco Wholesale CorpStock4,813$2.27M0.3%+1,058+28.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF40,532$2.27M0.3%+33+0.1%Added–
PSECProspect Capital CorpCOM351,341$2.18M0.3%+124,085+54.6%AddedHistory
ORCLOracle CorpStock35,645$2.18M0.3%+20,028+128.2%AddedHistory
TAT&T Inc.Stock141,856$2.18M0.3%+97,517+219.9%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT14,988$2.17M0.3%−135−0.9%Reduced–
EMREmerson Electric CoStock29,101$2.13M0.3%+11,230+62.8%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV58,891$2.12M0.3%+5,382+10.1%Added–
First Tr Exchange-Traded FD33733E856FT VEST GOLD108,749$1.98M0.3%+9,746+9.8%Added–
HDHome Depot, Inc.Stock7,075$1.95M0.3%+2,776+64.6%AddedHistory
Fidelity Covington Trust316092386STOCK FOR INFL67,349$1.90M0.3%+5,309+8.6%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF15,212$1.81M0.3%+12+0.1%Added–
PSXPhillips 66Stock21,329$1.72M0.2%+21,329NewHistory
PEPPepsiCo IncStock10,511$1.72M0.2%+2,974+39.5%AddedHistory

Sold out since Q2 2022 (11)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Innovator ETFs Trust45782C417US EQTY PWR BUF399,591$10.8M2.4%–
RGENRepligen CorpCOM68,478$2.53M0.6%History
Flexshares Tr33939L837INTL QLTDV IDX66,865$1.37M0.3%–
Schwab US Tips ETF808524870ETF23,804$1.33M0.3%–
ADMArcher-Daniels-Midland CoStock7,076$549.0K0.1%History
iShares Tr464288158SHRT NAT MUN ETF3,781$396.0K0.1%–
Global X FDS37954Y467E COMMERCE ETF15,191$255.0K0.1%–
TMOThermo Fisher Scientific Inc.Stock412$224.0K0.1%History
LYBLyondellBasell Industries N.V.SHS - A -2,500$219.0K<0.1%History
IRMIron Mountain IncCOM4,294$209.0K<0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,158$30.0K<0.1%History