XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 4, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 316
- +85 vs. Q2 2022
- Portfolio value
- $720.4M
- +$278.1M (+62.9%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 20,000 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| ENGEnglobal Corp | COM | 30,122 | $38.0K | <0.1% | 00.0% | Unchanged | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 15,030 | $64.0K | <0.1% | 00.0% | Unchanged | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 11,199 | $78.0K | <0.1% | 00.0% | Unchanged | History |
| UAUnder Armour, Inc. | CL C | 13,314 | $79.0K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 24,675 | $85.0K | <0.1% | +2,224+9.9% | Added | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 10,152 | $98.0K | <0.1% | +10,152 | New | History |
| SIRISirius XM Holdings Inc. | COM | 17,082 | $98.0K | <0.1% | +55+0.3% | Added | History |
| GLADGladstone Capital Corp | COM | 12,043 | $102.0K | <0.1% | +244+2.1% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $104.0K | <0.1% | +17,200 | New | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 10,000 | $106.0K | <0.1% | +10,000 | New | History |
| VKQInvesco Municipal Trust | COM | 12,902 | $118.0K | <0.1% | +12,902 | New | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $124.0K | <0.1% | +12,250 | New | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $129.0K | <0.1% | 00.0% | Unchanged | History |
| JBLUJetBlue Airways Corp | COM | 19,681 | $130.0K | <0.1% | +1,500+8.3% | Added | History |
| PAVMPAVmed Inc. | COM | 152,991 | $132.0K | <0.1% | +4,000+2.7% | Added | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 24,250 | $133.0K | <0.1% | +24,250 | New | History |
| LUMNLumen Technologies, Inc. | Stock | 18,735 | $136.0K | <0.1% | +18,735 | New | History |
| DNPDNP Select Income Fund Inc | COM | 13,266 | $137.0K | <0.1% | +212+1.6% | Added | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 13,038 | $143.0K | <0.1% | +13,038 | New | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 17,963 | $146.0K | <0.1% | −29−0.2% | Reduced | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 13,546 | $154.0K | <0.1% | 00.0% | Unchanged | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 26,836 | $161.0K | <0.1% | 00.0% | Unchanged | History |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 14,562 | $180.0K | <0.1% | +4,044+38.4% | Added | History |
| VMOInvesco Municipal Opportunity Trust | COM | 19,736 | $180.0K | <0.1% | +19,736 | New | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 26,034 | $183.0K | <0.1% | 00.0% | Unchanged | History |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 20,500 | $200.0K | <0.1% | +20,500 | New | History |
| INTUIntuit Inc. | Stock | 520 | $201.0K | <0.1% | +520 | New | History |
| FNKOFunko, Inc. | COM CL A | 10,000 | $202.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,727 | $203.0K | <0.1% | −133,324−98.0% | Reduced | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $206.0K | <0.1% | 00.0% | Unchanged | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 728 | $209.0K | <0.1% | +1+0.1% | Added | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 19,907 | $216.0K | <0.1% | +19,907 | New | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,043 | $219.0K | <0.1% | +61+2.0% | Added | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $219.0K | <0.1% | +2,000 | New | History |
| ECLEcolab Inc. | Stock | 1,525 | $220.0K | <0.1% | +1,525 | New | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 6,708 | $220.0K | <0.1% | +765+12.9% | Added | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,885 | $226.0K | <0.1% | 00.0% | Unchanged | – |
| DTEDte Energy Co | COM | 2,000 | $230.0K | <0.1% | +2,000 | New | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 38,150 | $232.0K | <0.1% | +38,150 | New | History |
| BKNGBooking Holdings Inc. | Stock | 143 | $234.0K | <0.1% | +5+3.6% | Added | History |
| HUMHumana Inc | Stock | 500 | $243.0K | <0.1% | 00.0% | Unchanged | History |
| OLEDUniversal Display Corp | COM | 2,587 | $244.0K | <0.1% | 00.0% | Unchanged | History |
| RPMRPM International Inc | COM | 3,000 | $250.0K | <0.1% | +3,000 | New | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,790 | $252.0K | <0.1% | +4,790 | New | – |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 8,361 | $252.0K | <0.1% | +8,361 | New | – |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $254.0K | <0.1% | 00.0% | Unchanged | – |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 16,430 | $255.0K | <0.1% | +16,430 | New | History |
| LPLALPL Financial Holdings Inc. | COM | 1,178 | $257.0K | <0.1% | +2+0.2% | Added | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 20,000 | $265.0K | <0.1% | +20,000 | New | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 5,513 | $265.0K | <0.1% | +631+12.9% | Added | – |
| TXNTexas Instruments Inc | Stock | 1,721 | $266.0K | <0.1% | +1,721 | New | History |
| LOWLowes Companies Inc | Stock | 1,422 | $267.0K | <0.1% | +1,422 | New | History |
| CSLCarlisle Companies Inc | COM | 955 | $268.0K | <0.1% | −30−3.0% | Reduced | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $275.0K | <0.1% | 00.0% | Unchanged | – |
| MPWRMonolithic Power Systems, Inc. | COM | 758 | $275.0K | <0.1% | +4+0.5% | Added | History |
| XELXcel Energy Inc | Stock | 4,329 | $277.0K | <0.1% | +757+21.2% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 2,165 | $278.0K | <0.1% | +2,165 | New | – |
| BPBP PLC | ADR | 9,809 | $280.0K | <0.1% | +9,809 | New | History |
| ARCCAres Capital Corp | CEF | 16,613 | $280.0K | <0.1% | +428+2.6% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,616 | $282.0K | <0.1% | +1,616 | New | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 6,520 | $289.0K | <0.1% | +6,520 | New | – |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,807 | $291.0K | <0.1% | +26+0.4% | Added | – |
| GTESGates Industrial Corp Ltd. | ORD SHS | 29,892 | $292.0K | <0.1% | +300+1.0% | Added | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $294.0K | <0.1% | 00.0% | Unchanged | – |
| TGTTarget Corp | Stock | 1,988 | $295.0K | <0.1% | +1,988 | New | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,696 | $296.0K | <0.1% | +577+18.5% | Added | – |
| FFord Motor Co | Stock | 26,847 | $301.0K | <0.1% | +8,982+50.3% | Added | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 15,525 | $301.0K | <0.1% | −1,950−11.2% | Reduced | History |
| ZTSZoetis Inc. | Stock | 2,060 | $305.0K | <0.1% | +32+1.6% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 4,583 | $306.0K | <0.1% | +4,583 | New | History |
| Barrick Gold Corp067901108 | COM | 19,849 | $308.0K | <0.1% | +19,849 | New | – |
| OMCOmnicom Group Inc. | COM | 4,881 | $308.0K | <0.1% | +31+0.6% | Added | History |
| SCDLMP Capital & Income Fund Inc. | COM | 27,378 | $309.0K | <0.1% | −2,269−7.7% | Reduced | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 27,566 | $313.0K | <0.1% | +27,566 | New | History |
| iShares Tr464287556 | ISHARES BIOTECH | 2,686 | $314.0K | <0.1% | +3+0.1% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,748 | $315.0K | <0.1% | +5,748 | New | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 25,736 | $318.0K | <0.1% | +25,736 | New | History |
| iShares Tr464287721 | U.S. TECH ETF | 4,398 | $323.0K | <0.1% | +10.0% | Added | – |
| CINFCincinnati Financial Corp | COM | 3,654 | $327.0K | <0.1% | +22+0.6% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 26,428 | $330.0K | <0.1% | +26,428 | New | History |
| ROPRoper Technologies Inc | Stock | 922 | $332.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,988 | $333.0K | <0.1% | +42+0.8% | Added | – |
| GEGeneral Electric Co | Stock | 5,395 | $334.0K | <0.1% | +993+22.6% | Added | History |
| Townebank Portsmouth Va89214P109 | COM | 12,964 | $348.0K | <0.1% | 00.0% | Unchanged | – |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 20,869 | $350.0K | <0.1% | −4,043−16.2% | Reduced | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,808 | $353.0K | <0.1% | +577+46.9% | Added | – |
| STZConstellation Brands, Inc. | Stock | 1,546 | $355.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 11,809 | $360.0K | <0.1% | −10−0.1% | Reduced | – |
| LUVSouthwest Airlines Co | COM | 11,740 | $362.0K | 0.1% | +100+0.9% | Added | History |
| COPConocoPhillips | Stock | 3,549 | $363.0K | 0.1% | +3,549 | New | History |
| First Tr Exchange-Traded FD336917109 | SHS | 11,284 | $363.0K | 0.1% | +4,680+70.9% | Added | – |
| WMBWilliams Companies, Inc. | COM | 12,824 | $367.0K | 0.1% | +4,457+53.3% | Added | History |
| SYYSysco Corp | Stock | 5,296 | $375.0K | 0.1% | +5,296 | New | History |
| UALUnited Airlines Holdings, Inc. | COM | 11,662 | $379.0K | 0.1% | −13−0.1% | Reduced | History |
| MTBM&T Bank Corp | COM | 2,155 | $380.0K | 0.1% | +805+59.6% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 10,090 | $381.0K | 0.1% | −818−7.5% | Reduced | – |
| iShares Tr46436E536 | US SML CP VALUE | 14,859 | $381.0K | 0.1% | 00.0% | Unchanged | – |
| SOSouthern Co | Stock | 5,665 | $385.0K | 0.1% | +5,665 | New | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 24,554 | $385.0K | 0.1% | +8,200+50.1% | Added | – |
Sold out since Q2 2022 (11)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C417 | US EQTY PWR BUF | 399,591 | $10.8M | 2.4% | – |
| RGENRepligen Corp | COM | 68,478 | $2.53M | 0.6% | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 66,865 | $1.37M | 0.3% | – |
| Schwab US Tips ETF808524870 | ETF | 23,804 | $1.33M | 0.3% | – |
| ADMArcher-Daniels-Midland Co | Stock | 7,076 | $549.0K | 0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,781 | $396.0K | 0.1% | – |
| Global X FDS37954Y467 | E COMMERCE ETF | 15,191 | $255.0K | 0.1% | – |
| TMOThermo Fisher Scientific Inc. | Stock | 412 | $224.0K | 0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,500 | $219.0K | <0.1% | History |
| IRMIron Mountain Inc | COM | 4,294 | $209.0K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 10,158 | $30.0K | <0.1% | History |