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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 10, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
330
+14 vs. Q3 2022
Portfolio value
$796.1M
+$75.6M (+10.5%) vs. Q3 2022
Filed
Feb 10, 2023
SEC
Holdings of XML Financial, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock156,036$20.3M2.5%+2,239+1.5%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF400,356$20.0M2.5%+12,245+3.2%Added–
iShares Russell Midcap ETF464287499ETF294,585$19.9M2.5%+2,439+0.8%Added–
MSFTMicrosoft CorpStock76,830$18.4M2.3%−300−0.4%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF262,751$17.3M2.2%−11,305−4.1%Reduced–
iShares Tr464287622RUS 1000 ETF79,125$16.7M2.1%+3,515+4.6%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF281,271$15.6M2.0%+11,115+4.1%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF158,476$15.4M1.9%+21,205+15.4%Added–
iShares Core S&P Small Cap ETF464287804ETF121,691$11.5M1.4%−769−0.6%Reduced–
Legg Mason ETF Invt52468L406FRANKLIN US LOW293,715$11.2M1.4%+650+0.2%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF173,242$11.1M1.4%+5,473+3.3%Added–
BRK.BBerkshire Hathaway IncStock35,521$11.0M1.4%+3,501+10.9%AddedHistory
QCOMQualcomm IncStock97,694$10.7M1.3%+520+0.5%AddedHistory
BACBank of America CorpStock322,777$10.7M1.3%+2,459+0.8%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF46,831$10.0M1.3%+2,903+6.6%Added–
GOODGladstone Commercial CorpCOM535,719$9.91M1.2%+11,512+2.2%AddedHistory
ULUnilever PLCSPON ADR NEW193,856$9.76M1.2%+271+0.1%AddedHistory
CSCOCisco Systems, Inc.Stock201,456$9.60M1.2%+4,868+2.5%AddedHistory
CVSCVS Health CorpStock102,876$9.59M1.2%+848+0.8%AddedHistory
iShares Russell 1000 Value ETF464287598ETF61,977$9.40M1.2%+1,289+2.1%Added–
PFEPfizer IncStock179,497$9.20M1.2%−955−0.5%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF83,808$8.83M1.1%+2,029+2.5%Added–
iShares Russell 2000 ETF464287655ETF47,173$8.23M1.0%−1,326−2.7%Reduced–
ABBVAbbVie Inc.Stock50,645$8.18M1.0%+169+0.3%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF75,291$8.15M1.0%+953+1.3%Added–
MRKMerck & Co., Inc.Stock73,385$8.14M1.0%−363−0.5%ReducedHistory
JPMJPMorgan Chase & CoStock60,211$8.07M1.0%+1,170+2.0%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG105,921$8.06M1.0%−3,526−3.2%Reduced–
VZVerizon Communications IncStock204,641$8.06M1.0%−23,817−10.4%ReducedHistory
UPSUnited Parcel Service IncStock46,150$8.02M1.0%+3,846+9.1%AddedHistory
JNJJohnson & JohnsonStock43,831$7.74M1.0%+796+1.8%AddedHistory
iShares Core S&P 500 ETF464287200ETF19,861$7.63M1.0%+553+2.9%Added–
Vanguard Information Technology ETF92204A702ETF23,126$7.39M0.9%+378+1.7%Added–
RTXRTX CorpStock71,597$7.23M0.9%+509+0.7%AddedHistory
BMYBristol Myers Squibb CoStock98,744$7.10M0.9%−346−0.3%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD143,379$7.10M0.9%+3,218+2.3%Added–
iShares Tr464287788U.S. FINLS ETF92,210$6.96M0.9%−4,012−4.2%Reduced–
CVXChevron CorpStock38,755$6.96M0.9%−27,354−41.4%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM552,245$6.63M0.8%+453,175+457.4%AddedHistory
PSECProspect Capital CorpCOM933,994$6.53M0.8%+582,653+165.8%AddedHistory
iShares Tr464288414NATIONAL MUN ETF61,825$6.52M0.8%−7,358−10.6%Reduced–
iShares Core High Dividend ETF46429B663ETF61,522$6.41M0.8%+11,444+22.9%Added–
AMGNAmgen IncStock23,746$6.24M0.8%−183−0.8%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF201,169$6.07M0.8%−85,982−29.9%Reduced–
IBMInternational Business Machines CorpStock41,915$5.91M0.7%+884+2.2%AddedHistory
DOWDow Inc.Stock109,392$5.51M0.7%+3,967+3.8%AddedHistory
TFCTruist Financial CorpCOM127,455$5.48M0.7%+7,395+6.2%AddedHistory
KMIKinder Morgan, Inc.Stock296,357$5.36M0.7%+17,496+6.3%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF63,437$5.30M0.7%+820+1.3%Added–
Listed FDS Tr53656F623HORI KI INFL ETF166,239$5.23M0.7%+483+0.3%Added–
iShares Tips Bond ETF464287176ETF45,482$4.84M0.6%−39,497−46.5%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL75,630$4.83M0.6%−794−1.0%Reduced–
XOMExxonMobil Holdings CorpCOM43,087$4.75M0.6%−7,921−15.5%ReducedHistory
GLDSPDR Gold TrustETF27,676$4.69M0.6%+317+1.2%AddedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM290,258$4.66M0.6%−20,241−6.5%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF25,539$4.59M0.6%−168−0.7%Reduced–
SPDR Series Trust78464A805ST STR PR SP150095,712$4.53M0.6%+8,596+9.9%Added–
OHIOmega Healthcare Investors IncCOM160,367$4.48M0.6%+11,049+7.4%AddedHistory
LMTLockheed Martin CorpStock9,113$4.43M0.6%+153+1.7%AddedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF106,137$4.34M0.5%−3,624−3.3%Reduced–
INTCIntel CorpStock158,630$4.19M0.5%−3,043−1.9%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF30,144$4.18M0.5%+211+0.7%Added–
ABTAbbott LaboratoriesStock37,613$4.13M0.5%+78+0.2%AddedHistory
CMICummins IncStock16,362$3.96M0.5%00.0%UnchangedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN185,861$3.96M0.5%+3,600+2.0%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF17,051$3.66M0.5%+2,055+13.7%Added–
MPCMarathon Petroleum CorpStock31,300$3.64M0.5%−30,675−49.5%ReducedHistory
WPCW. P. Carey Inc.COM46,197$3.61M0.5%+8,106+21.3%AddedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG129,240$3.56M0.4%+21,940+20.4%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF89,884$3.56M0.4%+717+0.8%Added–
TAT&T Inc.Stock191,556$3.53M0.4%+49,700+35.0%AddedHistory
AMZNAmazon Com IncStock41,769$3.51M0.4%+822+2.0%AddedHistory
iShares S&P 500 Growth ETF464287309ETF59,157$3.46M0.4%+11,696+24.6%Added–
Schwab US Dividend Equity ETF808524797ETF45,305$3.42M0.4%+875+2.0%Added–
NEMNEWMONT CorpStock71,875$3.39M0.4%−6,545−8.3%ReducedHistory
PRUPrudential Financial IncStock32,912$3.27M0.4%−19−0.1%ReducedHistory
DDominion Energy, IncStock50,998$3.13M0.4%−524−1.0%ReducedHistory
iShares MSCI Eafe ETF464287465ETF45,750$3.00M0.4%+5,218+12.9%Added–
Managed Portfolio Series56167N720TORTOISE NRAM PI121,150$2.99M0.4%−1,501−1.2%Reduced–
NADNuveen Quality Municipal Income FundCOM253,136$2.99M0.4%−31,747−11.1%ReducedHistory
IPInternational Paper CoCOM85,628$2.97M0.4%+3,887+4.8%AddedHistory
EMREmerson Electric CoStock30,033$2.88M0.4%+932+3.2%AddedHistory
ORCLOracle CorpStock35,191$2.88M0.4%−454−1.3%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF49,218$2.85M0.4%−411−0.8%Reduced–
USBUS Bancorp DECOM NEW65,199$2.84M0.4%−981−1.5%ReducedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS155,851$2.78M0.3%−3,370−2.1%ReducedHistory
SPDR Series Trust78468R770ST STR R1K YLD29,149$2.73M0.3%+659+2.3%Added–
FDXFedEx CorpStock15,738$2.73M0.3%−4,132−20.8%ReducedHistory
GDGeneral Dynamics CorpStock10,892$2.70M0.3%−250−2.2%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF19,165$2.69M0.3%+13,704+250.9%Added–
GISGeneral Mills IncStock31,375$2.63M0.3%−674−2.1%ReducedHistory
iShares Tr46434V803HDG MSCI EAFE92,792$2.51M0.3%−1,407−1.5%Reduced–
EPDEnterprise Products Partners L.P.Stock101,852$2.46M0.3%+300+0.3%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV59,972$2.41M0.3%+1,081+1.8%Added–
Global X FDS37954Y475S&P 500 COVERED60,362$2.38M0.3%+16,114+36.4%Added–
HDHome Depot, Inc.Stock7,438$2.35M0.3%+363+5.1%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT15,447$2.34M0.3%+459+3.1%Added–
iShares Tr4642874571 3 YR TREAS BD28,226$2.29M0.3%+28,226New–
PSXPhillips 66Stock21,329$2.22M0.3%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock4,734$2.16M0.3%−79−1.6%ReducedHistory

Sold out since Q3 2022 (17)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
FLYYSpirit Aviation Holdings, Inc.COM20,955$394.0K0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,808$353.0K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,520$289.0K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND1,616$282.0K<0.1%–
iShares S&P 500 Value ETF464287408ETF2,165$278.0K<0.1%–
iShares Core MSCI Eafe ETF46432F842ETF4,790$252.0K<0.1%–
Innovator ETFs Trust45782C391US EQTY BUFR MAR8,361$252.0K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,727$203.0K<0.1%–
CCLCarnival Corp Ltd.UNIT 99/99/999926,034$183.0K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM19,736$180.0K<0.1%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS13,546$154.0K<0.1%History
LUMNLumen Technologies, Inc.Stock18,735$136.0K<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT24,250$133.0K<0.1%History
JBLUJetBlue Airways CorpCOM19,681$130.0K<0.1%History
VPVInvesco Pennsylvania Value Municipal Income TrustCOM10,152$98.0K<0.1%History
UAUnder Armour, Inc.CL C13,314$79.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM11,199$78.0K<0.1%History