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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
334
+4 vs. Q4 2022
Portfolio value
$821.2M
+$25.2M (+3.2%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of XML Financial, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock151,708$25.0M3.0%−4,328−2.8%ReducedHistory
MSFTMicrosoft CorpStock74,559$21.5M2.6%−2,271−3.0%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF407,761$20.4M2.5%+7,405+1.8%Added–
iShares Russell Midcap ETF464287499ETF289,018$20.2M2.5%−5,567−1.9%Reduced–
iShares Tr464287622RUS 1000 ETF80,071$18.0M2.2%+946+1.2%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF273,865$17.8M2.2%−7,406−2.6%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF256,105$16.8M2.0%−6,646−2.5%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF159,128$15.9M1.9%+652+0.4%Added–
QCOMQualcomm IncStock98,903$12.6M1.5%+1,209+1.2%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF49,007$12.0M1.5%+2,176+4.6%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF175,574$11.8M1.4%+2,332+1.3%Added–
iShares Core S&P Small Cap ETF464287804ETF121,224$11.7M1.4%−467−0.4%Reduced–
Legg Mason ETF Invt52468L406FRANKLIN US LOW310,643$11.6M1.4%+16,928+5.8%Added–
BRK.BBerkshire Hathaway IncStock36,289$11.2M1.4%+768+2.2%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM892,200$11.2M1.4%+339,955+61.6%AddedHistory
JNJJohnson & JohnsonStock67,792$10.5M1.3%+23,961+54.7%AddedHistory
CSCOCisco Systems, Inc.Stock200,020$10.5M1.3%−1,436−0.7%ReducedHistory
ULUnilever PLCSPON ADR NEW193,755$10.1M1.2%−101−0.1%ReducedHistory
Vanguard Information Technology ETF92204A702ETF25,544$9.87M1.2%+2,418+10.5%Added–
iShares Russell 1000 Value ETF464287598ETF61,846$9.44M1.1%−131−0.2%Reduced–
BACBank of America CorpStock323,778$9.26M1.1%+1,001+0.3%AddedHistory
UPSUnited Parcel Service IncStock46,897$9.10M1.1%+747+1.6%AddedHistory
PSECProspect Capital CorpCOM1,286,115$9.06M1.1%+352,121+37.7%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF84,981$9.02M1.1%+1,173+1.4%Added–
Vanguard High Dividend Yield Index ETF921946406ETF83,080$8.76M1.1%+7,789+10.3%Added–
iShares Core S&P 500 ETF464287200ETF20,412$8.42M1.0%+551+2.8%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG102,303$8.28M1.0%−3,618−3.4%Reduced–
iShares Russell 2000 ETF464287655ETF45,434$8.11M1.0%−1,739−3.7%Reduced–
VZVerizon Communications IncStock208,205$8.10M1.0%+3,564+1.7%AddedHistory
CVSCVS Health CorpStock104,394$7.76M0.9%+1,518+1.5%AddedHistory
JPMJPMorgan Chase & CoStock59,388$7.74M0.9%−823−1.4%ReducedHistory
MRKMerck & Co., Inc.Stock72,691$7.73M0.9%−694−0.9%ReducedHistory
PFEPfizer IncStock182,692$7.45M0.9%+3,195+1.8%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD142,957$7.24M0.9%−422−0.3%Reduced–
iShares Core High Dividend ETF46429B663ETF69,692$7.08M0.9%+8,170+13.3%Added–
RTXRTX CorpStock72,261$7.08M0.9%+664+0.9%AddedHistory
iShares Tr464287788U.S. FINLS ETF97,959$6.97M0.8%+5,749+6.2%Added–
BMYBristol Myers Squibb CoStock99,746$6.91M0.8%+1,002+1.0%AddedHistory
GOODGladstone Commercial CorpCOM545,447$6.89M0.8%+9,728+1.8%AddedHistory
iShares Tr464288414NATIONAL MUN ETF62,480$6.73M0.8%+655+1.1%Added–
CVXChevron CorpStock39,140$6.39M0.8%+385+1.0%AddedHistory
DOWDow Inc.Stock112,184$6.15M0.7%+2,792+2.6%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF187,904$5.95M0.7%−13,265−6.6%Reduced–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM338,708$5.89M0.7%+48,450+16.7%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF63,453$5.78M0.7%+160.0%Added–
AMGNAmgen IncStock23,512$5.68M0.7%−234−1.0%ReducedHistory
KMIKinder Morgan, Inc.Stock320,261$5.61M0.7%+23,904+8.1%AddedHistory
IBMInternational Business Machines CorpStock42,252$5.54M0.7%+337+0.8%AddedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG156,628$5.47M0.7%+27,388+21.2%AddedHistory
GLDSPDR Gold TrustETF27,181$4.98M0.6%−495−1.8%ReducedHistory
INTCIntel CorpStock148,095$4.84M0.6%−10,535−6.6%ReducedHistory
XOMExxonMobil Holdings CorpCOM43,505$4.77M0.6%+418+1.0%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF24,206$4.72M0.6%−1,333−5.2%Reduced–
SPDR Series Trust78464A805ST STR PR SP150094,205$4.72M0.6%−1,507−1.6%Reduced–
OHIOmega Healthcare Investors IncCOM168,674$4.62M0.6%+8,307+5.2%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL108,733$4.59M0.6%+108,733New–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF110,040$4.53M0.6%+3,903+3.7%Added–
AMZNAmazon Com IncStock43,517$4.49M0.5%+1,748+4.2%AddedHistory
TFCTruist Financial CorpCOM130,566$4.45M0.5%+3,111+2.4%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL69,507$4.34M0.5%−6,123−8.1%Reduced–
LMTLockheed Martin CorpStock9,131$4.32M0.5%+18+0.2%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF29,412$4.03M0.5%−732−2.4%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF102,710$3.90M0.5%+12,826+14.3%Added–
CMICummins IncStock16,262$3.88M0.5%−100−0.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF16,797$3.81M0.5%−254−1.5%Reduced–
TAT&T Inc.Stock197,372$3.80M0.5%+5,816+3.0%AddedHistory
DDominion Energy, IncStock67,466$3.77M0.5%+16,468+32.3%AddedHistory
Schwab US Dividend Equity ETF808524797ETF50,935$3.73M0.5%+5,630+12.4%Added–
iShares S&P 500 Growth ETF464287309ETF58,209$3.72M0.5%−948−1.6%Reduced–
WPCW. P. Carey Inc.COM46,984$3.71M0.5%+787+1.7%AddedHistory
NEMNEWMONT CorpStock73,185$3.59M0.4%+1,310+1.8%AddedHistory
FDXFedEx CorpStock15,596$3.56M0.4%−142−0.9%ReducedHistory
ABTAbbott LaboratoriesStock32,670$3.31M0.4%−4,943−13.1%ReducedHistory
ORCLOracle CorpStock34,830$3.24M0.4%−361−1.0%ReducedHistory
NADNuveen Quality Municipal Income FundCOM276,419$3.19M0.4%+23,283+9.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF43,842$3.12M0.4%−1,908−4.2%Reduced–
IPInternational Paper CoCOM86,370$3.11M0.4%+742+0.9%AddedHistory
SPDR Series Trust78468R770ST STR R1K YLD32,539$3.07M0.4%+3,390+11.6%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF48,378$3.00M0.4%−840−1.7%Reduced–
Managed Portfolio Series56167N720TORTOISE NRAM PI117,879$2.87M0.3%−3,271−2.7%Reduced–
ETXEaton Vance Municipal Income 2028 Term TrustSHS160,757$2.86M0.3%+4,906+3.1%AddedHistory
EPDEnterprise Products Partners L.P.Stock109,124$2.83M0.3%+7,272+7.1%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV67,654$2.81M0.3%+7,682+12.8%Added–
EMREmerson Electric CoStock32,122$2.80M0.3%+2,089+7.0%AddedHistory
ABBVAbbVie Inc.Stock17,218$2.74M0.3%−33,427−66.0%ReducedHistory
PRUPrudential Financial IncStock32,541$2.69M0.3%−371−1.1%ReducedHistory
GISGeneral Mills IncStock30,868$2.64M0.3%−507−1.6%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF80,784$2.59M0.3%+80,784New–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN118,012$2.56M0.3%−67,849−36.5%ReducedHistory
GDGeneral Dynamics CorpStock10,667$2.43M0.3%−225−2.1%ReducedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD122,504$2.42M0.3%+12,660+11.5%Added–
WBAWalgreens Boots Alliance, Inc.COM69,762$2.41M0.3%+14,070+25.3%AddedHistory
iShares Tr4642874571 3 YR TREAS BD28,865$2.37M0.3%+639+2.3%Added–
COSTCostco Wholesale CorpStock4,735$2.35M0.3%+10.0%AddedHistory
AMDAdvanced Micro Devices IncStock23,989$2.35M0.3%+1,836+8.3%AddedHistory
USBUS Bancorp DECOM NEW64,591$2.32M0.3%−608−0.9%ReducedHistory
PSXPhillips 66Stock22,262$2.26M0.3%+933+4.4%AddedHistory
HDHome Depot, Inc.Stock7,613$2.25M0.3%+175+2.4%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT14,821$2.24M0.3%−626−4.1%Reduced–
Global X FDS37954Y475S&P 500 COVERED53,026$2.15M0.3%−7,336−12.2%Reduced–

Sold out since Q4 2022 (13)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Listed FDS Tr53656F623HORI KI INFL ETF166,239$5.23M0.7%–
iShares Tips Bond ETF464287176ETF45,482$4.84M0.6%–
MPCMarathon Petroleum CorpStock31,300$3.64M0.5%History
iShares Tr46434V803HDG MSCI EAFE92,792$2.51M0.3%–
iShares Tr464288885EAFE GRWTH ETF6,135$513.9K0.1%–
iShares Tr46436E536US SML CP VALUE14,859$418.1K0.1%–
NIDNuveen Intermediate Duration Municipal Term FundCOM29,086$381.6K<0.1%History
METMetlife IncStock3,124$226.1K<0.1%History
CBChubb LtdStock960$211.8K<0.1%History
Vanguard Ftse Developed Markets ETF921943858ETF4,800$201.5K<0.1%–
NPVNuveen Virginia Quality Municipal Income FundCOM11,812$131.8K<0.1%History
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM15,578$116.8K<0.1%History
MHFWestern Asset Municipal High Income Fund Inc.COM14,799$94.4K<0.1%History