Skip to main content

XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 7, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
341
+7 vs. Q1 2023
Portfolio value
$864.5M
+$43.2M (+5.3%) vs. Q1 2023
Filed
Aug 7, 2023
SEC
Holdings of XML Financial, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock151,754$29.4M3.4%+460.0%AddedHistory
MSFTMicrosoft CorpStock74,683$25.4M2.9%+124+0.2%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF318,940$23.9M2.8%+45,075+16.5%Added–
iShares Core Dividend Growth ETF46434V621ETF412,501$21.2M2.5%+4,740+1.2%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF312,796$21.0M2.4%+56,691+22.1%Added–
iShares Russell Midcap ETF464287499ETF287,035$20.9M2.4%−1,983−0.7%Reduced–
iShares Tr464287622RUS 1000 ETF79,750$19.4M2.2%−321−0.4%Reduced–
Vanguard Total Bond Market ETF921937835ETF217,810$15.8M1.8%+217,810New–
Vanguard Information Technology ETF92204A702ETF30,868$13.6M1.6%+5,324+20.8%Added–
iShares Russell 1000 Growth ETF464287614ETF49,444$13.6M1.6%+437+0.9%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM933,586$13.1M1.5%+41,386+4.6%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF178,743$12.5M1.4%+3,169+1.8%Added–
BRK.BBerkshire Hathaway IncStock36,501$12.4M1.4%+212+0.6%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF121,798$12.1M1.4%+574+0.5%Added–
QCOMQualcomm IncStock101,756$12.1M1.4%+2,853+2.9%AddedHistory
JNJJohnson & JohnsonStock71,575$11.8M1.4%+3,783+5.6%AddedHistory
CSCOCisco Systems, Inc.Stock201,484$10.4M1.2%+1,464+0.7%AddedHistory
ULUnilever PLCSPON ADR NEW193,041$10.1M1.2%−714−0.4%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF62,558$9.85M1.1%+712+1.2%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD187,362$9.41M1.1%+44,405+31.1%Added–
iShares Russell Mid-Cap Value ETF464287473ETF85,552$9.40M1.1%+571+0.7%Added–
iShares Core S&P 500 ETF464287200ETF20,907$9.32M1.1%+495+2.4%Added–
BACBank of America CorpStock324,720$9.32M1.1%+942+0.3%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW252,351$9.25M1.1%−58,292−18.8%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF84,824$9.00M1.0%+1,744+2.1%Added–
JPMJPMorgan Chase & CoStock59,972$8.72M1.0%+584+1.0%AddedHistory
UPSUnited Parcel Service IncStock47,131$8.45M1.0%+234+0.5%AddedHistory
MRKMerck & Co., Inc.Stock71,934$8.30M1.0%−757−1.0%ReducedHistory
PSECProspect Capital CorpCOM1,324,844$8.20M0.9%+38,729+3.0%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG90,773$7.91M0.9%−11,530−11.3%Reduced–
iShares Russell 2000 ETF464287655ETF42,086$7.89M0.9%−3,348−7.4%Reduced–
VZVerizon Communications IncStock209,921$7.81M0.9%+1,716+0.8%AddedHistory
iShares Tr464287788U.S. FINLS ETF100,229$7.48M0.9%+2,270+2.3%Added–
CVSCVS Health CorpStock106,881$7.39M0.9%+2,487+2.4%AddedHistory
RTXRTX CorpStock74,963$7.34M0.8%+2,702+3.7%AddedHistory
iShares Tr464288414NATIONAL MUN ETF65,826$7.03M0.8%+3,346+5.4%Added–
GOODGladstone Commercial CorpCOM567,435$7.02M0.8%+21,988+4.0%AddedHistory
PFEPfizer IncStock186,544$6.84M0.8%+3,852+2.1%AddedHistory
BMYBristol Myers Squibb CoStock102,136$6.53M0.8%+2,390+2.4%AddedHistory
CVXChevron CorpStock40,222$6.33M0.7%+1,082+2.8%AddedHistory
iShares Core High Dividend ETF46429B663ETF61,747$6.22M0.7%−7,945−11.4%Reduced–
DOWDow Inc.Stock115,610$6.16M0.7%+3,426+3.1%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF63,676$6.15M0.7%+223+0.4%Added–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM351,908$6.01M0.7%+13,200+3.9%AddedHistory
KMIKinder Morgan, Inc.Stock348,441$6.00M0.7%+28,180+8.8%AddedHistory
IBMInternational Business Machines CorpStock42,655$5.71M0.7%+403+1.0%AddedHistory
GLDSPDR Gold TrustETF31,849$5.68M0.7%+4,668+17.2%AddedHistory
AMZNAmazon Com IncStock43,174$5.63M0.7%−343−0.8%ReducedHistory
AMGNAmgen IncStock24,972$5.54M0.6%+1,460+6.2%AddedHistory
OHIOmega Healthcare Investors IncCOM168,119$5.16M0.6%−555−0.3%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP150094,729$5.16M0.6%+524+0.6%Added–
BEPCBrookfield Renewable CorpCL A SUB VTG157,293$4.96M0.6%+665+0.4%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF194,132$4.69M0.5%+194,132New–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF110,621$4.54M0.5%+581+0.5%Added–
XOMExxonMobil Holdings CorpCOM41,969$4.50M0.5%−1,536−3.5%ReducedHistory
LMTLockheed Martin CorpStock9,543$4.39M0.5%+412+4.5%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF19,643$4.32M0.5%+19,643New–
INTCIntel CorpStock124,748$4.17M0.5%−23,347−15.8%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF29,565$4.16M0.5%+153+0.5%Added–
iShares Russell 2000 Growth ETF464287648ETF17,084$4.15M0.5%+287+1.7%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF111,364$4.13M0.5%+8,654+8.4%Added–
FDXFedEx CorpStock16,540$4.10M0.5%+944+6.1%AddedHistory
iShares S&P 500 Growth ETF464287309ETF57,534$4.06M0.5%−675−1.2%Reduced–
DDominion Energy, IncStock77,762$4.03M0.5%+10,296+15.3%AddedHistory
CMICummins IncStock16,212$3.97M0.5%−50−0.3%ReducedHistory
TFCTruist Financial CorpCOM129,563$3.93M0.5%−1,003−0.8%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF52,377$3.80M0.4%+1,442+2.8%Added–
ABTAbbott LaboratoriesStock33,356$3.64M0.4%+686+2.1%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF36,983$3.62M0.4%−122,145−76.8%Reduced–
WisdomTree Tr97717X578EM EX ST-OWNED127,603$3.57M0.4%+83,598+190.0%Added–
WPCW. P. Carey Inc.COM50,404$3.41M0.4%+3,420+7.3%AddedHistory
EMREmerson Electric CoStock36,954$3.34M0.4%+4,832+15.0%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF97,061$3.32M0.4%−90,843−48.3%Reduced–
iShares MSCI Eafe ETF464287465ETF43,934$3.19M0.4%+92+0.2%Added–
SPDR Series Trust78468R770ST STR R1K YLD33,291$3.17M0.4%+752+2.3%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL75,590$3.13M0.4%−33,143−30.5%Reduced–
TAT&T Inc.Stock192,796$3.08M0.4%−4,576−2.3%ReducedHistory
NEMNEWMONT CorpStock71,778$3.06M0.4%−1,407−1.9%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF91,687$2.98M0.3%+10,903+13.5%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF47,620$2.98M0.3%−758−1.6%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL47,318$2.97M0.3%−22,189−31.9%Reduced–
WisdomTree Tr97717X651US S CAP QTY DIV69,596$2.95M0.3%+1,942+2.9%Added–
EPDEnterprise Products Partners L.P.Stock111,881$2.95M0.3%+2,757+2.5%AddedHistory
PRUPrudential Financial IncStock33,148$2.92M0.3%+607+1.9%AddedHistory
IPInternational Paper CoCOM87,547$2.78M0.3%+1,177+1.4%AddedHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI111,731$2.75M0.3%−6,148−5.2%Reduced–
AMDAdvanced Micro Devices IncStock24,170$2.75M0.3%+181+0.8%AddedHistory
COSTCostco Wholesale CorpStock4,934$2.66M0.3%+199+4.2%AddedHistory
HDHome Depot, Inc.Stock8,074$2.50M0.3%+461+6.1%AddedHistory
USBUS Bancorp DECOM NEW74,708$2.47M0.3%+10,117+15.7%AddedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD128,520$2.46M0.3%+6,016+4.9%Added–
PEPPepsiCo IncStock13,264$2.46M0.3%+1,914+16.9%AddedHistory
GISGeneral Mills IncStock30,995$2.38M0.3%+127+0.4%AddedHistory
GOOGLAlphabet Inc.Stock19,602$2.35M0.3%+252+1.3%AddedHistory
GDGeneral Dynamics CorpStock10,661$2.29M0.3%−6−0.1%ReducedHistory
ABBVAbbVie Inc.Stock16,946$2.28M0.3%−272−1.6%ReducedHistory
UNPUnion Pacific CorpStock10,934$2.24M0.3%+2,528+30.1%AddedHistory
Global X FDS37960A859DOW 30 CO CA ETF100,764$2.23M0.3%+100,764New–
NADNuveen Quality Municipal Income FundCOM196,672$2.22M0.3%−79,747−28.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF5,865$2.18M0.3%+282+5.1%Added–

Sold out since Q1 2023 (14)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Tr4642874571 3 YR TREAS BD28,865$2.37M0.3%–
Global X FDS37954Y475S&P 500 COVERED53,026$2.15M0.3%–
Fidelity Covington Trust316092386STOCK FOR INFL63,330$1.99M0.2%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM42,800$489.2K0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR8,421$417.7K0.1%–
CCitigroup IncStock6,813$319.5K<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF5,719$291.3K<0.1%–
TGTTarget CorpStock1,665$275.7K<0.1%History
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM19,207$224.3K<0.1%History
RFMRiverNorth Flexible Municipal Income Fund, Inc.COM14,430$223.5K<0.1%History
XELXcel Energy IncStock2,993$201.8K<0.1%History
EDConsolidated Edison IncStock2,100$200.9K<0.1%History
BYMBlackRock Municipal Income Quality TrustCOM11,738$134.3K<0.1%History
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS11,451$132.7K<0.1%History