XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 334
- +4 vs. Q4 2022
- Portfolio value
- $821.2M
- +$25.2M (+3.2%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 20,000 | $6.61K | <0.1% | 00.0% | Unchanged | – |
| ENGEnglobal Corp | COM | 30,122 | $14.4K | <0.1% | 00.0% | Unchanged | History |
| ATAIAtai Beckley N.V. | SHS | 13,891 | $25.1K | <0.1% | +13,891 | New | History |
| LUMNLumen Technologies, Inc. | Stock | 10,315 | $27.3K | <0.1% | +10,315 | New | History |
| PAVMPAVmed Inc. | COM | 154,991 | $57.9K | <0.1% | +4,000+2.6% | Added | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 14,460 | $65.6K | <0.1% | −570−3.8% | Reduced | History |
| SIRISirius XM Holdings Inc. | COM | 17,226 | $68.4K | <0.1% | +85+0.5% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $102.9K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 14,700 | $105.4K | <0.1% | 00.0% | Unchanged | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 10,000 | $106.4K | <0.1% | 00.0% | Unchanged | History |
| FNKOFunko, Inc. | COM CL A | 12,000 | $113.2K | <0.1% | +2,000+20.0% | Added | History |
| VKQInvesco Municipal Trust | COM | 11,880 | $117.9K | <0.1% | 00.0% | Unchanged | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 19,968 | $128.0K | <0.1% | 00.0% | Unchanged | History |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 11,451 | $132.7K | <0.1% | +11,451 | New | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $134.1K | <0.1% | 00.0% | Unchanged | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 11,738 | $134.3K | <0.1% | 00.0% | Unchanged | History |
| GLADGladstone Capital Corp | COM | 15,587 | $146.5K | <0.1% | +3,283+26.7% | Added | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 17,368 | $149.2K | <0.1% | +70.0% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 14,573 | $160.6K | <0.1% | +1,082+8.0% | Added | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 14,600 | $174.5K | <0.1% | −5,400−27.0% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 2,100 | $200.9K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 2,874 | $201.0K | <0.1% | +2,874 | New | – |
| XELXcel Energy Inc | Stock | 2,993 | $201.8K | <0.1% | −1,336−30.9% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 1,330 | $201.8K | <0.1% | +1,330 | New | – |
| CLXClorox Co | Stock | 1,305 | $206.6K | <0.1% | +1,305 | New | History |
| iShares Core S&P US Value ETF464287663 | ETF | 2,801 | $206.7K | <0.1% | −383−12.0% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,129 | $209.2K | <0.1% | +3,129 | New | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,037 | $212.0K | <0.1% | +1,037 | New | – |
| KMBKimberly Clark Corp | Stock | 1,583 | $212.4K | <0.1% | +3+0.2% | Added | History |
| BLKBlackRock, Inc. | COM | 319 | $213.2K | <0.1% | +1+0.3% | Added | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,829 | $213.3K | <0.1% | +25+0.4% | Added | – |
| DTEDte Energy Co | COM | 2,000 | $219.1K | <0.1% | −4−0.2% | Reduced | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 14,430 | $223.5K | <0.1% | 00.0% | Unchanged | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 19,207 | $224.3K | <0.1% | −700−3.5% | Reduced | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 11,506 | $224.5K | <0.1% | −165−1.4% | Reduced | History |
| LVSLas Vegas Sands Corp | COM | 3,976 | $228.4K | <0.1% | −400−9.1% | Reduced | History |
| INTUIntuit Inc. | Stock | 520 | $231.8K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $232.1K | <0.1% | 00.0% | Unchanged | – |
| NKENIKE, Inc. | Stock | 1,904 | $233.5K | <0.1% | +44+2.4% | Added | History |
| IRMIron Mountain Inc | COM | 4,427 | $234.2K | <0.1% | +43+1.0% | Added | History |
| CHHChoice Hotels International Inc | COM | 2,000 | $234.4K | <0.1% | 00.0% | Unchanged | History |
| ETNEaton Corp plc | Stock | 1,386 | $237.5K | <0.1% | +1,386 | New | History |
| HUMHumana Inc | Stock | 500 | $242.7K | <0.1% | 00.0% | Unchanged | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 18,000 | $243.0K | <0.1% | 00.0% | Unchanged | History |
| CSLCarlisle Companies Inc | COM | 1,080 | $244.2K | <0.1% | 00.0% | Unchanged | History |
| VLOValero Energy Corp | Stock | 1,760 | $245.7K | <0.1% | 00.0% | Unchanged | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 12,665 | $248.9K | <0.1% | −5,079−28.6% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,175 | $251.1K | <0.1% | +5,175 | New | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,989 | $252.7K | <0.1% | 00.0% | Unchanged | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 761 | $253.0K | <0.1% | +32+4.4% | Added | History |
| MAMastercard Inc | Stock | 698 | $253.6K | <0.1% | +84+13.7% | Added | History |
| MTBM&T Bank Corp | COM | 2,181 | $260.8K | <0.1% | +14+0.6% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 5,458 | $261.0K | <0.1% | −106−1.9% | Reduced | – |
| RPMRPM International Inc | COM | 3,000 | $261.7K | <0.1% | 00.0% | Unchanged | History |
| ANETArista Networks, Inc. | COM | 1,616 | $262.9K | <0.1% | +1,616 | New | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 4,053 | $264.7K | <0.1% | 00.0% | Unchanged | History |
| PXDPioneer Natural Resources Co | COM | 1,306 | $266.8K | <0.1% | +1,306 | New | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,231 | $267.6K | <0.1% | −288−8.2% | Reduced | – |
| ECLEcolab Inc. | Stock | 1,642 | $271.9K | <0.1% | −25−1.5% | Reduced | History |
| TGTTarget Corp | Stock | 1,665 | $275.7K | <0.1% | −405−19.6% | Reduced | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,954 | $277.3K | <0.1% | −230−7.2% | Reduced | History |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 27,390 | $277.5K | <0.1% | +4,390+19.1% | Added | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 44,650 | $278.6K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $279.2K | <0.1% | 00.0% | Unchanged | – |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $280.1K | <0.1% | 00.0% | Unchanged | – |
| TMOThermo Fisher Scientific Inc. | Stock | 487 | $280.4K | <0.1% | +1+0.2% | Added | History |
| ZTSZoetis Inc. | Stock | 1,726 | $287.2K | <0.1% | −334−16.2% | Reduced | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,538 | $289.4K | <0.1% | +14+0.3% | Added | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 5,719 | $291.3K | <0.1% | 00.0% | Unchanged | – |
| DALDelta Air Lines, Inc. | COM NEW | 8,373 | $292.4K | <0.1% | −450−5.1% | Reduced | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 7,126 | $304.6K | <0.1% | −773−9.8% | Reduced | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 6,540 | $306.8K | <0.1% | −52−0.8% | Reduced | – |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $313.2K | <0.1% | 00.0% | Unchanged | – |
| TXNTexas Instruments Inc | Stock | 1,712 | $318.5K | <0.1% | +1+0.1% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 6,699 | $318.5K | <0.1% | 00.0% | Unchanged | – |
| CCitigroup Inc | Stock | 6,813 | $319.5K | <0.1% | −179−2.6% | Reduced | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 18,945 | $321.9K | <0.1% | +226+1.2% | Added | – |
| iShares Global Clean Energy ETF464288224 | ETF | 16,384 | $324.1K | <0.1% | +536+3.4% | Added | – |
| ARCCAres Capital Corp | CEF | 17,839 | $326.0K | <0.1% | +326+1.9% | Added | History |
| SCDLMP Capital & Income Fund Inc. | COM | 27,378 | $334.3K | <0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 1,613 | $341.9K | <0.1% | +1,613 | New | History |
| CUBECubeSmart | REIT | 7,454 | $344.5K | <0.1% | +85+1.2% | Added | History |
| Townebank Portsmouth Va89214P109 | COM | 12,964 | $345.5K | <0.1% | 00.0% | Unchanged | – |
| STZConstellation Brands, Inc. | Stock | 1,530 | $345.6K | <0.1% | −39−2.5% | Reduced | History |
| CPCanadian Pacific Kansas City Ltd | COM | 4,584 | $352.7K | <0.1% | +10.0% | Added | History |
| CECelanese Corp | Stock | 3,230 | $354.4K | <0.1% | +670+26.2% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,898 | $355.6K | <0.1% | +160+4.3% | Added | – |
| iShares Tr464287556 | ISHARES BIOTECH | 2,760 | $356.5K | <0.1% | +10.0% | Added | – |
| BPBP PLC | ADR | 9,468 | $359.2K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 28,867 | $363.7K | <0.1% | +1,072+3.9% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 27,190 | $365.7K | <0.1% | +27,190 | New | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 26,428 | $370.0K | <0.1% | 00.0% | Unchanged | History |
| KMXCarMax Inc | COM | 5,968 | $372.4K | <0.1% | +1,160+24.1% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 5,103 | $381.2K | <0.1% | −50−1.0% | Reduced | – |
| SYYSysco Corp | Stock | 4,948 | $382.1K | <0.1% | −349−6.6% | Reduced | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 1,850 | $386.0K | <0.1% | +2+0.1% | Added | – |
| WMBWilliams Companies, Inc. | COM | 12,966 | $387.2K | <0.1% | −322−2.4% | Reduced | History |
| ROKRockwell Automation, Inc | Stock | 1,324 | $388.5K | <0.1% | +250+23.3% | Added | History |
| CINFCincinnati Financial Corp | COM | 3,471 | $389.0K | <0.1% | +22+0.6% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 9,757 | $393.6K | <0.1% | +450+4.8% | Added | – |
Sold out since Q4 2022 (13)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 166,239 | $5.23M | 0.7% | – |
| iShares Tips Bond ETF464287176 | ETF | 45,482 | $4.84M | 0.6% | – |
| MPCMarathon Petroleum Corp | Stock | 31,300 | $3.64M | 0.5% | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 92,792 | $2.51M | 0.3% | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 6,135 | $513.9K | 0.1% | – |
| iShares Tr46436E536 | US SML CP VALUE | 14,859 | $418.1K | 0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 29,086 | $381.6K | <0.1% | History |
| METMetlife Inc | Stock | 3,124 | $226.1K | <0.1% | History |
| CBChubb Ltd | Stock | 960 | $211.8K | <0.1% | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,800 | $201.5K | <0.1% | – |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 11,812 | $131.8K | <0.1% | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $116.8K | <0.1% | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 14,799 | $94.4K | <0.1% | History |