XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 10, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 330
- +14 vs. Q3 2022
- Portfolio value
- $796.1M
- +$75.6M (+10.5%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 20,000 | $1.20K | <0.1% | 00.0% | Unchanged | – |
| ENGEnglobal Corp | COM | 30,122 | $23.4K | <0.1% | 00.0% | Unchanged | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 15,030 | $67.8K | <0.1% | 00.0% | Unchanged | History |
| PAVMPAVmed Inc. | COM | 150,991 | $72.5K | <0.1% | −2,000−1.3% | Reduced | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 14,799 | $94.4K | <0.1% | +14,799 | New | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $96.0K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 14,700 | $98.6K | <0.1% | −9,975−40.4% | Reduced | History |
| SIRISirius XM Holdings Inc. | COM | 17,141 | $100.1K | <0.1% | +59+0.3% | Added | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 10,000 | $105.7K | <0.1% | 00.0% | Unchanged | History |
| FNKOFunko, Inc. | COM CL A | 10,000 | $109.1K | <0.1% | 00.0% | Unchanged | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $116.8K | <0.1% | 00.0% | Unchanged | History |
| VKQInvesco Municipal Trust | COM | 11,880 | $117.6K | <0.1% | −1,022−7.9% | Reduced | History |
| GLADGladstone Capital Corp | COM | 12,304 | $118.4K | <0.1% | +261+2.2% | Added | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 19,968 | $122.4K | <0.1% | −6,868−25.6% | Reduced | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $127.6K | <0.1% | 00.0% | Unchanged | History |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 11,812 | $131.8K | <0.1% | −2,750−18.9% | Reduced | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 11,738 | $133.2K | <0.1% | −1,300−10.0% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 13,491 | $151.8K | <0.1% | +225+1.7% | Added | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 17,361 | $156.4K | <0.1% | −602−3.4% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 2,100 | $200.2K | <0.1% | +2,100 | New | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 4,053 | $200.3K | <0.1% | +4,053 | New | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,800 | $201.5K | <0.1% | +4,800 | New | – |
| INTUIntuit Inc. | Stock | 520 | $202.4K | <0.1% | 00.0% | Unchanged | History |
| LVSLas Vegas Sands Corp | COM | 4,376 | $210.4K | <0.1% | +4,376 | New | History |
| CBChubb Ltd | Stock | 960 | $211.8K | <0.1% | +960 | New | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,804 | $212.0K | <0.1% | +5,804 | New | – |
| MAMastercard Inc | Stock | 614 | $213.4K | <0.1% | +614 | New | History |
| KMBKimberly Clark Corp | Stock | 1,580 | $214.5K | <0.1% | +1,580 | New | History |
| NKENIKE, Inc. | Stock | 1,860 | $217.7K | <0.1% | +1,860 | New | History |
| IRMIron Mountain Inc | COM | 4,384 | $218.5K | <0.1% | +4,384 | New | History |
| VLOValero Energy Corp | Stock | 1,760 | $223.3K | <0.1% | +1,760 | New | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $224.6K | <0.1% | 00.0% | Unchanged | – |
| iShares Core S&P US Value ETF464287663 | ETF | 3,184 | $224.9K | <0.1% | +3,184 | New | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $225.3K | <0.1% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | COM | 318 | $225.5K | <0.1% | +318 | New | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 19,907 | $225.5K | <0.1% | 00.0% | Unchanged | History |
| METMetlife Inc | Stock | 3,124 | $226.1K | <0.1% | +3,124 | New | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 14,430 | $226.3K | <0.1% | −2,000−12.2% | Reduced | History |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 23,000 | $227.0K | <0.1% | +2,500+12.2% | Added | History |
| DTEDte Energy Co | COM | 2,004 | $235.5K | <0.1% | +4+0.2% | Added | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 11,671 | $237.9K | <0.1% | −3,854−24.8% | Reduced | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,989 | $240.2K | <0.1% | +104+1.3% | Added | – |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 20,000 | $241.6K | <0.1% | −7,566−27.4% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 729 | $241.7K | <0.1% | +1+0.1% | Added | History |
| ECLEcolab Inc. | Stock | 1,667 | $242.7K | <0.1% | +142+9.3% | Added | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 18,000 | $243.5K | <0.1% | −2,000−10.0% | Reduced | History |
| CSLCarlisle Companies Inc | COM | 1,080 | $254.5K | <0.1% | +125+13.1% | Added | History |
| LPLALPL Financial Holdings Inc. | COM | 1,179 | $254.8K | <0.1% | +1+0.1% | Added | History |
| HUMHumana Inc | Stock | 500 | $256.1K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 5,564 | $259.9K | <0.1% | +51+0.9% | Added | – |
| CECelanese Corp | Stock | 2,560 | $261.7K | <0.1% | +2,560 | New | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 3,184 | $264.4K | <0.1% | +3,184 | New | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $266.2K | <0.1% | 00.0% | Unchanged | – |
| TMOThermo Fisher Scientific Inc. | Stock | 486 | $267.9K | <0.1% | +486 | New | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 44,650 | $272.8K | <0.1% | +6,500+17.0% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 137 | $275.1K | <0.1% | −6−4.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $276.4K | <0.1% | 00.0% | Unchanged | – |
| ROKRockwell Automation, Inc | Stock | 1,074 | $276.6K | <0.1% | +1,074 | New | History |
| OLEDUniversal Display Corp | COM | 2,587 | $279.5K | <0.1% | 00.0% | Unchanged | History |
| TXNTexas Instruments Inc | Stock | 1,711 | $282.6K | <0.1% | −10−0.6% | Reduced | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,524 | $283.8K | <0.1% | −283−4.9% | Reduced | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 5,719 | $286.6K | <0.1% | −3,460−37.7% | Reduced | – |
| DALDelta Air Lines, Inc. | COM NEW | 8,823 | $289.9K | <0.1% | +8,823 | New | History |
| ARK Innovation ETF00214Q104 | ETF | 9,307 | $290.8K | <0.1% | −783−7.8% | Reduced | – |
| RPMRPM International Inc | COM | 3,000 | $292.4K | <0.1% | 00.0% | Unchanged | History |
| KMXCarMax Inc | COM | 4,808 | $292.8K | <0.1% | −2,025−29.6% | Reduced | History |
| CUBECubeSmart | REIT | 7,369 | $296.6K | <0.1% | +7,369 | New | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $299.3K | <0.1% | 00.0% | Unchanged | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 6,592 | $300.9K | <0.1% | +6,592 | New | – |
| ZTSZoetis Inc. | Stock | 2,060 | $301.9K | <0.1% | 00.0% | Unchanged | History |
| XELXcel Energy Inc | Stock | 4,329 | $303.5K | <0.1% | 00.0% | Unchanged | History |
| MPWRMonolithic Power Systems, Inc. | COM | 863 | $305.2K | <0.1% | +105+13.9% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 7,899 | $305.8K | <0.1% | +7,899 | New | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,519 | $307.8K | <0.1% | +476+15.6% | Added | – |
| TGTTarget Corp | Stock | 2,070 | $308.5K | <0.1% | +82+4.1% | Added | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 1,848 | $309.1K | <0.1% | +1,848 | New | – |
| MTBM&T Bank Corp | COM | 2,167 | $314.3K | <0.1% | +12+0.6% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 15,848 | $314.6K | <0.1% | +15,848 | New | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 6,699 | $314.7K | <0.1% | +6,699 | New | – |
| CCitigroup Inc | Stock | 6,992 | $316.2K | <0.1% | −6,491−48.1% | Reduced | History |
| OXYOccidental Petroleum Corp | Stock | 5,068 | $319.2K | <0.1% | +5,068 | New | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 18,719 | $320.3K | <0.1% | −2,150−10.3% | Reduced | – |
| iShares Tr464287721 | U.S. TECH ETF | 4,334 | $322.8K | <0.1% | −64−1.5% | Reduced | – |
| FFord Motor Co | Stock | 27,795 | $323.3K | <0.1% | +948+3.5% | Added | History |
| ARCCAres Capital Corp | CEF | 17,513 | $323.5K | <0.1% | +900+5.4% | Added | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 17,744 | $323.5K | <0.1% | −3,207−15.3% | Reduced | History |
| SCDLMP Capital & Income Fund Inc. | COM | 27,378 | $329.6K | <0.1% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 9,468 | $330.7K | <0.1% | −341−3.5% | Reduced | History |
| GTESGates Industrial Corp Ltd. | ORD SHS | 29,192 | $333.1K | <0.1% | −700−2.3% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,738 | $336.4K | <0.1% | +42+1.1% | Added | – |
| CPCanadian Pacific Kansas City Ltd | COM | 4,583 | $341.9K | <0.1% | 00.0% | Unchanged | History |
| CINFCincinnati Financial Corp | COM | 3,449 | $353.2K | <0.1% | −205−5.6% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 26,428 | $354.7K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 2,759 | $362.3K | <0.1% | +73+2.7% | Added | – |
| STZConstellation Brands, Inc. | Stock | 1,569 | $363.6K | <0.1% | +23+1.5% | Added | History |
| Flagstar Bank, National Association649445103 | COM | 43,628 | $375.2K | <0.1% | −24,440−35.9% | Reduced | – |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 26,500 | $381.6K | <0.1% | −3,500−11.7% | Reduced | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 29,086 | $381.6K | <0.1% | +3,350+13.0% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 5,153 | $384.2K | <0.1% | +165+3.3% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,094 | $384.4K | <0.1% | −284−20.6% | Reduced | – |
Sold out since Q3 2022 (17)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| FLYYSpirit Aviation Holdings, Inc. | COM | 20,955 | $394.0K | 0.1% | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,808 | $353.0K | <0.1% | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 6,520 | $289.0K | <0.1% | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,616 | $282.0K | <0.1% | – |
| iShares S&P 500 Value ETF464287408 | ETF | 2,165 | $278.0K | <0.1% | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,790 | $252.0K | <0.1% | – |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 8,361 | $252.0K | <0.1% | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,727 | $203.0K | <0.1% | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 26,034 | $183.0K | <0.1% | History |
| VMOInvesco Municipal Opportunity Trust | COM | 19,736 | $180.0K | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 13,546 | $154.0K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 18,735 | $136.0K | <0.1% | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 24,250 | $133.0K | <0.1% | History |
| JBLUJetBlue Airways Corp | COM | 19,681 | $130.0K | <0.1% | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 10,152 | $98.0K | <0.1% | History |
| UAUnder Armour, Inc. | CL C | 13,314 | $79.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 11,199 | $78.0K | <0.1% | History |