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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
332
+16 vs. Q3 2023
Portfolio value
$948.3M
+$113.9M (+13.6%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of XML Financial, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF399,879$33.2M3.5%+12,524+3.2%Added–
MSFTMicrosoft CorpStock75,143$28.3M3.0%+790+1.1%AddedHistory
AAPLApple Inc.Stock144,110$27.7M2.9%−8,133−5.3%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF366,874$25.7M2.7%+9,509+2.7%Added–
iShares Russell 1000 Growth ETF464287614ETF80,374$24.4M2.6%+29,212+57.1%Added–
iShares Core Dividend Growth ETF46434V621ETF426,198$22.9M2.4%+14,458+3.5%Added–
iShares Russell Midcap ETF464287499ETF278,537$21.7M2.3%−1,324−0.5%Reduced–
iShares Tr464287622RUS 1000 ETF81,023$21.2M2.2%+1,912+2.4%Added–
Vanguard Information Technology ETF92204A702ETF35,135$17.0M1.8%+1,333+3.9%Added–
iShares Core S&P Small Cap ETF464287804ETF150,380$16.3M1.7%+31,298+26.3%Added–
Vanguard Total Bond Market ETF921937835ETF207,798$15.3M1.6%−1,316−0.6%Reduced–
QCOMQualcomm IncStock101,763$14.7M1.6%+1,300+1.3%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM1,103,619$14.6M1.5%+141,434+14.7%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF186,560$13.5M1.4%+8,497+4.8%Added–
BRK.BBerkshire Hathaway IncStock37,224$13.3M1.4%+288+0.8%AddedHistory
JNJJohnson & JohnsonStock75,077$11.8M1.2%+3,242+4.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF23,034$11.0M1.2%+1,264+5.8%Added–
iShares Russell 1000 Value ETF464287598ETF65,839$10.9M1.1%+1,514+2.4%Added–
BACBank of America CorpStock313,613$10.6M1.1%−2,684−0.8%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF90,343$10.5M1.1%+6,399+7.6%Added–
CSCOCisco Systems, Inc.Stock202,792$10.2M1.1%+2,910+1.5%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG108,013$10.1M1.1%+3,779+3.6%Added–
JPMJPMorgan Chase & CoStock59,108$10.1M1.1%−1,115−1.9%ReducedHistory
ULUnilever PLCSPON ADR NEW190,288$9.23M1.0%−2,356−1.2%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF116,949$8.90M0.9%+9,163+8.5%Added–
iShares Tr464287788U.S. FINLS ETF102,479$8.75M0.9%+3,627+3.7%Added–
CVSCVS Health CorpStock109,487$8.65M0.9%−190.0%ReducedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD84,096$8.18M0.9%+84,096New–
MRKMerck & Co., Inc.Stock74,527$8.12M0.9%+2,002+2.8%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT152,648$8.06M0.8%+12,132+8.6%Added–
VZVerizon Communications IncStock211,003$7.95M0.8%+2,582+1.2%AddedHistory
PSECProspect Capital CorpCOM1,326,672$7.95M0.8%−57,723−4.2%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD152,750$7.80M0.8%+4,753+3.2%Added–
AMZNAmazon Com IncStock49,875$7.58M0.8%+4,484+9.9%AddedHistory
UPSUnited Parcel Service IncStock47,383$7.45M0.8%+582+1.2%AddedHistory
AMGNAmgen IncStock25,395$7.31M0.8%+442+1.8%AddedHistory
GOODGladstone Commercial CorpCOM546,236$7.23M0.8%−19,402−3.4%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF291,693$7.22M0.8%+12,695+4.6%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF68,540$7.16M0.8%+4,547+7.1%Added–
Vanguard High Dividend Yield Index ETF921946406ETF63,387$7.08M0.7%+42,865+208.9%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL163,836$6.95M0.7%−71,108−30.3%Reduced–
CVXChevron CorpStock46,170$6.89M0.7%+3,332+7.8%AddedHistory
IBMInternational Business Machines CorpStock42,023$6.87M0.7%+93+0.2%AddedHistory
Innovator ETFs Tr45783Y590PREM INCM 40 BAR268,927$6.62M0.7%−2,419−0.9%Reduced–
KMIKinder Morgan, Inc.Stock373,976$6.60M0.7%+18,867+5.3%AddedHistory
RTXRTX CorpStock76,021$6.40M0.7%+3,310+4.6%AddedHistory
GLDSPDR Gold TrustETF33,449$6.39M0.7%+1,065+3.3%AddedHistory
DOWDow Inc.Stock116,216$6.37M0.7%+1,473+1.3%AddedHistory
INTCIntel CorpStock119,743$6.02M0.6%−906−0.8%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF25,673$5.97M0.6%+574+2.3%Added–
WisdomTree Tr97717X578EM EX ST-OWNED194,216$5.61M0.6%+11,851+6.5%Added–
PFEPfizer IncStock191,949$5.53M0.6%+4,480+2.4%AddedHistory
Global X FDS37960A859DOW 30 CO CA ETF247,827$5.43M0.6%+2,373+1.0%Added–
BMYBristol Myers Squibb CoStock104,353$5.35M0.6%+1,943+1.9%AddedHistory
SPDR Series Trust78464A805ST STR PR SP150091,594$5.35M0.6%+391+0.4%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF152,368$5.18M0.5%+8,016+5.6%Added–
OHIOmega Healthcare Investors IncCOM163,017$5.00M0.5%−1,813−1.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL77,826$4.88M0.5%+4,055+5.5%Added–
iShares Tr464287630RUS 2000 VAL ETF30,941$4.81M0.5%+1,288+4.3%Added–
XOMExxonMobil Holdings CorpCOM47,477$4.75M0.5%+5,359+12.7%AddedHistory
iShares Russell 2000 ETF464287655ETF23,612$4.74M0.5%−13,754−36.8%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF105,729$4.62M0.5%−4,339−3.9%Reduced–
iShares Russell 2000 Growth ETF464287648ETF18,191$4.59M0.5%+932+5.4%Added–
LMTLockheed Martin CorpStock10,035$4.55M0.5%+283+2.9%AddedHistory
TFCTruist Financial CorpCOM122,657$4.53M0.5%−3,390−2.7%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG149,485$4.30M0.5%−25,039−14.3%ReducedHistory
FDXFedEx CorpStock16,851$4.26M0.4%+407+2.5%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV88,124$4.18M0.4%−430.0%Reduced–
iShares S&P 500 Growth ETF464287309ETF53,754$4.04M0.4%−338−0.6%Reduced–
CMICummins IncStock16,537$3.96M0.4%+425+2.6%AddedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD195,837$3.76M0.4%+1,405+0.7%Added–
NSANational Storage Affiliates TrustCOM SHS BEN IN89,727$3.72M0.4%+11,552+14.8%AddedHistory
EMREmerson Electric CoStock38,139$3.71M0.4%+495+1.3%AddedHistory
Global X FDS37954Y475S&P 500 COVERED92,559$3.65M0.4%−37,659−28.9%Reduced–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM223,754$3.64M0.4%−123,179−35.5%ReducedHistory
AMDAdvanced Micro Devices IncStock24,543$3.62M0.4%−54−0.2%ReducedHistory
ABTAbbott LaboratoriesStock31,905$3.51M0.4%−711−2.2%ReducedHistory
DDominion Energy, IncStock74,651$3.51M0.4%−3,113−4.0%ReducedHistory
PRUPrudential Financial IncStock32,807$3.40M0.4%−430−1.3%ReducedHistory
COSTCostco Wholesale CorpStock5,055$3.34M0.4%+39+0.8%AddedHistory
USBUS Bancorp DECOM NEW74,176$3.21M0.3%−594−0.8%ReducedHistory
IPInternational Paper CoCOM88,238$3.19M0.3%+379+0.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF42,107$3.17M0.3%+452+1.1%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF31,148$3.09M0.3%−1,825−5.5%Reduced–
EPDEnterprise Products Partners L.P.Stock116,750$3.08M0.3%+4,811+4.3%AddedHistory
TAT&T Inc.Stock182,127$3.06M0.3%+5,935+3.4%AddedHistory
PSXPhillips 66Stock22,871$3.05M0.3%+1,906+9.1%AddedHistory
HDHome Depot, Inc.Stock8,634$2.99M0.3%+95+1.1%AddedHistory
NEMNEWMONT CorpStock71,793$2.97M0.3%+1,400+2.0%AddedHistory
UNPUnion Pacific CorpStock12,011$2.95M0.3%+899+8.1%AddedHistory
GOOGLAlphabet Inc.Stock20,753$2.90M0.3%+1,193+6.1%AddedHistory
GDGeneral Dynamics CorpStock10,745$2.79M0.3%+98+0.9%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD59,024$2.77M0.3%+483+0.8%Added–
Invesco QQQ Trust Series I46090E103ETF6,682$2.74M0.3%+685+11.4%Added–
Managed Portfolio Series56167N720TORTOISE NRAM PI104,869$2.72M0.3%−4,060−3.7%Reduced–
NVDANVIDIA CorpStock5,429$2.69M0.3%+192+3.7%AddedHistory
ABBVAbbVie Inc.Stock16,887$2.62M0.3%+204+1.2%AddedHistory
Vanguard Morningstar Value ETF922908744ETF17,115$2.56M0.3%+3,691+27.5%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF10,537$2.50M0.3%+3,026+40.3%Added–
BXBlackstone Inc.COM18,690$2.45M0.3%−154−0.8%ReducedHistory

Sold out since Q3 2023 (10)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
WPCW. P. Carey Inc.COM47,202$2.55M0.3%History
KMXCarMax IncCOM6,263$443.0K0.1%History
ProShares Tr74348A467S&P 500 DV ARIST3,793$335.9K<0.1%–
EVNEaton Vance Municipal Income TrustSH BEN INT36,500$325.2K<0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS41,102$297.2K<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS22,750$264.1K<0.1%History
HUMHumana IncStock500$243.3K<0.1%History
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM11,500$141.7K<0.1%History
LUMNLumen Technologies, Inc.Stock10,315$14.6K<0.1%History
ENGEnglobal CorpCOM30,122$10.2K<0.1%History