XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 332
- +16 vs. Q3 2023
- Portfolio value
- $948.3M
- +$113.9M (+13.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HRTXHeron Therapeutics, Inc. | COM | 10,000 | $17.0K | <0.1% | +10,000 | New | History |
| ATAIAtai Beckley N.V. | SHS | 27,457 | $38.7K | <0.1% | 00.0% | Unchanged | History |
| PAVMPAVmed Inc. | COM NEW | 10,334 | $42.6K | <0.1% | 00.0% | UnchangedConverted for a 1-for-15 split | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 14,120 | $64.2K | <0.1% | 00.0% | Unchanged | History |
| SIRISirius XM Holdings Inc. | COM | 14,376 | $78.6K | <0.1% | +70+0.5% | Added | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 15,000 | $87.9K | <0.1% | −29,000−65.9% | Reduced | History |
| FNKOFunko, Inc. | COM CL A | 12,000 | $92.8K | <0.1% | 00.0% | Unchanged | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 15,551 | $93.5K | <0.1% | −4,417−22.1% | Reduced | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $99.2K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 10,600 | $102.0K | <0.1% | −4,000−27.4% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 14,001 | $118.7K | <0.1% | −1,097−7.3% | Reduced | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,100 | $119.4K | <0.1% | −4,500−30.8% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 15,734 | $121.0K | <0.1% | −381−2.4% | Reduced | History |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 13,750 | $137.1K | <0.1% | −26,000−65.4% | Reduced | History |
| GLADGladstone Capital Corp | COM | 17,577 | $188.1K | <0.1% | +328+1.9% | Added | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 24,200 | $194.1K | <0.1% | −9,500−28.2% | Reduced | History |
| RIORio Tinto PLC | ADR | 2,725 | $202.9K | <0.1% | +2,725 | New | History |
| CAGConagra Brands Inc. | Stock | 7,095 | $203.4K | <0.1% | +7,095 | New | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,435 | $212.4K | <0.1% | +4,435 | New | – |
| NKENIKE, Inc. | Stock | 1,976 | $214.5K | <0.1% | +1,976 | New | History |
| CLHClean Harbors Inc | COM | 1,230 | $214.6K | <0.1% | 00.0% | Unchanged | History |
| IRMIron Mountain Inc | COM | 3,068 | $214.7K | <0.1% | +3,068 | New | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 4,502 | $214.9K | <0.1% | +4,502 | New | – |
| METMetlife Inc | Stock | 3,300 | $218.3K | <0.1% | 00.0% | Unchanged | History |
| DTEDte Energy Co | COM | 2,000 | $220.5K | <0.1% | +2,000 | New | History |
| GWWW.W. Grainger, Inc. | Stock | 266 | $220.6K | <0.1% | +266 | New | History |
| SNYSanofi | SPONSORED ADR | 4,496 | $223.6K | <0.1% | −5,445−54.8% | Reduced | History |
| ADBEAdobe Inc. | Stock | 375 | $223.7K | <0.1% | +375 | New | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,084 | $225.9K | <0.1% | −3,992−65.7% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 1,304 | $226.8K | <0.1% | +1+0.1% | Added | – |
| SPGIS&P Global Inc. | Stock | 518 | $228.2K | <0.1% | +518 | New | History |
| VLOValero Energy Corp | Stock | 1,760 | $228.8K | <0.1% | 00.0% | Unchanged | History |
| Exchange Listed FDS Tr30151E806 | SABA INT RATE | 12,063 | $228.8K | <0.1% | +317+2.7% | Added | – |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 20,870 | $229.4K | <0.1% | −12,350−37.2% | Reduced | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 3,097 | $234.0K | <0.1% | +84+2.8% | Added | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,872 | $234.2K | <0.1% | +25+0.4% | Added | – |
| CLXClorox Co | Stock | 1,654 | $235.8K | <0.1% | +28+1.7% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,271 | $236.2K | <0.1% | +2,271 | New | History |
| MCHPMicrochip Technology Inc | Stock | 2,665 | $240.4K | <0.1% | +20+0.8% | Added | History |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 15,800 | $240.6K | <0.1% | −8,500−35.0% | Reduced | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 3,139 | $242.7K | <0.1% | +3,139 | New | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,303 | $242.8K | <0.1% | +2,303 | New | – |
| AEPAmerican Electric Power Co Inc | Stock | 3,002 | $243.8K | <0.1% | +211+7.6% | Added | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,655 | $244.7K | <0.1% | +2,655 | New | – |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 2,446 | $246.4K | <0.1% | −500−17.0% | Reduced | – |
| IAUiShares Gold Trust | ETF | 6,321 | $246.7K | <0.1% | +6,321 | New | History |
| MSIMotorola Solutions, Inc. | Stock | 790 | $247.5K | <0.1% | 00.0% | Unchanged | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 4,794 | $249.2K | <0.1% | +4,794 | New | – |
| iShares Core S&P US Value ETF464287663 | ETF | 2,970 | $250.5K | <0.1% | +29+1.0% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 473 | $250.9K | <0.1% | −4−0.8% | Reduced | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $257.0K | <0.1% | 00.0% | Unchanged | – |
| GPNGlobal Payments Inc | Stock | 2,050 | $260.4K | <0.1% | +50+2.5% | Added | History |
| KKRKKR & Co. Inc. | COM | 3,170 | $262.7K | <0.1% | +3,170 | New | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,782 | $266.1K | <0.1% | −365−8.8% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,229 | $266.1K | <0.1% | +136+4.4% | Added | – |
| AMTAmerican Tower Corp | REIT | 1,239 | $267.5K | <0.1% | +1,239 | New | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 3,170 | $269.0K | <0.1% | +3,170 | New | – |
| BPBP PLC | ADR | 7,691 | $272.3K | <0.1% | −991−11.4% | Reduced | History |
| RPMRPM International Inc | COM | 2,500 | $279.1K | <0.1% | −500−16.7% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 2,297 | $279.1K | <0.1% | +2,297 | New | History |
| MAMastercard Inc | Stock | 657 | $280.2K | <0.1% | −6−0.9% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,415 | $282.1K | <0.1% | +99+1.9% | Added | – |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $282.5K | <0.1% | 00.0% | Unchanged | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 5,449 | $285.7K | <0.1% | +73+1.4% | Added | – |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 20,250 | $287.1K | <0.1% | +4,750+30.6% | Added | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,989 | $288.6K | <0.1% | 00.0% | Unchanged | – |
| WMBWilliams Companies, Inc. | COM | 8,292 | $288.8K | <0.1% | −506−5.8% | Reduced | History |
| ETNEaton Corp plc | Stock | 1,211 | $291.7K | <0.1% | −48−3.8% | Reduced | History |
| ORealty Income Corp | REIT | 5,096 | $292.6K | <0.1% | +5,096 | New | History |
| EDConsolidated Edison Inc | Stock | 3,345 | $304.3K | <0.1% | +3,345 | New | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 7,878 | $308.7K | <0.1% | +460+6.2% | Added | – |
| FFord Motor Co | Stock | 26,387 | $321.7K | <0.1% | −227−0.9% | Reduced | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 18,673 | $323.8K | <0.1% | −21,250−53.2% | Reduced | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 3,409 | $324.1K | <0.1% | +36+1.1% | Added | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 9,309 | $326.7K | <0.1% | 00.0% | Unchanged | – |
| DEDeere & Co | Stock | 822 | $328.6K | <0.1% | +1+0.1% | Added | History |
| CUBECubeSmart | REIT | 7,108 | $329.4K | <0.1% | −483−6.4% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 8,202 | $330.0K | <0.1% | −133−1.6% | Reduced | History |
| BLKBlackRock, Inc. | COM | 411 | $333.3K | <0.1% | +55+15.4% | Added | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 9,416 | $334.8K | <0.1% | −125−1.3% | Reduced | – |
| ZTSZoetis Inc. | Stock | 1,741 | $343.6K | <0.1% | +15+0.9% | Added | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 19,639 | $343.9K | <0.1% | +243+1.3% | Added | – |
| First Tr Exchange-Traded FD336917109 | SHS | 9,703 | $348.1K | <0.1% | +1,634+20.3% | Added | – |
| INTUIntuit Inc. | Stock | 570 | $356.3K | <0.1% | +50+9.6% | Added | History |
| SCDLMP Capital & Income Fund Inc. | COM | 25,468 | $356.8K | <0.1% | 00.0% | Unchanged | History |
| TXNTexas Instruments Inc | Stock | 2,104 | $358.7K | <0.1% | +226+12.0% | Added | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,458 | $360.1K | <0.1% | 00.0% | Unchanged | – |
| CPCanadian Pacific Kansas City Ltd | COM | 4,585 | $362.5K | <0.1% | +10.0% | Added | History |
| CINFCincinnati Financial Corp | COM | 3,547 | $366.9K | <0.1% | +26+0.7% | Added | History |
| STZConstellation Brands, Inc. | Stock | 1,539 | $372.1K | <0.1% | −10−0.6% | Reduced | History |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 9,281 | $375.6K | <0.1% | +243+2.7% | Added | – |
| TGTTarget Corp | Stock | 2,653 | $377.8K | <0.1% | +159+6.4% | Added | History |
| ECLEcolab Inc. | Stock | 1,931 | $383.1K | <0.1% | +96+5.2% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 7,127 | $383.7K | <0.1% | 00.0% | Unchanged | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 26,128 | $388.5K | <0.1% | 00.0% | Unchanged | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,948 | $400.6K | <0.1% | 00.0% | Unchanged | History |
| PXDPioneer Natural Resources Co | COM | 1,787 | $401.9K | <0.1% | +153+9.4% | Added | History |
| CSLCarlisle Companies Inc | COM | 1,290 | $403.0K | <0.1% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 20,128 | $403.2K | <0.1% | +86+0.4% | Added | History |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 10,503 | $404.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2023 (10)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| WPCW. P. Carey Inc. | COM | 47,202 | $2.55M | 0.3% | History |
| KMXCarMax Inc | COM | 6,263 | $443.0K | 0.1% | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,793 | $335.9K | <0.1% | – |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 36,500 | $325.2K | <0.1% | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 41,102 | $297.2K | <0.1% | History |
| GTESGates Industrial Corp Ltd. | ORD SHS | 22,750 | $264.1K | <0.1% | History |
| HUMHumana Inc | Stock | 500 | $243.3K | <0.1% | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 11,500 | $141.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 10,315 | $14.6K | <0.1% | History |
| ENGEnglobal Corp | COM | 30,122 | $10.2K | <0.1% | History |