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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Feb 11, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
441
+50 vs. Q3 2025
Portfolio value
$1.23B
−$2.79M (−0.2%) vs. Q3 2025
Filed
Feb 11, 2026
SEC
Holdings of XML Financial, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,501,657$49.0M4.0%−87,024−5.5%Reduced–
iShares Russell 1000 Growth ETF464287614ETF80,253$38.0M3.1%−843−1.0%Reduced–
iShares Core Dividend Growth ETF46434V621ETF507,686$35.2M2.9%−540−0.1%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF1,160,962$34.4M2.8%−59,562−4.9%Reduced–
AAPLApple Inc.Stock115,371$31.4M2.6%−6,549−5.4%ReducedHistory
iShares Tr464287622RUS 1000 ETF83,601$31.2M2.5%−912−1.1%Reduced–
Vanguard Information Technology ETF92204A702ETF35,998$27.1M2.2%−594−1.6%Reduced–
MSFTMicrosoft CorpStock55,204$26.7M2.2%−5,280−8.7%ReducedHistory
iShares Core S&P 500 ETF464287200ETF35,060$24.0M2.0%+1,056+3.1%Added–
iShares Russell Midcap ETF464287499ETF244,325$23.5M1.9%−494−0.2%Reduced–
PTYPIMCO Corporate & Income Opportunity FundCOM1,596,655$20.6M1.7%+53,314+3.5%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF250,935$19.8M1.6%−3,483−1.4%Reduced–
BRK.BBerkshire Hathaway IncStock34,703$17.4M1.4%−2,909−7.7%ReducedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD176,449$17.3M1.4%−5,635−3.1%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF188,094$16.8M1.4%−457−0.2%Reduced–
GLDSPDR Gold TrustETF40,112$15.9M1.3%−1,324−3.2%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF124,160$14.9M1.2%−4,670−3.6%Reduced–
iShares Tr464287788U.S. FINLS ETF112,672$14.5M1.2%+820+0.7%Added–
iShares Russell 1000 Value ETF464287598ETF66,398$14.0M1.1%+501+0.8%Added–
JPMJPMorgan Chase & CoStock40,954$13.2M1.1%−1,917−4.5%ReducedHistory
JNJJohnson & JohnsonStock63,389$13.1M1.1%−5,257−7.7%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP1500158,114$13.0M1.1%+2,675+1.7%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG98,121$13.0M1.1%−5,929−5.7%Reduced–
AMZNAmazon Com IncStock54,693$12.6M1.0%−1,436−2.6%ReducedHistory
NVDANVIDIA CorpStock64,159$12.0M1.0%+1,040+1.6%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF194,250$11.7M1.0%−1,320−0.7%Reduced–
Schwab US Dividend Equity ETF808524797ETF423,055$11.6M0.9%+2,241+0.5%Added–
BACBank of America CorpStock204,423$11.2M0.9%−30,715−13.1%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF80,517$11.0M0.9%−918−1.1%Reduced–
GOOGLAlphabet Inc.Stock33,880$10.6M0.9%+2,447+7.8%AddedHistory
QCOMQualcomm IncStock61,822$10.6M0.9%−11,995−16.2%ReducedHistory
iShares Russell 2000 ETF464287655ETF41,970$10.3M0.8%−231−0.5%Reduced–
CSCOCisco Systems, Inc.Stock130,053$10.0M0.8%−21,953−14.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL200,001$9.60M0.8%+1,689+0.9%Added–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU476,298$9.55M0.8%−30,884−6.1%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF67,661$9.54M0.8%+1,121+1.7%Added–
RTXRTX CorpStock51,557$9.46M0.8%−5,123−9.0%ReducedHistory
IBMInternational Business Machines CorpStock29,506$8.74M0.7%−4,131−12.3%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF60,398$8.67M0.7%−3,339−5.2%Reduced–
PIMCO ETF Tr72201R585MULTISECTOR BD320,240$8.54M0.7%+320,240New–
SPDR Index Shs FDS78463X152ST STR SP N AM124,139$8.42M0.7%−7,028−5.4%Reduced–
Goldman Sachs ETF Tr38149W630NASDA 100 ETF158,082$8.36M0.7%+3,602+2.3%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF28,664$8.32M0.7%−484−1.7%Reduced–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM417,040$8.28M0.7%+70,824+20.5%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF313,233$7.88M0.6%−16,883−5.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF11,710$7.19M0.6%−393−3.2%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF161,830$7.19M0.6%−2,991−1.8%Reduced–
First Tr Exchange-Traded FD33733E856FT VEST GOLD284,164$7.11M0.6%+18,253+6.9%Added–
GOOGAlphabet Inc.Stock21,390$6.71M0.5%+759+3.7%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF20,724$6.69M0.5%+705+3.5%Added–
MRKMerck & Co., Inc.Stock62,981$6.63M0.5%−7,034−10.0%ReducedHistory
KMIKinder Morgan, Inc.Stock239,092$6.57M0.5%−44,007−15.5%ReducedHistory
AMGNAmgen IncStock19,980$6.54M0.5%−2,163−9.8%ReducedHistory
CVXChevron CorpStock42,514$6.48M0.5%−2,567−5.7%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF63,505$6.34M0.5%+8,863+16.2%Added–
ULUnilever PLCSPON ADR NEW89,544$5.86M0.5%+89,544NewHistory
iShares Tr464287630RUS 2000 VAL ETF32,193$5.83M0.5%+1,299+4.2%Added–
Vanguard S&P 500 ETF922908363ETF9,069$5.69M0.5%+1,388+18.1%Added–
XOMExxonMobil Holdings CorpCOM47,077$5.67M0.5%−2,803−5.6%ReducedHistory
EMREmerson Electric CoStock40,532$5.38M0.4%−928−2.2%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF63,307$5.30M0.4%+314+0.5%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF20,458$5.28M0.4%+1,195+6.2%Added–
SPYSPDR S&P 500 ETF TrustETF7,568$5.16M0.4%−80−1.0%ReducedHistory
VZVerizon Communications IncStock125,675$5.12M0.4%−36,974−22.7%ReducedHistory
Global X FDS37954Y616S&P 500 QLT ETF145,043$5.03M0.4%−11,735−7.5%Reduced–
TAT&T Inc.Stock201,180$5.00M0.4%−20,595−9.3%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED120,274$4.89M0.4%+6,625+5.8%Added–
iShares Tr464288158SHRT NAT MUN ETF45,478$4.85M0.4%−1,603−3.4%Reduced–
AVGOBroadcom Inc.Stock13,718$4.75M0.4%+2,727+24.8%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV93,623$4.65M0.4%+1,174+1.3%Added–
iShares S&P 500 Growth ETF464287309ETF36,434$4.49M0.4%−10,935−23.1%Reduced–
Exchange Listed FDS Tr30151E806SABA INT RATE191,327$4.41M0.4%+41,446+27.7%Added–
Innovator ETFs Trust45782C284US SML CP PWR B133,300$4.23M0.3%−16,820−11.2%Reduced–
iShares Tr464288687PFD AND INCM SEC130,146$4.03M0.3%−36,366−21.8%Reduced–
iShares MSCI Eafe ETF464287465ETF40,983$3.94M0.3%+256+0.6%Added–
GSGoldman Sachs Group IncStock4,414$3.88M0.3%−403−8.4%ReducedHistory
AMATApplied Materials IncStock14,933$3.84M0.3%+91+0.6%AddedHistory
CVSCVS Health CorpStock47,204$3.75M0.3%−6,396−11.9%ReducedHistory
TFCTruist Financial CorpCOM74,291$3.66M0.3%−10,373−12.3%ReducedHistory
COSTCostco Wholesale CorpStock4,051$3.49M0.3%−346−7.9%ReducedHistory
EPDEnterprise Products Partners L.P.Stock108,869$3.49M0.3%−9,166−7.8%ReducedHistory
LMTLockheed Martin CorpStock7,093$3.43M0.3%−1,168−14.1%ReducedHistory
CMICummins IncStock6,618$3.38M0.3%−1,760−21.0%ReducedHistory
PFEPfizer IncStock127,843$3.18M0.3%−13,290−9.4%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF30,696$3.18M0.3%−19,861−39.3%Reduced–
UPSUnited Parcel Service IncStock30,804$3.06M0.2%−1,470−4.6%ReducedHistory
CRSCarpenter Technology CorpCOM9,410$2.96M0.2%00.0%UnchangedHistory
CATCaterpillar IncStock5,077$2.91M0.2%+26+0.5%AddedHistory
BMYBristol Myers Squibb CoStock53,489$2.89M0.2%−5,573−9.4%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF14,954$2.86M0.2%−7,338−32.9%Reduced–
ORCLOracle CorpStock14,537$2.83M0.2%+700+5.1%AddedHistory
WMTWalmart Inc.Stock25,380$2.83M0.2%−1,776−6.5%ReducedHistory
USBUS Bancorp DECOM NEW52,199$2.79M0.2%−9,419−15.3%ReducedHistory
HDHome Depot, Inc.Stock7,931$2.73M0.2%−714−8.3%ReducedHistory
BXBlackstone Inc.COM17,559$2.71M0.2%+630+3.7%AddedHistory
NEMNEWMONT CorpStock26,930$2.69M0.2%−1,960−6.8%ReducedHistory
OHIOmega Healthcare Investors IncCOM59,734$2.65M0.2%−6,968−10.4%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock8,955$2.63M0.2%−1,767−16.5%ReducedHistory
TSLATesla, Inc.Stock5,766$2.59M0.2%+314+5.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF38,981$2.57M0.2%−557−1.4%Reduced–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of XML Financial, LLC in Q4 2025
SecurityClassPutsCalls
SLViShares Silver TrustETF–$322.1K

Sold out since Q3 2025 (20)

Positions held at the end of Q3 2025 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
SPDR Series Trust78464A672ST INTER ETF256,380$7.41M0.6%–
ULUnilever PLCSPON ADR NEW117,276$6.95M0.6%History
TRUTransUnionCOM14,565$1.22M0.1%History
OLEDUniversal Display CorpCOM2,587$371.6K<0.1%History
SPOTSpotify Technology S.A.Stock510$356.0K<0.1%History
CUBECubeSmartREIT7,195$292.5K<0.1%History
GPKGraphic Packaging Holding CoCOM13,880$271.6K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,189$248.9K<0.1%–
AWKAmerican Water Works Company, Inc.Stock1,788$248.9K<0.1%History
SEZLSezzle Inc.COM3,115$247.7K<0.1%History
BCEBce IncCOM NEW10,075$235.7K<0.1%History
CBSHCommerce Bancshares IncStock3,928$234.7K<0.1%History
KHCKraft Heinz CoStock8,775$228.5K<0.1%History
SAPSAP SEADR785$209.8K<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF841$201.5K<0.1%–
STXSeagate Technology Holdings plcORD SHS849$200.4K<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM10,000$197.0K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF12,100$150.9K<0.1%History
RITMRithm Capital Corp.REIT10,500$119.6K<0.1%History
BPBP PLCADR3,077$106.0K<0.1%History