XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 11, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 441
- +50 vs. Q3 2025
- Portfolio value
- $1.23B
- −$2.79M (−0.2%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PAVMPAVmed Inc. | COM NEW | 10,067 | $2.22K | <0.1% | 00.0% | Unchanged | History |
| HRTXHeron Therapeutics, Inc. | COM | 10,000 | $13.0K | <0.1% | 00.0% | Unchanged | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 12,500 | $34.1K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 25,336 | $40.8K | <0.1% | −7,000−21.6% | Reduced | History |
| FNKOFunko, Inc. | COM CL A | 14,000 | $47.6K | <0.1% | 00.0% | Unchanged | History |
| MFGMizuho Financial Group Inc | SPONSORED ADR | 12,600 | $92.2K | <0.1% | +12,600 | New | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 15,551 | $113.2K | <0.1% | 00.0% | Unchanged | History |
| COMPCompass, Inc. | CL A | 11,185 | $118.2K | <0.1% | 00.0% | Unchanged | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $127.5K | <0.1% | 00.0% | Unchanged | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 12,700 | $129.4K | <0.1% | +12,700 | New | History |
| ABCLAbCellera Biologics Inc. | COM | 42,025 | $143.7K | <0.1% | 00.0% | Unchanged | History |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 10,500 | $150.3K | <0.1% | 00.0% | Unchanged | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 17,117 | $162.3K | <0.1% | −8,012−31.9% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 16,371 | $163.5K | <0.1% | +298+1.9% | Added | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 13,000 | $164.6K | <0.1% | 00.0% | Unchanged | History |
| DXDynex Capital Inc | COM | 13,650 | $191.2K | <0.1% | +13,650 | New | History |
| LUCDLucid Diagnostics Inc. | COM | 178,795 | $194.9K | <0.1% | 00.0% | Unchanged | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 17,920 | $199.1K | <0.1% | 00.0% | Unchanged | History |
| Fidelity Covington Trust31609A206 | ENHANCED SML CAP | 5,360 | $202.5K | <0.1% | +5,360 | New | – |
| CBChubb Ltd | Stock | 651 | $203.0K | <0.1% | +651 | New | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 4,390 | $204.3K | <0.1% | +61+1.4% | Added | – |
| AFLAflac Inc | Stock | 1,855 | $204.6K | <0.1% | +5+0.3% | Added | History |
| Goldman Sachs ETF Tr38149W432 | TECHN OPPOR ETF | 5,177 | $204.6K | <0.1% | +5,177 | New | – |
| GLWCorning Inc | COM | 2,342 | $205.0K | <0.1% | +2,342 | New | History |
| NVTnVent Electric plc | SHS | 2,011 | $205.1K | <0.1% | +2,011 | New | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 4,500 | $206.1K | <0.1% | +4,500 | New | History |
| NUNu Holdings Ltd. | ORD SHS CL A | 12,317 | $206.2K | <0.1% | +12,317 | New | History |
| NKENIKE, Inc. | Stock | 3,244 | $206.7K | <0.1% | +3,244 | New | History |
| LITELumentum Holdings Inc. | COM | 565 | $208.3K | <0.1% | +565 | New | History |
| Global X FDS37954Y848 | GLOBAL X SILVER | 2,500 | $208.8K | <0.1% | +2,500 | New | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 2,102 | $209.2K | <0.1% | +2,102 | New | – |
| KGCKinross Gold Corp | COM | 7,435 | $209.4K | <0.1% | +7,435 | New | History |
| SHELShell plc | ADR | 2,866 | $210.6K | <0.1% | +2,866 | New | History |
| IAUMiShares Gold Trust Micro | SHS REPSTG UN TR | 4,904 | $210.8K | <0.1% | +4,904 | New | History |
| AGXArgan Inc | Stock | 675 | $211.5K | <0.1% | +675 | New | History |
| UBERUber Technologies, Inc | Stock | 2,589 | $211.5K | <0.1% | −471−15.4% | Reduced | History |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 3,846 | $213.8K | <0.1% | 00.0% | Unchanged | – |
| FETHFidelity Ethereum Fund | SHS | 7,250 | $214.7K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 1,899 | $216.3K | <0.1% | +30+1.6% | Added | – |
| HLHecla Mining Co | COM | 11,300 | $216.8K | <0.1% | +11,300 | New | History |
| TTMITTM Technologies Inc | COM | 3,150 | $217.3K | <0.1% | +3,150 | New | History |
| EMNEastman Chemical Co | Stock | 3,405 | $217.4K | <0.1% | +3,405 | New | History |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 3,750 | $217.9K | <0.1% | −2,505−40.0% | Reduced | – |
| URIUnited Rentals, Inc. | COM | 270 | $218.4K | <0.1% | +270 | New | History |
| BENFranklin Templeton Inc | COM | 9,168 | $219.0K | <0.1% | +9,168 | New | History |
| VRTVertiv Holdings Co | COM CL A | 1,365 | $221.1K | <0.1% | +1,365 | New | History |
| CCICrown Castle Inc. | REIT | 2,489 | $221.2K | <0.1% | +389+18.5% | Added | History |
| TRGPTarga Resources Corp. | COM | 1,200 | $221.4K | <0.1% | +1,200 | New | History |
| MTNVail Resorts Inc | COM | 1,668 | $221.5K | <0.1% | +1,668 | New | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,556 | $222.8K | <0.1% | +2,556 | New | – |
| SOFISoFi Technologies, Inc. | Stock | 8,574 | $224.5K | <0.1% | +8,574 | New | History |
| PSECProspect Capital Corp | COM | 87,115 | $225.6K | <0.1% | −561,109−86.6% | Reduced | History |
| INTUIntuit Inc. | Stock | 341 | $226.1K | <0.1% | −17−4.7% | Reduced | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 4,198 | $226.2K | <0.1% | +4,198 | New | – |
| OXYOccidental Petroleum Corp | Stock | 5,510 | $226.6K | <0.1% | −3,815−40.9% | Reduced | History |
| Cyberark Software LtdM2682V108 | SHS | 511 | $227.9K | <0.1% | +511 | New | – |
| iShares Tr46438G653 | IBONDS DEC 2034 | 8,666 | $228.5K | <0.1% | +8,666 | New | – |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 18,169 | $230.0K | <0.1% | +1,169+6.9% | Added | History |
| AZOAutoZone Inc | COM | 68 | $230.6K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 2,400 | $230.7K | <0.1% | 00.0% | Unchanged | – |
| TYGTortoise Energy Infrastructure Corp | COM | 5,702 | $233.2K | <0.1% | +5,702 | New | History |
| PPLPPL Corp | COM | 6,706 | $234.8K | <0.1% | −410−5.8% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 4,297 | $235.4K | <0.1% | +4,297 | New | – |
| NOWServiceNow, Inc. | Stock | 1,550 | $237.4K | <0.1% | +1,550 | New | History |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 5,781 | $238.3K | <0.1% | +5,781 | New | – |
| KVUEKenvue Inc. | Stock | 13,850 | $238.9K | <0.1% | −3,600−20.6% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 1,145 | $239.0K | <0.1% | −162−12.4% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 2,065 | $239.7K | <0.1% | +10+0.5% | Added | History |
| CAHCardinal Health Inc | Stock | 1,176 | $241.6K | <0.1% | +1,176 | New | History |
| PWRQuanta Services, Inc. | COM | 575 | $242.7K | <0.1% | +25+4.5% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 4,860 | $246.8K | <0.1% | +4,860 | New | History |
| Fidelity Covington Trust316092386 | STOCK FOR INFL | 5,007 | $247.7K | <0.1% | +28+0.6% | Added | – |
| EGBNEagle Bancorp Inc | COM | 11,692 | $250.4K | <0.1% | −875−7.0% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 2,046 | $251.2K | <0.1% | +2,046 | New | History |
| CTRECareTrust REIT, Inc. | COM | 6,960 | $251.7K | <0.1% | +6,960 | New | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 5,810 | $252.0K | <0.1% | +5,810 | New | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,648 | $255.1K | <0.1% | +1,648 | New | – |
| DTEDte Energy Co | COM | 2,000 | $258.0K | <0.1% | 00.0% | Unchanged | History |
| RPMRPM International Inc | COM | 2,500 | $260.0K | <0.1% | 00.0% | Unchanged | History |
| RBCRBC Bearings INC | COM | 580 | $260.1K | <0.1% | 00.0% | Unchanged | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 2,585 | $260.6K | <0.1% | +2,585 | New | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 4,033 | $261.4K | <0.1% | −2,165−34.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,085 | $261.9K | <0.1% | +15+0.3% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 5,225 | $264.3K | <0.1% | +600+13.0% | Added | – |
| IBITiShares Bitcoin Trust ETF | ETF | 5,330 | $264.7K | <0.1% | −301−5.3% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 1,614 | $272.4K | <0.1% | +1,614 | New | – |
| MICCMagnum Ice Cream Co N.V. | ORD SHS | 17,211 | $272.8K | <0.1% | +17,211 | New | History |
| ALLAllstate Corp | Stock | 1,320 | $274.7K | <0.1% | +25+1.9% | Added | History |
| MSIMotorola Solutions, Inc. | Stock | 719 | $275.7K | <0.1% | +4+0.6% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 3,973 | $275.7K | <0.1% | +3,973 | New | History |
| ADMArcher-Daniels-Midland Co | Stock | 4,850 | $278.8K | <0.1% | +100+2.1% | Added | History |
| Pgim ETF Tr69344A784 | SHRT DUR HGH YLD | 5,554 | $279.7K | <0.1% | −700−11.2% | Reduced | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 14,678 | $281.8K | <0.1% | −6,150−29.5% | Reduced | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $287.1K | <0.1% | 00.0% | Unchanged | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 8,945 | $291.3K | <0.1% | +8,945 | New | – |
| MRVLMarvell Technology, Inc. | COM | 3,435 | $291.9K | <0.1% | +945+38.0% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 626 | $293.4K | <0.1% | +129+26.0% | Added | History |
| CLHClean Harbors Inc | COM | 1,267 | $297.1K | <0.1% | 00.0% | Unchanged | History |
| KREFKKR Real Estate Finance Trust Inc. | COM | 36,300 | $298.4K | <0.1% | +7,350+25.4% | Added | History |
| DTMDT Midstream, Inc. | COMMON STOCK | 2,503 | $299.6K | <0.1% | 00.0% | Unchanged | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SLViShares Silver Trust | ETF | – | $322.1K |
Sold out since Q3 2025 (20)
Positions held at the end of Q3 2025 that are gone from this filing.
| Security | Class | Shares in Q3 2025 | Value in Q3 2025 | % of portfolio in Q3 2025 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78464A672 | ST INTER ETF | 256,380 | $7.41M | 0.6% | – |
| ULUnilever PLC | SPON ADR NEW | 117,276 | $6.95M | 0.6% | History |
| TRUTransUnion | COM | 14,565 | $1.22M | 0.1% | History |
| OLEDUniversal Display Corp | COM | 2,587 | $371.6K | <0.1% | History |
| SPOTSpotify Technology S.A. | Stock | 510 | $356.0K | <0.1% | History |
| CUBECubeSmart | REIT | 7,195 | $292.5K | <0.1% | History |
| GPKGraphic Packaging Holding Co | COM | 13,880 | $271.6K | <0.1% | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 4,189 | $248.9K | <0.1% | – |
| AWKAmerican Water Works Company, Inc. | Stock | 1,788 | $248.9K | <0.1% | History |
| SEZLSezzle Inc. | COM | 3,115 | $247.7K | <0.1% | History |
| BCEBce Inc | COM NEW | 10,075 | $235.7K | <0.1% | History |
| CBSHCommerce Bancshares Inc | Stock | 3,928 | $234.7K | <0.1% | History |
| KHCKraft Heinz Co | Stock | 8,775 | $228.5K | <0.1% | History |
| SAPSAP SE | ADR | 785 | $209.8K | <0.1% | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 841 | $201.5K | <0.1% | – |
| STXSeagate Technology Holdings plc | ORD SHS | 849 | $200.4K | <0.1% | History |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 10,000 | $197.0K | <0.1% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 12,100 | $150.9K | <0.1% | History |
| RITMRithm Capital Corp. | REIT | 10,500 | $119.6K | <0.1% | History |
| BPBP PLC | ADR | 3,077 | $106.0K | <0.1% | History |